State v. Norman, No. 69417-6, (Slip Op., February 21, 2002).
State v. Norman, No. 69417-6, (Slip Op., February 21, 2002).
Feb. 2001 STATE v. NORMAN 1
Cause No. 69417-6
[No. 69417-6. En Banc.]
Argued September 11, 2001. Decided February 21, 2002.
STATE OF WASHINGTON, ) No. 69417-6
)
Respondent, )
)
v. ) EN BANC
)
HELEN NORMAN, KEVIN BELEN, )
and LAURA STRADWICK, )
)
Petitioners. ) Dated February 21, 2002
_______________________ )
SANDERS, J., dissents by separate opinion.
Trial Court: Superior Court, Whatcom County, No. 96-1-00804-7,
David S. Nichols, J., February 23, 2000.
Whatcom County Public Defender's Office, by Jon C. Komorowski and,
Eric M. Weight; Brett & Daugert, by Philip J. Buri, for petitioners.
David M. Grant, Whatcom County Assistant Prosecuting Attorney, for
respondent.
Office of Attorney General, by Jeffrey T. Even, amicus curiae on
behalf of Attorney General
MADSEN, J. -- The defendants in these consolidated cases maintain that the
State lacks jurisdiction to prosecute them for alleged crimes committed
north of the 49th parallel, as located by present day geographers and
surveyors, but south of the international boundary between the United
States and Canada. Our state constitution provides that Washington State's
northern boundary in the relevant area is "west along said forty-ninth
parallel of north latitude." Const. art. XXIV, § 1. At the time the United
States-Canada border was originally surveyed, prior to Washington's
admission into the Union as a state, the surveyors used an astronomic
method of locating the 49th parallel that failed to account for local
gravitational pulls. For this and other reasons, the international border
does not lie on the 49th parallel as currently located.
We hold that this state's northern boundary is coextensive with the
international boundary as marked, and accordingly affirm the trial
court's denial of the defendants' motion to dismiss for want of subject
matter jurisdiction.
Facts
In 1996, United States Customs officials at border crossings in Whatcom
County searched each of the defendants, Helen J. Norman, Kevin C. Belen,
and Laura Lee Stradwick. The site of each search is north of the 49th
parallel as presently recognized, but south of the United States-Canada
border. The searches of Norman and Stradwick led to state charges
against them of being in possession of controlled substances, while the
search of Belen led to his being charged with possession of stolen
property. The defendants' cases were consolidated in Whatcom County
Superior Court for purposes of a defense motion to dismiss for lack of
subject matter jurisdiction. The defendants argued that the alleged
crimes were committed north of the Washington border because they were
committed north of the 49th parallel. The trial court held a pretrial
hearing on the motion (continuing it as necessary) and considered expert
testimony and numerous exhibits pertaining to the location of
Washington's border north of Whatcom County. The court denied the motion
to dismiss, reasoning that although present day geographers place the
49th parallel at a location different from that of the marked
international boundary between the United States and Canada, the
political and conceptual location of the international boundary is the
49th parallel and the state constitution defines the state's boundary to
follow the international boundary.
The defendants sought discretionary review of the trial court's order
and this court granted interlocutory review. We consider the history of
the United States-Canada international boundary and the history of
Washington's admission into the Union and its boundary in order to decide
the issue presented.
The territory west of the Rocky Mountains and north of the 42nd parallel
(California's northern border) was jointly occupied by the United States
and Great Britain for a period of time prior to 1846, when the conflicting
claims were resolved by The Oregon Treaty[-]Treaty Establishing the
Boundary in the Territory on the Northwest Coast of America Lying Westward
of the Rocky Mountains (hereafter the Oregon Treaty), reprinted
in Dep't of State, Int'l Boundary Comm'n, Joint Report upon the
Survey and Demarcation of the Boundary between the United States and
Canada 191-92 (1937) (hereafter Report of the Comm'n). The
Oregon Treaty provided that the boundary between the two nations "shall be
continued westward along the said forty-ninth parallel of north latitude
to the middle of the channel which separates the continent from
Vancouver's Island." Oregon Treaty, reprinted in Report of the
Comm'n at 191. Shortly thereafter, in 1848, Congress created the
Oregon Territory, which described the territory as all the United States
territory west of the summit of the Rocky Mountains and north of the 42nd
parallel. 9 Stat. ch. 177, § 1, at 323 (1848). Then, in 1853, Congress
created the Washington Territory from part of the Oregon Territory.
Section 1 of the Organic Act described the northern boundary of the new
territory when it defined the Washington Territory, in part, as "that
portion of Oregon Territory lying and being south of the forty-ninth
degree of north latitude." 10 Stat. ch. 90, at 172 (1853). In 1859, the
Oregon Enabling Act was passed, setting the northernmost boundary of
Oregon along the middle of the Columbia River to the point where it
intersects the 46th parallel and then easterly to the Snake River. 11
Stat. ch. 33, § 5, at 384(1859). The act further provided that the
"residue of the Territory of Oregon shall be, and is hereby, incorporated
into, and made part of the Territory of Washington." Id.
In 1856, Congress enacted legislation for the purpose of carrying out a
survey of the border as established by the 1846 Oregon Treaty. Congress
directed that the "demarcation of that part of the said line of boundary
which forms the boundary line between Washington Territory and the
British possessions" be located. 11 Stat. ch. 87, § 4, at 42 (1856). At
the time, the Washington Territory extended eastward to the summit of the
Rocky Mountains. The survey was carried out between 1858 and 1862
(though some materials in the record say 1857-61). Report of the
Comm'n at 194-97. The method used is described:
In the absence of any previous geodetic surveys in the country
traversed by this section of the boundary, astronomic observations
for latitude had to be made in order to determine the parallel of
forty-nine degrees. Such observations were made at selected
stations within easily measurable distances of the parallel. The
observations were made with great care and a high degree of
precision was attained. . . . After the latitude of the station had
been determined, a point on the parallel was established by
measuring the required distance north or south, as the case might
be, from the station to the parallel.
The boundary was then traced along the parallel from the
established point by the method of offsets from the tangent to the
parallel, the tangent being determined by means of astronomic
observations from azimuth.
Report of the Comm'n at 210-11.
