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194 U.S. 161
UNITED STATES, Petitioner,
SING TUCK or King Do and Thirty-One Others.
Argued April 7, 1904.
Decided April 25, 1904.
[194 U.S. 161, 162] Assistant Attorney General McReynolds for petitioner.
[194 U.S. 161, 164] Messrs. Robert M. Moore and W. W. Cantwell for respondents.
Mr. Justice Holmes delivered the opinion of the court:
This is a writ of habeas corpus against a Chinese inspector and inspector of immigration. It appears from his return that the Chinese persons concerned came from China by way of Canada, and were seeking admission into the United States. On examination by an inspector five gave their names, stated that they were born in the United States (United States v. Wong Kim Ark, 169 U.S. 649 , 42 L. ed. 890, 18 Sup. Ct. Rep. 456 ), and answered no further questions. The rest gave their names and then stood mute, not even alleging citizenship. The inspector decided against their right to enter the country, and informed them of their right to appeal to the Secretary of Commerce and Labor. No appeal was taken, and while they were detained at a properly designated detention house for return to China, a petition was filed by a lawyer purporting to act on their behalf, alleging that they all were citizens of the United States, and this writ was obtained. In the circuit court the detention was adjudged to be lawful, and the writ was dismissed without a trial on the merits. This decision was reversed by the circuit court of appeals on the ground that the parties concerned were entitled to a judicial investigation of their status.
By the act of August 18, 1894, 28 Stat. at L. 390, chap. 301 (U. S. Comp. Stat. 1901, p. 1303), 'In every case where an alien is excluded from admission into the United States under any law or treaty now existing or hereafter made, the decision of the appropriate immigration or customs officers, if adverse to the admission of such alien, shall be final, unless [194 U.S. 161, 167] reversed on appeal to the Secretary of the Treasury.' The jurisdiction of the Treasury Department was transferred to the Department of Commerce and Labor by the act of February 14, 1903 (32 Stat. at L. 825, chap. 552). It was held by the circuit court of appeals that the act of 1894 should not be construed to submit the right of a native-born citizen of the United States to return hither to the final determination of executive officers, and the conclusion was assumed to follow that these cases should have been tried on their merits. Before us it was argued that, by the construction of the statute, the fact of citizenship went to the jurisdiction of the immigration officers (see Gonzales v. Williams, 192 U.S. 1 , 7, ante, p. 177, 24 Sup. Ct. Rep. 177; Miller v. Horton, 152 Mass. 540, 548, 10 L. R. A. 116, 23 Am. St. Rep. 850, 26 N. E. 100), and therefore that the statute did not purport to apply to one who was a citizen in fact. We are of opinion, however, that the words quoted apply to a decision on the question of citizenship, and that, even if it be true that the statute could not make that decision final, the consequence drawn by the circuit court of appeals does not follow, and is not correct.
We shall not argue the meaning of the words of the act. That must be taken to be established. Lem Moon Sing v. United States, 158 U.S. 538, 546 , 547 S., 39 L. ed. 1082, 1085, 15 Sup. Ct. Rep. 967. As to whether or not the act could make the decision of an executive officer final upon the fact of citizenship, we leave the question where we find it. The Japanese Immigrant Case, 189 U.S. 86, 97 , 47 S. L. ed. 721, 724, 23 Sup. Ct. Rep. 611; Fok Young Yo v. United States, 185 U.S. 296, 304 , 305 S., 46 L. ed. 917, 921, 22 Sup. Ct. Rep. 686. See Chin Bak Kan v. United States, 186 U.S. 193, 200 , 46 S. L. ed. 1121, 1126, 22 Sup. Ct. Rep. 891. Whatever may be the law on that point, the decisions just cited are enough to show that it is too late to contend that the act of 1894 is void as a whole. But if the act is valid, even if ineffectual on this single point, then it points out a mode of procedure which must be followed before there can be a resort to the courts. In order to act at all the executive officer must decide upon the question of citizenship. If his jurisdiction is subject to being upset, still it is necessary that he should proceed if he decides that it exists. An appeal is provided by the [194 U.S. 161, 168] statute. The first mode of attacking his decision is by taking that appeal. If the appeal fails, it then is time enough to consider whether, upon a petition showing reasonable cause, there ought to be a further trial upon habeas corpus.
