CONNALLY v. GEORGIA
ON APPEAL FROM THE SUPREME COURT OF GEORGIA
Decided January 10, 1977
A justice of the peace's issuance of a search warrant to search appellant's house, pursuant to Georgia statutory scheme whereby a justice of the peace, who is not salaried, is paid a prescribed fee for issuance of each warrant but receives nothing for his denial of a warrant, held to effect a violation of the protections afforded appellant by the Fourth and Fourteenth Amendments. In such a situation the defendant is subjected to judicial action by an officer of the court who "has a direct, personal, substantial, pecuniary interest," Tumey v. Ohio, 273 U.S. 510, 523 , in his decision to issue or deny the warrant.
237 Ga. 203, 227 S. E. 2d 352, vacated and remanded.
Appellant John Connally was indicted, tried, and convicted in the Superior Court of Walker County, Ga., for possession of marihuana in violation of the Georgia Controlled Substances Act, Ga. Code Ann. 79A-801 et seq. (1973). On his appeal to the Supreme Court of Georgia, he asserted trial error in four respects: the constitutional impropriety of the fee system governing the issuance of search warrants by justices of the peace in Georgia; the deprivation of his right of confrontation when revelation of an informer's identity was refused; the failure to give a requested instruction on joint occupancy of premises; and the failure to enter a judgment of acquittal because of an alleged absence of proof of the type of cannabis involved. The Supreme Court of Georgia affirmed, with two justices dissenting (one on the first issue) and one justice concurring as to the second, third, and fourth issues and in the judgment. 237 Ga. 203, 227 S. E. 2d 352 (1976). The appellant, on direct appeal here, 1 raises [429 U.S. 245, 246] the first two questions. We deem the challenge to the warrant procedure worthy of consideration.
Pursuant to a search warrant issued by a justice of the peace, appellant's house was raided and marihuana found there was seized. Connally was arrested. At his trial he moved to suppress the evidence so seized on the ground that the justice who had issued the warrant was not "a neutral and detached magistrate" 2 because he had a pecuniary interest in issuing the warrant. The trial court denied that motion, and the Supreme Court of Georgia, in affirming, rejected the constitutional challenge.
Under Ga. Code Ann. 24-1601 (1971), the fee for the issuance of a search warrant by a Georgia justice of the peace "shall be" $5, "and it shall be lawful for said [justice] of the peace to charge and collect the same." If the requested warrant is refused, the justice of the peace collects no fee for reviewing and denying the application. The fee so charged apparently goes into county funds and from there to the issuing justice as compensation.
At a pretrial hearing in Connally's case, the issuing justice testified on cross-examination that he was a justice primarily because he was "interested in a livelihood," Record 502; that he received no salary, ibid.; that his compensation was "directly dependent on how many warrants" he issued, ibid.; that since January 1, 1973, he had issued "some 10,000" warrants for arrests or searches, ibid.; and that he had no legal background other than attendance at seminars and reading law, id., at 506-508, 512-515. 3 [429 U.S. 245, 247]
Fifty years ago, in Tumey v. Ohio, 273 U.S. 510 (1927), the Court considered state statutes that permitted a charge of violating the State's prohibition laws to be tried without [429 U.S. 245, 248] a jury before a village mayor. Any fine imposed was divided between the State and the village. The latter's share was used to hire attorneys and detectives to arrest offenders and [429 U.S. 245, 249] prosecute them before the mayor. When the mayor convicted, he received fees and costs, and these were in addition to his salary. The Court, in an opinion by Mr. Chief Justice Taft, unanimously held that subjecting a defendant to trial before a judge having "a direct, personal, pecuniary interest in convicting the defendant," that is, in the $12 of fees and costs imposed, id., at 523, 531, effected a denial of due process in violation of the Fourteenth Amendment.
This approach was reiterated in Ward v. Village of Monroeville, 409 U.S. 57 (1972). There, an Ohio statute authorized mayors to sit as judges of ordinance violations and certain traffic offenses. The petitioner was so convicted and fined by the mayor of Monroeville. Although the mayor had no direct personal financial stake in the outcome of cases before him, a major portion of the village's income was derived from the fines, fees, and costs imposed in the mayor's court. This Court, id., at 59-60, cited Tumey and repeated the test formulated in that case, namely, "whether the mayor's situation is one `which would offer a possible temptation to the average man as a judge to forget the burden of proof required to convict the defendant, or which might lead him not to hold the balance nice, clear and true between the State and the accused . . . .'" 409 U.S., at 60 . Dugan v. Ohio, 277 U.S. 61 (1928), where a mayor had judicial functions but only "very limited executive authority," and the executive power rested in a city manager and a commission, was distinguished as a situation where "the Mayor's relationship to the finances and financial policy of the city was too remote to warrant a presumption of bias toward conviction in prosecutions before him as [a] judge," 409 U.S., at 60 -61, [429 U.S. 245, 250] and the possibility of a later de novo trial in another court was held to be of no constitutional relevance because the defendant was "entitled to a neutral and detached judge in the first instance." Id., at 61-62.
The present case, of course, is not precisely the same as Tumey or as Ward, but the principle of those cases, we conclude, is applicable to the Georgia system for the issuance of search warrants by justices of the peace. The justice is not salaried. He is paid, so far as search warrants are concerned, by receipt of the fee prescribed by statute for his issuance of the warrant, and he receives nothing for his denial of the warrant. His financial welfare, therefore, is enhanced by positive action and is not enhanced by negative action. The situation, again, is one which offers "a possible temptation to the average man as a judge . . . or which might lead him not to hold the balance nice, clear and true between the State and the accused." It is, in other words, another situation where the defendant is subjected to what surely is judicial action by an officer of a court who has "a direct, personal, substantial, pecuniary interest" in his conclusion to issue or to deny the warrant. See Bennett v. Cottingham, 290 F. Supp. 759, 762-763 (ND Ala. 1968), aff'd, 393 U.S. 317 (1969).
Shadwick v. City of Tampa, 407 U.S. 345 (1972), does not weigh to the contrary. The issue there centered in the qualification of municipal court clerks to issue arrest warrants for breaches of ordinances. The Court held that the clerks, although laymen, worked within the judicial branch under the supervision of judges and were qualified to determine the existence of probable cause. They were, therefore, "neutral and detached magistrates for purposes of the Fourth Amendment." Id., at 346. There was no element of personal financial gain in the clerks' issuance or nonissuance of arrest warrants. Cf. Coolidge v. New Hampshire, 403 U.S. 443, 449 -453 (1971). [429 U.S. 245, 251]
We disagree with the Supreme Court of Georgia's rulings, 237 Ga., at 205-206, 227 S. E. 2d, at 354-355, that the amount of the search warrant fee is de minimis in the present context, that the unilateral character of the justice's adjudication of probable cause distinguishes the present case from Tumey, and that, instead, this case equates with Bevan v. Krieger, 289 U.S. 459, 465 -466 (1933), where a notary public's fee for taking a deposition was measured by the folios of testimony taken.
We therefore hold that the issuance of the search warrant by the justice of the peace in Connally's case effected a violation of the protections afforded him by the Fourth and Fourteenth Amendments of the United States Constitution. The judgment of the Supreme Court of Georgia is vacated, and the case is remanded for further proceedings not inconsistent with this opinion.
[ Footnote 3 ] "Q In the case of a search warrant, I believe you receive compensation ultimately in the amount of $5.00, if you issue the warrant, do you not?