Even at the time, the surveyors recognized that the line marked was not
always on the 49th parallel. For example, the English Commissioner
reported that survey errors were discovered as great as 860 feet and none
less than 180 feet on the boundary between Similkameen to the Kettle
River. These errors were discovered when attempts were made to link
United States and British points on the boundary, and were resolved by
running a "mean parallel." Id. at 213 (quoting letter from
Comm'r Hawkins dated Apr. 12, 1861). The errors were attributed to
"local causes affecting the astronomical observations" and were
apparently due to "local station deflection of the plumb line."
Id. at 213 & n.3 (including footnote in letter). The
attribution was apt. As experts for both parties agreed, and as is
universally recognized, local land masses can create variations in
gravitational pulls, which cause deflections of plumb lines used in
astronomical observations to establish lines of latitude.
Another cause was recognized for variation from the astronomic 49th
parallel. Once points on the boundary were marked, the boundary between
the marks was agreed to be a straight line. Report of the
Comm'n at 201 (quoting letter from Comm'r Hawkins dated May 7, 1869)
(ex. 61). Since a line of latitude by definition is a curved line, this
use of connecting straight lines also meant the marked boundary was not
truly on the astronomic 49th parallel.
The survey commission prepared a series of seven maps, dated May 7,
1869, showing the location of the original boundary markers. The United
States and Great Britain adopted this set of maps in an 1870 declaration
stating that
it appearing that they do correctly indicate the said
Boundary from the point where the Boundary laid down in Treaties and
Conventions prior to June 15th, 1846, terminates Westward on the
49th Parallel of North Latitude to the Eastern shore of the Gulf of
Georgia [now Boundary Bay], which Boundary has been defined by
the Commissioners by marks upon the ground;
The Undersigned . . . hereby declare that the said maps . . . are
approved, agreed to, and adopted by both Governments.
1870 Declaration, /1 reprinted in Report of Comm'n at
197-98 (emphasis added). Thus, despite the known irregularities, /2 in
the 1870 Declaration the United States and Great Britain recognized the
boundary as marked on the ground as the international boundary along the
49th parallel.
On February 22, 1889, Congress passed the Enabling Act authorizing
Washington's entry into the Union as a state. 25 Stat. ch. 180, at 676
(1889). Unlike the cases involving some other enabling acts, ours did
not contain a metes and bounds description of the area that would form
the new state of Washington. Instead, the Enabling Act said:
[T]he inhabitants of all that part of the area of the United States
now constituting the Territories of Dakota, Montana, and
Washington, as at present described, may become the States
of North Dakota, South Dakota, Montana, and Washington,
respectively, as hereinafter provided.
Id. § 1 (emphasis added).
The people of the Washington Territory then set about proposing and
adopting a state constitution. In 1889, delegates met and drafted a
constitution. On July 15, 1889, Committee Chairman Comegys asked for
authority for the Committee for Federal Relations, Boundaries and
Immigration "to telegraph the Secretary of the Interior for information
as to the definite boundaries of the territory of Washington." The
Journal of the Washington State Constitutional Convention, 1889, at
96, 848 (Beverly Paulik Rosenow ed., 1999) (hereafter Journal).
On August 7, 1889, the committee recommended a boundary description that,
in relevant part, described the northern boundary as "thence West along
said forty-ninth parallel of north latitude." Ex. 115; Journal
at 276. /3 The convention passed the committee's recommended
description of the state boundary, with minor changes not relevant here,
on August 19, 1889. Ex. 115. The voters ratified the state
constitution. The boundary as adopted (and as subsequently modified by
the 33rd Amendment /4) is found in article XXIV, section 1 of our state
constitution.
On November 11, 1889, President Benjamin Harrison issued a proclamation
admitting Washington into the Union as a state. 26 Stat. Proclamations
at 10 (Nov. 11, 1889).
In 1908, the United States and Great Britain entered another treaty
concerning the international border. The 1908 treaty consists of
separate articles. An introductory section states the desire of the
nations for a "more complete definition and demarcation of the
international boundary between the United States and the Dominion of
Canada." Introduction, Treaty Between the United States of America and
the United Kingdom Concerning the Boundary Between the United States and
the Dominion of Canada from the Atlantic Ocean to the Pacific Ocean,
April 11, 1908 (hereafter 1908 Treaty), reprinted in Report of the
Comm'n at 1. Article VII addresses the boundary from the summit of
the Rocky Mountains to the Gulf of Georgia, now Boundary Bay. It
provides in part:
Whereas, by concurrent action of the Government of the United
States and the Government of Great Britain in 1902 and 1903,
Commissioners were designated to act jointly for the purpose of
renewing lost or damaged monuments and placing additional monuments
where such were needed throughout the course of the boundary
along the forty-ninth parallel of north latitude, from the
summit of the Rocky Mountains westward to the eastern shore of the
Gulf of Georgia, as defined in Article I of the Treaty of June
15, 1846, between the United States and Great Britain [the
Oregon Treaty] and as marked by monuments along its course
and laid down on a series of charts, seven in number, by a Joint
Commission organized in 1858 for that purpose and composed of two
Commissioners appointed one by each Government, which charts . . .
were approved and adopted by the two Governments, as
appears from the declaration in writing . . . [of] February 24, 1870
[the 1870 Declaration], . . . and it appearing that the
remonumenting of this line by the Commissioners first above
referred to is now approaching completion;
[The parties agree that when the work is complete the "entire
course of said boundary" shall be marked on charts and a report made
of the work done];
The line so laid down and defined shall be taken and deemed to
be the international boundary as defined and established by treaty
provisions and the proceedings thereunder as aforesaid . . . .
1908 Treaty, reprinted in Report of the Comm'n at 8 (emphasis
added).
Each of the articles in the 1908 Treaty relating to a section of the
border ends similarly to Article VII, i.e., each states the line so laid
down shall be taken and deemed to be the international boundary as
defined and established by previous treaties.
In addition to the historical events summarized above, the parties
presented expert testimony at the pretrial hearing on the question of
Washington's northern boundary. The State's witnesses generally
described the difference between location of the 49th parallel using
astronomical observations and geodetic datums. The latter methodology,
briefly stated and simplified, involves starting from a point believed to
cause little or no deflection due to gravitational effect (because, for
example, it is on a plain), locating that point, and then, using
triangulation, creating a scheme of connected points used to locate
degrees of latitude and longitude. Aside from the possibility that the
initial point may have some deflection, the remaining points will be free
of the effects of gravitational variance on the earth. More recently,
global positioning systems have been used in surveying.