We perfectly appreciate, while we neither countenance nor discountenance, the argument drawn from the alleged want of jurisdiction. But while the consequence of that argument, if sound, is that both executive officers and Secretary of Commerce and Labor are acting without authority, it is one of the necessities of the administration of justice that even fundamental questions should be determined in an orderly way. If the allegations of a petition for habeas corpus setting up want of jurisdiction, whether of an executive officer or of an ordinary court, are true, the petitioner theoretically is entitled to his liberty at once. Yet a summary interruption of the regular order of proceedings, by means of the writ, is not always a matter of right. A familiar illustration is that of a person imprisoned upon criminal process by a state court, under a state law alleged to be unconstitutional. If the law is unconstitutional the prisoner is wrongfully held. Yet, except under exceptional circumstances, the courts of the United States do not interfere by habeas corpus. The prisoner must, in the first place, take his case to the highest court of the state to which he can go, and after that he generally is left to the remedy by writ of error if he wishes to bring the case here. Minnesota v. Brundage, 180 U.S. 499 , 45 L. ed. 639, 21 Sup. Ct. Rep. 455; Baker v. Grice, 169 U.S. 284 , 42 L. ed. 748, 18 Sup. Ct. Rep. 323. In Gonzales v. Williams, 192 U.S. 1 , ante, p. 177, 24 Sup. Ct. Rep. 177, there was no use in delaying the issue of the writ until an appeal had been taken, because in that case therewas no dispute about the facts, but merely a question of law. Here the issue, if there is one, is pure matter of fact,-a claim of citizenship under circumstances and in a form naturally raising a suspicion of fraud.
Considerations similar to those which we have suggested lead to a further conclusion. Whatever may be the ultimate rights of a person seeking to enter the country, and alleging that he is a citizen, it is within the power of Congress to provide, at [194 U.S. 161, 169] least, for a preliminary investigation by an inspector, and for a detention of the person until he has established his citizenship in some reasonable way. If the person satisfies the inspector, he is allowed to enter the country without further trial. Now, when these Chinese, having that opportunity, saw fit to refuse it, we think an additional reason was given for not allowing a habeas corpus at that stage. The detention during the time necessary for investigation was not unlawful, even if all these parties were citizens of the United States, and were not attempting to upset the inspection machinery by a transparent device. Wong Wing v. United States, 163 U.S. 228, 235 , 41 S. L. ed. 140, 16 Sup. Ct. Rep. 977. They were offered a way to prove their alleged citizenship and to be set at large, which would be sufficient for most people who had a case, and which would relieve the courts. If they saw fit to refuse that way, they properly were held down strictly to their technical rights.
But it is said that if, under any circumstances, the question of citizenship could be left to the final decision of an executive officer, the Chinese regulations made under the statutes by the Department of Commerce and Labor are such that they do not allow a citizen due process of law, and the same argument is urged in favor of the right to decline to take any part in such proceedings from the outset. The rules objected to require the officer to prevent communication with the parties other than by officials under his control, and to have them examined promptly touching their right to admission. The examination is to be apart from the public, in the presence of the government officials and such witnesses only as the examining officer shall designate. This last is the provision especially stigmatized. It is said that the parties are allowed to produce only such witnesses as are designated by the officer. But that is a plain perversion of the meaning of the words. If the witnesses referred to are not merely witnesses to the examination, if they are witnesses in the cause, still the provision only excludes such witnesses at the discretion of the officer pending the examination of the party concerned,-a natural precaution in this class [194 U.S. 161, 170] of cases, the reasonableness of which does not need to be explained. It is common in ordinary trials. No right is given to the officer to exercise any control or choice as to the witnesses to be heard, and no such choice was attempted in fact. On the contrary, the parties were told that if they could produce two witnesses who knew that they had the right to enter, their testimony would be taken and carefully considered; and various other attempts were made to induce the suggestion of any evidence or help to establish the parties' case, but they stood mute. The separate examination is another reasonable precaution, and it is required to take place promptly, to avoid the hardship of a long detention. In case of appeal counsel are permitted to examine the evidence, Rule 7, and it is implied that new evidence, briefs, affidavits, and statements may be submitted, all of which can be forwarded with the appeal. Rule 9. The whole scheme is intended to give as fair a chance to prove a right to enter the country as the necessarily summary character of the proceedings will permit.
We are of opinion that the attempt to disregard and override the provisions of the statutes and the rules of the Department, and to swamp the courts by a resort to them in the first instance, must fail. We may add that, even if it is beyond the power of Congress to make the decision of the Department final upon the question of citizenship, we agree with the circuit court of appeals that a petition for habeas corpus ought not to be entertained unless the court is satisfied that the petitioner can make out at least a prima facie case. A mere allegation of citizenship is not enough. But, before the courts can be called upon, the preliminary sifting process provided by the statutes must be gone through with. Whether after that a further trial may be had we do not decide.
