Search : U.S. Supreme Court : Securities Law : From 10/01/01 To 07/01/02
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| Court: | U.S. Supreme Court |
| Topic: | Securities Law |
| Title: | SEC v. ZANDFORD |
| Date: | 06/03/02 |
| Case Number: | 01-147 |
| Summary: | A complaint for fraud and misappropriation of proceeds from securities transactions, against a broker in connection with management of an investment account, sufficiently alleged conduct "in connection with the purchase or sale of any security" under the Securities Exchange Act of 1934 and SEC Rule 10(b)(5). |