Additional testimony is discussed below where relevant to the
analysis.
In 1996, the parties commissioned a firm to survey the location of
the three Customs inspection facilities where the defendants were
searched. The firm used global positioning and geodetic surveying
methodology to locate the 49th parallel near the sites. The results of
the survey were that each of the sites was north of the discovered 49th
parallel.
The trial court issued a memorandum decision explaining its denial
of the defendants' motion to dismiss for want of subject matter
jurisdiction. The court found no dispute that the international boundary
as marked on the ground differs from the 49th parallel as currently
determined. The court rejected the defendants' arguments that the 1908
Treaty altered the border definition in fact and concept, noting that the
1908 Treaty consistently refers to prior treaties, specifically, in
relevant part, the 1846 Oregon Treaty, and nowhere indicates that the
1846 treaty is superseded. The court concluded that the international
border continues to be conceptually and politically defined by the United
States and Great Britain as the 49th parallel. The court discussed the
various surveying methods, but found that the 1846 and 1908 Treaties,
which the court described as political actions in nature, affirmed the
boundary as the 49th parallel despite known anomalies in the original
survey and the development of geodetic systems by the time of the
remonumenting in the early 1900's. The court then reasoned that the
intent of the drafters of the Washington State Constitution was to follow
the language contained in the 1846 Treaty of Oregon defining the
international boundary as the 49th parallel, and to define Washington's
boundary in the same way.
Analysis
The defendants argue the State lacks jurisdiction to prosecute them for
alleged crimes committed north of the 49th parallel as currently
determined and south of the international boundary. They also maintain
that prosecution violates their rights under the Sixth Amendment to the
United States Constitution, which states that a defendant has a right to
trial by a jury "of the state and district wherein the crime shall have
been committed."
RCW 9A.04.030 defines state criminal jurisdiction and, in relevant part,
states that there is jurisdiction when "[a] person . . . commits in the
state any crime, in whole or in part." RCW 9A.04.030(1). "Proof of
jurisdiction beyond a reasonable doubt is an integral component of the
State's burden in every criminal prosecution." State v. Squally,
132 Wn.2d 333, 340, 937 P.2d 1069 (1997) (citing State v.
Svenson, 104 Wn.2d 533, 542, 707 P.2d 120 (1985)). Generally, proof
that the crime was committed in the state satisfies the jurisdictional
element. Id. The question of jurisdiction is a question of law,
which the court reviews de novo. Id.
The question whether the defendants' alleged crimes were committed in the
state depends upon delineation of the state boundary. Article XXIV,
section 1 of the Washington State Constitution states in relevant part
that the northern boundary of the state is "west along said forty-ninth
parallel of north latitude." A question of constitutional construction is
a question of law reviewed de novo by the court. City of Kennewick v.
Benton County, 131 Wn.2d 768, 771, 935 P.2d 606 (1997); State ex
rel. Humiston v. Meyers, 61 Wn.2d 772, 777, 380 P.2d 735 (1963);
Mount Spokane Skiing Corp. v. Spokane County, 86 Wn. App. 165,
172, 936 P.2d 1148 (1997).
The State maintains that the language in the state constitution must
accord with congressional intent in enacting the Enabling Act and
admitting Washington State into the Union, and therefore the issue is one
of determining that intent. We agree.
The particular question here, the location of a state boundary, is
ultimately a preferred question of congressional intent. United States
Constitution article IV, section 3, gives Congress the power to create
new states and to establish the boundaries of the states. Texas v.
Louisiana, 410 U.S. 702, 707, 93 S. Ct. 1215, 35 L. Ed. 2d 646
(1973). The United States Supreme Court has thus said that its task in
resolving state boundary disputes is "to ascertain congressional will
when it admitted" a state into the Union. Id.; see also
Illinois v. Kentucky, 500 U.S. 380, 387, 111 S. Ct. 1877, 114 L. Ed.
2d 420 (1991); Washington v. Oregon, 211 U.S. 127, 134-35, 29 S.
Ct. 47, 53 L. Ed. 118 (1908); Louisiana v. Mississippi, 202 U.S.
1, 46-47, 26 S. Ct. 408, 50 L. Ed. 913 (1906). Thus, when the Court
decides boundary disputes between states, /5 or between the United
States and a state, it examines the enabling acts of the states as part
of the inquiry into what the boundaries of the states were intended to
be. E.g., Texas v. Louisiana, 410 U.S. 702; United
States v. Wyoming, 331 U.S. 440, 67 S. Ct. 1319, 91 L. Ed. 1590
(1947); Minnesota v. Wisconsin, 252 U.S. 273, 40 S. Ct. 313, 64
L. Ed. 558 (1920). The Court also examines relevant treaties and
conventions and related enactments. E.g., Vermont v. New
Hampshire, 289 U.S. 593, 53 S. Ct. 708, 77 L. Ed. 1392 (1933);
United States v. Texas, 162 U.S. 1, 16 S. Ct. 725, 40 L. Ed. 867
(1896); Missouri v. Kentucky, 78 U.S. (11 Wall.) 395, 20 L. Ed.
116 (1870); Missouri v. Iowa, 48 U.S. (7 How.) 660, 12 L. Ed.
861 (1849).
Our Enabling Act states that the "inhabitants of all that part of
the area of the United States now constituting the Territor[y]
of . . . Washington, as at present described, may become the
State[] of . . . Washington . . . as hereinafter provided." 25 Stat. ch.
180, at 676 (1889) (emphasis added). Congress thus invited Washington to
become a state with the same boundaries it had as a territory.
The then present description of the Washington Territory included (1) the
Oregon Treaty, which provided that the boundary between the United States
and the British possessions "shall be continued westward along the said
forty-ninth parallel of north latitude to the middle of the channel which
separates the continent from Vancouver's Island," Oregon Treaty,
reprinted in Report of the Comm'n at 191; (2) the 1848
congressional enactment creating the Oregon Territory, which described the
territory as all the United States territory west of the summit of the
Rocky Mountains and north of the 42nd parallel, 9 Stat. ch. 177, § 1, at
323 (1848) (ex. 55), thus necessarily including the land south of the 49th
parallel; (3) the description of the Organic Act of 1853 creating the
Washington Territory and describing the northern border in relevant part
as "that portion of Oregon Territory lying and being south of the
forty-ninth degree of north latitude," 10 Stat. ch. 90, at 172 (1853); (4)
the 1859 Oregon Enabling Act which directed that until further
Congressional action, the "residue of the Territory of Oregon shall be . . .
a part of the Territory of Washington," 11 Stat. ch. 33 (1859); and (5)
an 1863 act forming the Idaho Territory from the eastern part of the
Washington Territory, 12 Stat. ch. 177, at 808 (1863) (see ex.