Mr. Justice Brewer, with whom concurred Mr. Justice Peckham, dissenting:
I am unable to concur in either the foregoing opinion or [194 U.S. 161, 171] judgment. I have heretofore dissented in several cases involving the exclusion or expulsion of the Chinese, but, although my views on the questions are unchanged, do not care to repeat anything then said. I pass rather to consider the present case and the declarations of the court. That is, as stated in the opinion, one of persons claiming to be citizens of the United States, denied by an inspector of immigration-a mere ministerial officer-the right to enter the country, and who are now informed by this court that their application to the courts for the enforcement of that right must be denied. They are told that their only remedy is by appeal from one ministerial officer to another.
The decision is based upon the act of August 18, 1894 (28 Stat. at L. 390, chap. 301, U. S. Comp. Stat. 1901, p. 1303), which provides:
But by its very terms that act applies only to an alien, and these parties assert that they are not aliens. If not aliens, certainly that act is inapplicable. So affirms Rule 2, prescribed by the Secretary of Commerce and Labor, concerning the immigration of Chinese persons, which reads: 'If the Chinese person has been born in the United States, neither the immigration acts nor the Chinese exclusion acts prohibiting persons of the Chinese race, and especially Chinese laborers, from coming into the United States, apply to such person.' So this court has held at the present term. Gonzales v. Williams, 192 U.S. 1 , ante, p. 177, 24 Sup. Ct. Rep. 177, decided January 4, 1904. In that case it appeared that Isabella Gonzales, an unmarried woman, coming from Porto Rico to New York, was prevented from landing, and detained by the immigration commissioner as an alien immigrant. A writ of habeas corpus was issued on her behalf by the circuit court of the United States for the southern district of [194 U.S. 161, 172] New York. Upon a hearing the writ was dismissed and she remanded to the custody of the commissioner. On appeal to this court that decision was reversed, and it was said in the opinion (p. 7, ante, p. 177, 24 Sup. Ct. Rep. p. 177):
There, as here, the applicant had not appealed from the decision of the immigration officer to the Secretary of the Treasury; that fact was pleaded in the return to the writ, and on the argument before us this act of August 18, 1894, was cited by the government, and the argument made that the remedy was by appeal to the Secretary of the Treasury. I quote the language of the Solicitor General as reported (p. 4):
That case did not hold that the applicant was a citizen of the United States, but only that, being a subject of Porto Rico, an island ceded to the United States, and, as adjudged by a bare majority of this court in conflicting opinions, not within the full scope of constitutional protection, she was not an alien immigrant. Here the petitioners claim that they are citizens by birth, and the dccision is that, nevertheless, they cannot be heard in a court to prove the fact which they allege. There the petition disclosed both a question of law and one of fact, for not until the return to the writ was the question of fact [194 U.S. 161, 173] eliminated; here, on the face of the petition, only a question of fact is presented, for the law applicable had been fully settled by the decision of this court in United States v. Wong Kim Ark, 169 U.S. 649 , 42 L. ed. 890, 18 Sup. Ct. Rep. 456.
But it is said that, inasmuch as Congress has provided for an appeal from the immigration officer to the Secretary of the Treasury, or, rather, since the recent act transferring jurisdiction to the Department of Commerce and Labor, to the Secretary of the latter department, the orderly administration of affairs requires that the remedy by appeal to the Secretary should be followed. It was not so held in the Gonzales Case, and I do not appreciate why it should be deemed necessary in the case of one claiming to be a citizen, and not deemed necessary in respect to one who is merely not an alien immigrant. We have called American citizenship an 'inestimable heritage' (Chin Bak Kan v. United States, 186 U.S. 193, 200 , 46 S. L. ed. 1121, 1125, 22 Sup. Ct. Rep. 891), and I cannot understand why one who claims it should be denied the earliest possible hearing in the courts upon the truth of his claim.
Why should any one who claims the right of citizenship be denied prompt access to the courts? If it be an 'inestimable heritage,' can Congress deprive one of the right to a judicial determination of its existence, and ought the courts to unnecessarily avoid or postpone an inquiry thereof? If it be said that the conduct of these petitioners before the inspector was not such as to justify a belief in the probability of their claim of citizenship, it is sufficient answer that they assert the claim and ask a right to be heard. I never supposed that courts could deny a party a hearing on the ground that they did not believe it probable that he could establish the claim which he makes.
The postponement of the right to judicial inquiry until after the remedy by appeal to the Secretary has been exhausted is justified by analogy to the rule which restrains this court from interfering with the orderly administration of criminal law in the courts of a state until after a final determination by the [194 U.S. 161, 174] highest court of that state. But there is this essential difference: To the highest court of a state a writ of error runs from this court, and there is, therefore, propriety in waiting until the final decision of the courts of the states, the presumption being always that they will uphold the Constitution of the United States, and enforce any rights granted by it.