141, at 245).
Thus, at the time the Enabling Act was passed in 1889, the description of
the northern border of the Washington Territory "as at present described"
was, in relevant part, the 49th parallel, the same 49th parallel that
constituted the international boundary. Indeed, the 1856 legislation
enacted for the purpose of carrying out the survey of the international
border as established by the1846 Oregon Treaty directed location of the
"demarcation of that part of the said line of boundary which forms the
boundary line between Washington Territory and the British
possessions." 11 Stat. ch. 87, at 42 (1856) (emphasis added).
However, Congress did not intend a true geographic boundary on the
49th parallel. At the time the Enabling Act was passed, both the United
States and Great Britain continued to deem the international boundary to
be on the 49th parallel as located in the survey conducted to carry out
the 1846 Oregon Treaty, despite known anomalies. This is clear from the
1870 Declaration that recognized the resulting boundary marked on the
ground as the international boundary on "the 49th Parallel of North
Latitude." 1870 Declaration, quoted in Report of the
Comm'n at 197-98 (emphasis added).
Thus, Washington's admission as a state with a northern boundary along the
49th parallel effectuated congressional intent that the new state have as
its northern boundary the 49th parallel, the same as it had as a
territory, which was the same boundary line as the international boundary. /6
The defendants maintain, however, that the meaning of a provision in our
state constitution, including the boundary definition, is a question of
the intent of the framers of the state constitution. They then rely on
cases standing for the principle that if the language of the constitution
is plain and unambiguous, it reflects the framers' intent and is not
subject to judicial interpretation. E.g., State ex rel.
Anderson v. Chapman, 86 Wn.2d 189, 191, 543 P.2d 229 (1975);
State ex rel. O'Connell v. Slavin, 75 Wn.2d 554, 557, 452 P.2d
943 (1969); State ex rel. O'Connell v. Port of Seattle, 65 Wn.2d 801,
805, 806, 399 P.2d 623 (1965). Defendants argue that the plain language
of the constitution unambiguously defines a geographic boundary. /7
This court has previously emphasized the importance of determining
congressional intent where a provision in the state constitution is
mandated by the Enabling Act:
In order to determine the meaning of the enabling act and our
constitutional provisions, it is necessary to ascertain the
intent of the framers of our constitution and that of
Congress, first, in passing the enabling act, in the
preparation of the constitution, and the acceptance of the state
into the Union. That intent must be based upon the intent of
the instruments considered as a whole.
The constitution must be construed in the sense in which the
framers understood it in 1889.
Boeing Aircraft Co. v. Reconstruction Fin. Corp., 25 Wn.2d 652,
658, 171 P.2d 838 (1946) (emphasis added) (citation omitted).
Boeing concerned a provision in the state constitution, mandated
by the Enabling Act, that the state would not tax real property of the
United States without its consent. Here, congressional intent plays an
even greater role in light of United States Constitution article IV,
section 3. Accordingly, we must consider more than the language used in
article XXIV, section 1 of our state constitution.
Defendants say, however, that the United States Supreme Court also
applies a "plain meaning" approach to boundary determinations. They rely
on New Jersey v. New York, 523 U.S. 767, 782-84, 118 S. Ct.
1726, 140 L. Ed. 2d 993 (1998). However, the argument raised there was
whether an 1834 compact between New York and New Jersey providing that
New York would retain jurisdiction over Ellis Island meant that additions
to the land created by fill were also within New York's jurisdiction.
Here, we are faced with the Enabling Act and our state constitutional
provision, not a boundary compact between two states that has been
approved by Congress. The Court stated in Central Railroad Co. of
New Jersey v. Jersey City, 209 U.S. 473, 477, 476, 28 S. Ct. 592, 52
L. Ed. 896 (1908), when construing the same compact at issue in New
Jersey, 523 U.S. 767, that "[t]he decision depends upon the
construction of an agreement made between New Jersey and New York." In
contrast, where questions of state boundaries have arisen in other
contexts, the Court has, as we do here, examined enabling acts, and
relevant treaties and congressional enactments to determine congressional
intent when admitting a state into the Union.
Central to defendants' plain language argument is their contention
that the Enabling Act was an offer of statehood to which the framers of
our state constitution made a counteroffer. They urge that the Enabling
Act gave specific mandatory requirements for certain aspects of the state
constitution, including religious freedom, matters concerning public and
Indian lands, debts and liabilities of the Territory, and public schools.
In contrast, the act did not contain a metes and bounds description for
Washington, as some other enabling acts do, and as ours does for the
states of North and South Dakota. Further, they say, the phrase "as at
present described" in the act is ambiguous because it does not say which
description was to be used. The absence of a detailed boundary
description and the use of ambiguous language, they urge, meant that this
matter was left to the state. Then, the defendants reason, when the
state was admitted to the Union by presidential proclamation, the federal
government accepted the state's boundary written into the constitution as
the true 49th parallel, not the international boundary. Thus,
Washington's constitution with its inclusion of the "49th parallel" in
its northern boundary description was a counteroffer that was accepted by
presidential proclamation.
Defendants cite no authority for the proposition that the state had
the power to make a counteroffer regarding its boundaries. /8 The
Enabling Act did not grant such authority, contrary to defendants'
argument. That act delegated to the President the duty, provided that
all the provisions of the Enabling Act were complied with, to announce
the proposed state's compliance with the act and to issue a proclamation
announcing the results of the election in the state, "and thereupon the
proposed State[] . . . shall be deemed admitted by Congress." 25 Stat.
ch. 180, § 8 at 679 (1889). The act clearly contemplated that the state
conform its constitution to the boundary description stated in the act,
i.e., the same boundary as the Washington Territory had. /9
Nor was there any reason for Congress (or the President) to think that
Washington's constitution was a counteroffer with a boundary different
from that of the Washington Territory as described at the time of the
Enabling Act, i.e., the 49th parallel as coextensive with the
international boundary. The federal position at the time was that the
international boundary and the Washington Territory boundary were both
considered to be on the 49th parallel.
It is clear, in any event, that there was no attempt to make a
counteroffer. An examination of relevant history and circumstances shows
that the framers' intent was the same as that of Congress.
As the defendants note, in 1878 delegates to what is known as the Walla
Walla Convention drafted a state constitution. /10 Delegate Edward
Eldridge was appointed to a committee which addressed boundaries.
Washington's First Constitution, 1878, and Proceedings of the
Convention, reprinted in The Washington Historical Quarterly,
1915-1919 at 10. The convention adopted a definition of the northern
border stating in part "thence, westerly along the line of the British
Possessions." Id. at 63 (emphasis added). On August 10, 1889, Mr.
Eldridge, who was also a delegate to the 1889 convention, "moved to
substitute the description in the [1878] Walla Walla Constitution."
Journal at 334. The motion was "[l]ost." Id.
Defendants contend that this shows that the constitutional convention in
1889 deliberately rejected language which would have placed the state's
northern boundary at the international boundary, and instead opted for a
different boundary, the 49th parallel. They reason that the delegates'
decision shows that the international boundary and the 49th parallel were
not considered to be synonymous at the time.
There is a more plausible reason for the delegates' choice of
language, however. As noted, Mr. Comegys, the chairman of the committee
dealing with boundaries, asked for and received permission to telegraph
the Secretary of the Interior for a description of the Washington
Territory. Given that the state Enabling Act stated that the Washington
Territory "as at present described" was invited to become a state, the
convention's choice of language is not surprising. It chose the same
language that then described the territory's northern boundary and the
international boundary, i.e., the 49th parallel.
By choosing the same language that Congress had used in enactments
and treaties pertaining to the international border and Washington
Territory's northern border, the delegates expressed the same intent as
Congress had.
The defendants also say that the understanding of our state constitution's
framers that the 49th parallel and the international boundary were not the
same is shown by the fact that the boundary description in the state
constitution uses both the 49th parallel as part of the northern boundary,
and also uses "the boundary line between the United States and British
possessions" to describe the northern boundary of Washington through the
waters between Canada and the United States. Wash. Const. art. XXIV, § 1.
The boundary through the waters could not have been described as the 49th
parallel, however, since it falls nowhere near the 49th parallel by any
definition.
The defendants maintain that at the time the Washington constitution
was drafted it was known that the international boundary did not lie on
the true 49th parallel. /11 They impute this knowledge to the framers,
and reason that it follows that the use of the term "49th parallel" meant
something other than the international boundary.
The evidence is to the contrary. The expert testimony indicated that,
while knowledge of geodetic methods may have existed, locating the
international boundary by a geodetic method did not occur until after
Washington became a state. Even once that had occurred, the United States
and Great Britain still considered the international boundary to be along
the 49th parallel as located in the 1858-62 astronomic survey.
We are not convinced that the framers had a scientific 49th parallel
in mind when drafting the constitution. The weight of the evidence shows
that they intentionally used the same language as Congress used in
treaties and enactments relating to the Washington Territory's boundary
in order to conform to the mandate in the Enabling Act that the new state
have the same boundary as the territory had. Given the numerous maps in
the record showing coextensive international and territorial boundaries
on the same line-the 49th parallel-we are also not convinced that the
voters of the territory thought they were adopting in the constitution a
boundary other than one coextensive with the international boundary.
Finally, the defendants say that Washington's failure to modify its
language when the federal government did so shows intent that the state
boundary is not the same as the international boundary. This seems to be
a reference to the argument pursued by the defendants at the pretrial
hearing, and rejected by the trial court, that in entering the 1908
Treaty, the United States switched from defining the international
boundary as the 49th parallel to defining it as the physical boundary on
the ground.
The 1908 Treaty did not define a new international boundary nor did
it change the definition of the existing boundary. It specifically
references both the Oregon Treaty of 1846 defining the international
boundary as the 49th parallel and the 1870 Declaration approving the maps
resulting from the survey conducted to carry out that treaty as defining
the international boundary along the 49th parallel. Article VII of the
1908 Treaty concludes with: "The line so laid down and defined shall be
taken and deemed to be the international boundary as defined and
established by treaty provisions and proceedings thereunder as
aforesaid." 1908 Treaty, reprinted in Report of the Comm'n
at 8 (emphasis added). The United States and Great Britain clearly
adhered to the astronomically based 49th parallel as the international
boundary even though it was apparent by 1908 that a geodetic survey would
place the boundary in a different location.
Conclusion
At first blush the language "west along said forty-ninth parallel of north
latitude" in article XXIV, section 1 appears to refer to the 49th parallel
as marked on current maps and as we currently understand it. However, our
Enabling Act, treaties and enactments relating to the international
border, and the admission of Washington as a state indicate that Congress
intended Washington's borders to be the same as those of the Washington
Territory; that the Washington Territory's border was the same as the
international boundary between the United States and the British
possessions to the north; and that the international boundary lay along
the 49th parallel as determined in the astronomic survey conducted to
carry out the 1846 Treaty of Oregon. The political and conceptual location
of the international and state borders was the same when Washington was
admitted as a state, and remains so. Legally, the two boundaries are
coextensive.
Affirmed.
ALEXANDER, C.J., SMITH, JOHNSON, IRELAND, BRIDGE, CHAMBERS and
OWENS, JJ., concur.
_______________
1 The full title is "Declaration Approving and Adopting the Maps
Prepared by the Joint Commission of the Northwest Boundary for Surveying
and Marking the Boundaries Between the British Possessions and the United
States Along the 49th Parallel of North Latitude, Under the First Article
of the Treaty of 15th June, 1846."
2 The defendants quote the trial court's memorandum for the proposition
that errors in locating the 49th parallel were correctable in 1857. Br. of
Pet'rs, at 5-6. The quoted material relates to the 1908 Treaty (discussed
below in the text) and maps related to it. See Mem. Decision at
6; exs. 3A, 3B, 3C, 3D. It does not relate to 1857 and the original survey.
3 The analytical index to The Journal of the Washington
State Constitutional Convention, 1889, at 848 (Beverly Paulik
Rosenow ed., 1999), states that in the original version of the boundary
description the northern border was described as along said "parallel of
north latitude to the middle of the channel which separates Vancouver's
island from the continent." The defendants say that at page 276 of an
earlier edition (B. Rosenow ed., 1962), the boundary committee
recommended this language as part of the state's boundary description.