In Ex parte Royall, 117 U.S. 241, 251 , 252 S., 29 L. ed. 868, 871, 6 Sup. Ct. Rep. 734, 740, 741, this court said:
But here there is no appeal or writ of error from the decision of the Secretary to this or to any other court, and the remedy which must be pursued then as now is only that of habeas corpus. Indeed, in the opinion the court does not give to these petitioners encouragement to believe that there can be any judicial examination, even after the decision by the Secretary against their claim of American citizenship. If a judicial hearing at any time is not in terms denied, it is, at least, like a famous case of old, passed to 'a convenient season.' Meantime the American citizen must abide in the house of detention.
Further, there are special reasons why this prompt judicial inquiry by the writ of habeas corpus should be sustained. On July 27, 1903, the Secreatary of Commerce and Labor, as authorized by statute, promulgated certain regulations concerning the admission of Chinese persons. Rule 4 named a dozen ports at which alone such persons should be permitted to enter, Malone, N. Y., where these petitioners are detained, being one of the number. Rules 6, 7, 8, 9, 21, and 22 are as follows:
By Rule 6 it is the duty of the inspector to prevent any communication between the immigrant and any person other than his own officials. In other words, no communication with counsel or with friends is permitted. By Rule 7 the examination is to be private, in the presence only of government officials and such witnesses as the examining officer shall designate. The most notorious outlaw in the land, when charged by the United States with crime, is, by constitutional enactment (art. 6, Amendments U. S. Constitution), given compulsory process for obtaining witnesses in his favor and the assistance of counsel for his defense; but the Chinaman-although by birth a citizen of the United States-is thus denied counsel and the right of obtaining witnesses. After he has been adjudged inadmissible, then, and then for the first time, is he permitted to have counsel and advised of his right of appeal, and such counsel, after filing notice of appeal, is permitted to examine, but not make copies of, the testimony upon which the excluding order is based. By Rule 8, if he desires to appeal, he must give written notice thereof within two days after the decision. By Rule 9, within three days after the filing of notice a complete record of the case is transmitted to the Commissioner General of Immigration, and on such appeal no evidence will be considered that has not been made the subject of investigation and report by the inspector. Can anything be more harsh and arbitrary? Coming into a port of the United States, as these petitioners did into the port of Malone, placed as they were in a house of detention, shut off from communication with friends and counsel, examined before an inspector with no one to advise or counsel, only such witnesses present as the in- [194 U.S. 161, 178] spector may designate, and, upon an adverse decision, compelled to give notice of appeal within two days, within three days the transcript forwarded to the Commissioner General, and nothing to be considered by him except the testimony obtained in this Star Chamber proceeding. This is called due process of law to protect the rights of an American citizen, and sufficient to prevent inquiry in the courts.
But it is said that the applicants did not prove before the immigration officer that they were citizens; that some simply alleged the fact, while others said nothing; that they were told that if they would give the names of two witnesses their testimony would be taken and considered. But what provision of law is there for compelling the attendance of witnesses before such immigration officer or for taking depositions, and of what avail would be an ex parte inquiry of such witnesses? Must an American citizen, seeking to return to this, his native land, be compelled to bring with him two witnesses to prove the place of his birth, or else be denied his right to return, and all opportunity of establishing his citizenship in the courts of his country? No such rule is enforced against an American citizen of Anglo-Saxon descent, and if this be, as claimed, a government of laws, and not of men, I do not think it should be enforced against American citizens of Chinese descent.
Again, by Rule 21, the burden of proof is cast upon the applicant, no other evidence is to be accepted except that which the law prescribes, and in every doubtful case the benefit of the doubt is to be given to the government. And by Rule 22 a judicial finding of citizenship is not to be accepted as conclusive unless the party presenting it is 'completely identified.' I showed in my dissenting opinion in Fong Yue Ting v. United States, 149 U.S. 698, 740 , 37 S. L. ed. 905, 922, 13 Sup. Ct. Rep. 1016, that expulsion was punishment. That proposition was not denied by the majority of the court when applied to a citizen, but only as applied to aliens (p. 709, L. ed. p. 912, Sup. Ct. Rep. p. 1020). If expulsion from the country is punishment for crime when applied to a citizen, can it be that the rule which requires the government to assume the burden of proof, and which clothes [194 U.S. 161, 179] the accused with the presumption of innocence can be changed by casting upon the individual the burden of showing that he is one not liable to such punishment? Can it be that the benefit of a doubt which attaches to all other accused persons is taken away from one simply because he is a Chinaman? And can it be that when one produces a judicial can be brushed one side unless the identity can be brushed one side unless the indentity of the individual in whose behalf the finding was made is established beyond doubt?