However, the portion of the 1999 edition where the journal itself is
contained quotes the language recommended by the committee as being the
same as stated in the text of this opinion. Journal at 276.
This language appears correct. Exhibit 115 is a document printed by T.H.
Cavanaugh, Public Printer, containing the committee's recommendation, in
the language quoted in the text, and marked by a handwritten notation "as
passed Aug 19th" and signed by the Chief Clerk. It appears the
Journal language itself was corrected in the 1999 version of the
Journal. The reason for the difference in language in the
analytical index of the 1999 version of the Journal is not
apparent.
4 Amendment 33, 1957, added language to article XXIV, section 1
allowing state boundaries to be modified by appropriate interstate
compacts approved by Congress.
5 The United States has original and exclusive jurisdiction of all
controversies between two or more states. 28 U.S.C. § 1251 (1994).
6 The defendants urge, however, that the circumstances of Idaho's
admission as a state show that Congress recognized that the "49th
parallel" was not coextensive with the international boundary between the
United States and the British possessions. When Idaho was admitted into
the Union by an act of Congress, Congress changed the northern boundary
description of the state from the "49th parallel" to "the boundary line
between the United States and the British Possessions." 51st Cong. sess.
1, ch. 656 (1890). The reason for the change is not apparent. While the
defendants say it shows a difference in congressional intent, we are not
persuaded. First, if the two were coextensive, the two descriptions may
simply have meant the same thing. More importantly, the enactment
regarding Idaho's border does not alter our analysis regarding
Washington's border in light of clear congressional intent as to our own
northern boundary.
7 The State says, however, that even under a plain meaning rule, the
term 49th parallel is subject to judicial construction. As the State
points out, there are at least seven different systems for locating the
49th parallel. This creates a latent ambiguity in the term used in
article XXIV, section 1.
8 There is also a question pertaining to Congress' authority to
delegate to the President power to entertain a counteroffer.
9 This court has said that, when first enacted, the Enabling Act was
"no more than a proposition or offer of a contract," but once the state
accepted the terms of the Enabling Act by adopting a constitution and the
state was admitted by Presidential proclamation, both the United States
and Washington were "bound by the provisions of that enabling act."
Boeing Aircraft Co. v. Reconstruction Fin. Corp., 25 Wn.2d 652,
658, 171 P.2d 838 (1946).
10 The voters ratified this constitution, which was drafted without
prior federal enabling legislation, but the state was not admitted into
the Union at that time. Journal, Forword at iii.
11 Defense witness Dr. John Bossler, Director of the Coast and Geodetic
Survey from 1983 to 1986, and Director of the National Geodetic Survey
from 1980-83, among other things, testified that in 1889 when Washington
became a state there was knowledge that there was a difference between
the 49th parallel and the international boundary. He said "[s]omewhere
around 1800 triangulation became the way in which geodetic computations
of positioning was performed." Verbatim Report of Proceedings (RP) at
209. He testified that local datums have been used in this country since
it was created. He testified that between 1889 and 1901, when
retracement of the international boundary commenced (culminating in the
1908 Treaty and further work done pursuant to that treaty), there were no
advances in scientific knowledge regarding geodetic sciences. He
testified that a specific hydrographic survey of the Straits of Rosario
and De Haro made by the United States Coast Survey in 1858 showed that at
least a local network of triangulation had been used to locate positions
on the map. See Ex. 136. Similarly, he concluded, another
hydrographic survey showed use of triangulation for Semiahmoo Bay.
See Ex. 135. Dr. Bossler also testified extensively about an
1865 Department of the Interior Map of public surveys in Washington
Territory that he says clearly shows the difference between the
astronomic and the geodetic parallels. See Ex. 100.
Dr. Chrisman, a professor of geography at the University of Washington,
also testified for the defense. He testified that the deviation shown on
the 1865 Department of the Interior map was exaggerated to show, but did
show, that the international boundary was not in the same place as the
49th parallel, and explained the deviation was shown only on the western
part of the boundary because that is all that was known about at the time.
See Ex. 100. He also testified that exhibits 135 and 136 showed
use of local triangulation. Generally, he summarized his testimony as
showing "the development in accuracy that is going on through this period
from the 1850's through 1908 and onward." RP at 358.
Feb. 2001 STATE v. NORMAN (dissent) 1
Cause No. 69417-6
SANDERS, J. (dissenting)-This case raises basic yet simple jurisdictional
questions of "what" and "where." What is the northern border of
our state? Where, in relation to that border, did these crimes
take place?
The former question is of law, not fact. The answer might be found in the
language of our state constitution or the relevant federal law which
preceded it. The latter question is of fact, but that fact is undisputed
here. As the majority states, all crimes occurred north of the 49th
parallel. Majority at 2.
I."Forty-Ninth Parallel" Means Forty-Ninth Parallel
A. State Constitution
"Appropriate constitutional analysis begins with the text and, for most
purposes, should end there as well." Malyon v. Pierce County,
131 Wn.2d 779, 799, 935 P.2d 1272 (1997). Judicial interpretation of
constitutions is unnecessary and improper when the constitutional language
is facially unambiguous. State ex rel. O'Connell v. Port of
Seattle, 65 Wn.2d 801, 806, 399 P.2d 623 (1965). "It is a cardinal
principle of judicial review and interpretation that unambiguous . . .
constitutional provisions are not subject to interpretation and
construction." State ex rel. Evans v. Bhd. of Friends, 41 Wn.2d 133,
145-46, 247 P.2d 787 (1952); see also State ex rel. Wash. Nav.
Co. v. Pierce County, 184 Wash. 414, 422-23, 51 P.2d 407 (1935)
(stating even though desired constitutional interpretation tended to serve
good public purpose and benefit, construction will not be adopted when
contrary to clear language used by framers).
The relevant language of our state constitution is clear and unambiguous.
It plainly identifies the relevant portion of our northern boundary as
"west along said forty-ninth parallel of north latitude." Wash. Const.
art. XXIV, § 1. That answers the state constitutional law inquiry: our
northern boundary is the 49th parallel.