In cast no reflections upon the immigration officer in the present case. I am simply challenging a system and provisions which place within the arbitrary power of an individual the denial of the right of an American citizen to free entrance into this country, and put such denial outside the scope of judicial inquiry. It may be true that a ministerial officer, in a secret and private investigation, may strive to ascertain the truth and to do justice, but unless we blind our eyes to the history of the long struggle in the mother country to secure protection to the liberty of the citizen, we must realize that a public investigation before a judicial tribunal, with the assistance of counsel and the privilege of cross-examination, is the best, if not the only, way to secure that result.
In my judgment we are making a curious judicial history. In Yick Wo v. Hopkins, 118 U.S. 356, 369 , 30 S. L. ed. 220, 226, 6 Sup. Ct. Rep. 1064, 1070, decided in 1886, we said:
In United States v. Wong Kim Ark, 169 U.S. 649 , 42 L. ed. 890, 18 Sup. Ct. Rep. 456, decided in 1898, the petitioner, a Chinese person born in the United [194 U.S. 161, 180] States, returning from China, was refused permission to land, and was restrained of his liberty by the collector, the officer then charged with that duty. Without making any appeal from the decision of such local officer, although the law as to appeal to the Secretary was then the same as now, he sued out a writ of habeas corpus from the district court of the United States, which court, after hearing, discharged him on the ground that he was born within the United States, and therefore a citizen thereof. On appeal to this court that decision was affirmed. No one connected with the case doubted that the immigration and exclusion laws had no application to him if he were a citizen, or questioned his right to appeal in the first instance to the courts for his discharge from the illegal restraint.
In Chin Bak Kan v. United States, 186 U.S. 193 , 46 L. ed. 1121, 22 Sup. Ct. Rep. 891, decided in 1902, it appeared that Chin Bak Kan was brought before a commissioner of the United States charged with wrongfully coming in and remaining within the United States. After a hearing he was adjudged guilty of the charge by the commissioner and ordered removed to China. An appeal was taken to the district court of the United States but the appeal was dismissed, and thereupon the case was brought here. The jurisdiction of the commissioner was challenged, and in disposing of that the court said (p. 200, L. ed. p. 1126, Sup. Ct. Rep. p. 894):
In the Japanese Immigrant Case, 189 U.S. 86, 100 , 47 S. L. ed. 721, 725, 23 Sup. Ct. Rep. 611, 614, decided in 1903, this court, while sustaining the action of the ministerial officers, said:
This was in the case of one confessedly an alien.
Now the court holds that parties claiming to be citizens can have that claim determined adversely by a mere ministerial officer, and be denied the right of immediate appeal to the courts for a judicial inquiry and determination thereof. I cannot believe that the courts of this Republic are so burdened with controversies about property that they cannot take time to determine the right of personal liberty by one claiming to be a citizen.
Further, even if it should be proved that these petitioners are not citizens of the United States, but simply Chinese laborers seeking entrance into this country, it may not be amiss to note the significance of the act of April 29, 1902 (32 Stat. at L. 176, chap. 641),1 re-enacting and continuing the prior laws respecting the exclusion of the Chinese, 'so far as the same are not inconsistent [194 U.S. 161, 182] with treaty obligations,' taken in connection with this provision in article 4 of the treaty with China, proclaimed December 8, 1894 [28 Stat. at L. 1210], 'that Chinese laborers or Chinese of any other class, either permanently or temporarily residing in the United States, shall have, for the protection of their persons and property, all rights that are given by the laws of the United States to citizens of the most favored nation, excepting the right to become naturalized citizens.' I am not astonished at the report current in the papers that China has declined to continue this treaty for another term of ten years.
Finally, let me say that the time has been when many young men from China came to our educational institutions to pursue their studies; when her commerce sought our shores, and her people came to build our railroads, and when China looked upon this country as her best friend. If all this be reversed and the most populous nation on earth becomes the great antagonist of this republic, the careful student of history will recall the words of Scripture, 'they have sown the wind, and they shall reap the whirlwind,' and for cause of such antagonism need look no further than the treatment accorded during the last twenty years by this country to the people of that nation.
I am authorized to say that Mr. Justice Peckham concurs in this dissent.
[ Footnote 1 ] U. S. Comp. St. Supp. 1903, p. 188.