B. Federal Law
After detailing the pertinent pre-1889 federal and territorial history,
the majority also arrives at the correct legal conclusion that "at the
time the Enabling Act was passed in 1889, the description of the northern
border of the Washington Territory . . . was, in relevant part, the 49th
parallel." Majority at 13. This is correct because the Enabling Act, the
federal law authorizing Washington's statehood, identified the relevant
northern border of our state by expressly referring to the Washington
Territory border "as at present described." 25 Stat. ch. 180, at 676
(1889). The Organic Act, the federal law establishing Washington
Territory, defined the northern border of Washington Territory as "the
forty-ninth degree of north latitude." 10 Stat. ch. 90, at 172 (1853).
Therefore, the pertinent federal law which preceded our state constitution
leads us to the same conclusion-the 49th parallel.
C. Scientific and Constitutional History
Instead of concluding the 49th parallel means the 49th parallel, the
majority opines it means the "international border." Majority at 13- 14.
The majority is still "not convinced that the framers had a scientific
49th parallel in mind when drafting the constitution." Id. at 20.
Unlike the majority, I claim no ability to read minds, only the written
word. If the 49th parallel has meaning, our job is simply to determine it.
I think it does have meaning, a very precise meaning, and a meaning
constant over the millennia.
Aided by astronomical observations, Greek astronomer Hipparchus of Nicaea,
in the second century B.C., fully developed a system of parallel lines
around a spherical earth at equal intervals from the equator to the two
poles. See Daniel J. Boorstin, The Discoverers 97 (1995). "By
using celestial phenomena common to the whole earth to locate places on
the earth's surface, he set the pattern for man's cartographic mastery of
this planet." Id. Hipparchus divided the earth into 360
sections, roughly 70 miles apart, which later came to be known as
"degrees." Id.
Ptolemy, however, is credited for first mapping the world. Ptolemy,
in his Geography, drew on the work of Hipparchus and others, and
in fact "may actually have invented[] the expressions for latitude and
longitude." Id. at 98. Like Hipparchus, he too divided the
world into 360 degrees but with additional subdivisions of minutes and
seconds. Id. /1
By 1889 the terms "latitude" and "parallel" were used commonly and
exclusively with reference to this precise mathematical meaning. A mid-
19th century dictionary designed "for ready reference and general use"
defined latitude as "the distance of a place from the equator, expressed
in degrees of the earth's circumference." A Dictionary of Science,
Literature, and Art 644 (W.T. Brande ed., 1853). "Parallels of latitude"
meant "small circles parallel to the equator." Id. at 892. In
a geography textbook of the same time, latitude is defined as the:
distance north or south from the equator, and is reckoned in
degrees, on a meridian, towards the poles ; hence the highest
latitude is that of 90§, or one-fourth of the earth's
circumference. The mean length of a degree of latitude in
English miles is 69.05 miles. A degree of any great circle of
the earth is commonly reckoned as equal to 69¬ miles.
Cornelius S. Cart‚e, Elements of Physical and Political Geography 43-44
(1855). Even an abridged dictionary for use in common schools
defined latitude as a "distance north or south from the equator." Joseph
E. Worcester, An Elementary Dictionary of the English Language 169
(1860).
Therefore, contrary to the majority opinion, it appears by 1889 the
terms "latitude" and "parallel" conveyed a precise mathematical
construct, even in common parlance. See also Robert F. Utter,
Freedom and Diversity in a Federal System: Perspectives on State
Constitutions and the Washington Declaration of Rights, 7 U. Puget
Sound L. Rev. 491, 509 (1984) (advocating a textual analysis of the state
constitution giving the words used their common and ordinary meaning in
1889); Bloomer v. Todd, 3 Wash. Terr. 599, 615, 19 P. 135 (1888)
(explaining how "[t]he ordinary use of words at the time when used, and
the meaning adopted at that time, is usually the best guide for
ascertaining . . . the intent of any written instrument or law at the
time it was made that is to govern in enforcing it.").
Of course, one may be mistaken when attempting to locate the 49th parallel
on the ground just as a small child may mistake the sum of one and one. /2
But that does not render the term ambiguous in the least; it only tests
our skills to find it.
Not that it matters, but it may be of interest that historical evidence
proves our founding generation, even by the mid-19th century, knew the
49th parallel was not the same as what had been marked on the ground as
the international boundary between the United States and what is now
Canada. As the trial court found and the majority also acknowledges, it
was then understood as a matter of fact the 49th parallel did not equate
to the physical markings on the land. Clerk's Papers (CP) at 51; majority
at 5. As a result, Washington's proposed 1878 constitution referred to the
international border, not the 49th parallel, to define our state's
northern border. See Wash. Const. art. I (1878), reprinted
in 10 Wash. Hist. Q. 59 (1919). However, while this same language was
proposed to be used in our now operative 1889 constitution, it was
purposefully rejected, the convention opting for the 49th parallel text
instead. See The Journal of the Washington State Constitutional
Convention, 1889, at 334, 849 (Beverly Paulik Rosenow ed., 1999).
Accordingly, even if we looked behind the meaning of the words used
to see if our framers really meant what they said, the people of
Washington adopted the scientific, and commonly understood, language of
"forty-ninth parallel" purposefully, specifically rejecting alternative
proposed language referencing the international border.
"`A cardinal rule in dealing with constitutions is that they should
receive a consistent and uniform interpretation, so that they shall not
be taken to mean one thing at one time and another thing at another time,
even though the circumstances may have so changed. . . .'" State ex
rel. Munro v. Todd, 69 Wn.2d 209, 214, 417 P.2d 955, 426 P.2d 978
(1966) (quoting State ex rel. Banker v. Clausen, 142 Wash. 450,
454, 253 P. 805 (1927)).
As noted in an 1855 "physical and political geography" textbook:
The seas, mountains, rivers, and coasts possess the same
prominent features at the present day as in the times of
Caesar, of Solomon, or of Abraham; while the boundaries and
extent of nations have been subject to frequent fluctuations,
and human society is ever marked by change and revolution.
Cart‚e, supra, at 217. Consider a hypothetical: Suppose the
United States by force of arms liberated British Columbia from Canadian
rule. If our state's northern boundary were defined simply as whatever
the international boundary might be, British Columbia would then seem to
automatically become part of the State of Washington. Would this
new international boundary then be the new "forty-ninth
parallel?"
II."Latent" Ambiguity?
The majority attempts to bypass the words of our constitution claiming in
a footnote that the 49th parallel as used in article XXIV, section 1 has a
"latent ambiguity." Majority at 16 n.7. I gather this alleged "latent
ambiguity" is meant to identify words clear on their face but somehow
unacceptable to the majority in meaning. The majority does not provide
citation to any authority, nor does it make any argument whatsoever, that
a "latent ambiguity" is an appropriate vehicle to circumvent clear
constitutional text. In fact, we have never used this inventive term with
reference to application of a fundamental constitutional principle.
By definition "[a] latent ambiguity is one that is not apparent upon
the face of the instrument alone [i.e., a patent ambiguity] but which
becomes apparent when applying the instrument to the facts as they
exist." In re Estate of Bergau, 103 Wn.2d 431, 436, 693 P.2d
703 (1985) (citing Carney v. Johnson, 70 Wn.2d 193, 422 P.2d 486
(1967); Vadman v. Am. Cancer Soc'y, 26 Wn. App. 697, 615 P.2d
500 (1980); 4 William J. Bowe & Douglas H. Parker, Page on the Law of
Wills § 32.7 (rev. ed. 1960) (wills interpretation context)); see
also Brown v. City of Bremerton, 69 Wash. 474, 476-77, 125 P. 785
(1912) (deed interpretation context).
For example, what if my will devised "my Jaguar sports car to my law
clerk"? /3 While unambiguous on its face, the language would be latently
ambiguous since I have two law clerks. See also Vadman,
26 Wn. App. at 699-700; Mark Reutlinger, Wills, Trusts, and Estates
89-90 (2d ed. 1998). Although my testamentary intent would appear clear by
simply reading the instrument itself, it nevertheless would become unclear
in application which beneficiary really was intended once the instrument
was applied. See also Vadman, 26 Wn. App. at 699-700; Reutlinger,
supra, at 89.
Assuming we can properly extrapolate these rules to constitutional
interpretation, /4 the "forty-ninth parallel" is not "latently"
ambiguous in any event. This is because, unlike the example above, no
hidden confusion is revealed when applying the "forty-ninth parallel" in
the context of this case. It is a precise mathematical construct with
but a single meaning and universal application. Moreover, it remains
undisputed the crimes occurred above the 49th parallel. /5
There also remains a sense of irony in the majority's introduction
of this supposed latent ambiguity. The fact the majority feels compelled
to modify "ambiguity" with the adjective "latent" only proves its belief
the term "forty-ninth parallel" on its face is unambiguous. Why
else call the ambiguity "latent"? I think the majority has other
motives: why recognize a no man's land, even if one truly exists? But
the truth is out there, whether the majority chooses to credit it or not:
Fiat justitia et ruant coeli. /6
III. A Category Mistake of Galactic Magnitude
The majority's attempt to find ambiguity (patent or latent) in the term
"forty-ninth parallel" is premised on the State's argument "there are at
least seven different systems for locating the 49th parallel." Majority at
16 n.7. In attempting this argument, however, the majority commits what is
known as a "category mistake."
English analytical philosopher Gilbert Ryle introduced the phrase
"category mistake" in the mid-20th century to describe a confusion in the
attribution of properties or the classification of things. Gilbert Ryle,
The Concept of Mind 15-22 (1949). As used in legal writing, the category
mistake has been described as "an inappropriate linking of disparate
concepts spawned by grammatical similarities in representation." Joel R.
Cornwell, Legal Writing as a Kind of Philosophy, 48 Mercer L.
Rev. 1091, 1117 (1997). Unfortunately, it is "the lawyer's treasured
trope." Id.
The majority makes a category mistake of galactic magnitude when it
attributes ambiguity to "forty-ninth parallel" by reference to differing
methods of determining where the 49th parallel lies on the ground.
Properly understood, "the what" and "the where" are different. On the one
hand, there exists the category of the things themselves, i.e., the
latitudes or parallels of which the 49th obviously is a member. On the
other hand, there exists the category of systems to measure where those
things might be, i.e., the tools we use to locate latitudes or parallels.
These two categories, however grammatically similar they may be, are
distinct and should not be conflated. While we may use differing
empirical procedures to ascertain the location of latitudes, some giving
more precise results than others, those systems of measurement do not
create ambiguity in meaning of the term "forty-ninth parallel" anymore
than a child's mistake in performing addition renders the erroneous sum
of one plus one "ambiguous."
IV. Conclusion
This case is easier than pi. The 49th parallel can be located to the
decimal. It is precise as logic. It is as pointed as the needle on a
compass. If that term is ambiguous, the language of law is no more than
sand shaped into castles at the arbitrary whim of he (or she) who wears
the black gown.
I fear the majority begins with the result it seeks to impose rather
than reasoning from sound legal principles, known facts, and precise
mathematical formulae to find a result. The memorandum decision of the
trial court, which this majority affirms, speaks volumes about this
results-oriented approach. Dismissing the defense motion to dismiss for
lack of jurisdiction, the trial court states "the defense cannot point to
any intent on the part of the drafters of the Washington State
Constitution to have the northern boundary of the State be inconsistent
with the international boundary except the language of the
Constitution itself." CP at 53 (emphasis added).
Because the "forty-ninth parallel" is our state's northern border as
a matter of law, and because the crimes in this case occurred above the
49th parallel as a matter of fact, the defendants' motion to dismiss
should have been granted. Accordingly, the trial court must be reversed
and this prosecution dismissed.
I therefore dissent.
_______________
1 Measuring latitude also has a long history. The Ancient Greeks
figured out latitudes by observing circumpolar stars. Boorstin,
supra, at 48. By medieval times, sailors used cross-staffs to
determine the declination of the sun above the horizon and then compared
those measurements with astronomic tables in nautical manuals.
Id. By approximately the mid-14th century, one could fix a
latitude "to within half a degree or less." Id.
2 I am aware of only a single exception to this rule: When I asked
five-year-old Brien Galbraith, "how much is one and one," he (correctly)
answered "eleven." Even there, however, the problem was with the
question, not the answer.
3 This example serves as further proof of law clerk influence on the
opinion drafting process.
4 Again, I find no such authority to do so.
5 Even if one believes "forty-ninth parallel" somehow is latently
ambiguous and therefore a resort to extrinsic evidence is warranted,
considering sources other than the words the framers expressly used only
corroborates they really meant the 49th parallel to be our
northern border. See supra Part I.C.
6 Let justice be done, though the heavens fall.