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BOARD OF TRUSTEES OF KEENE STATE COLLEGE ET AL. v. SWEENEY.
ON PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
Decided November 13, 1978
Where the Court of Appeals in respondent's employment discrimination action against petitioners (employer) appears to have imposed a heavier burden on the employer than Furnco Construction Co. v. Waters, 438 U.S. 567 , requires with respect to meeting the employee's prima facie case of discrimination, its judgment is vacated and the case is remanded for reconsideration in light of Furnco.
Certiorari granted; 569 F.2d 169, vacated and remanded.
The petition for a writ of certiorari is granted. In Furnco Construction Co. v. Waters, 438 U.S. 567 (1978), we stated that "[t]o dispel the adverse inference from a prima facie showing under McDonnell Douglas, the employer need only `articulate some legitimate, nondiscriminatory reason for the employee's rejection.'" Id., at 578, quoting McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973). We stated in McDonnell Douglas that the plaintiff "must . . . be afforded a fair opportunity to show that [the employer's] stated reason for [the plaintiff's] rejection was in fact pretext." Id., at 804. The Court of Appeals in the present case, however, referring to McDonnell Douglas, stated that "in requiring the defendant to prove absence of discriminatory motive, the Supreme Court placed the burden squarely on the party with the greater access to such evidence." 569 F.2d 169, 177 (CA1 1978) (emphasis added). 1 [439 U.S. 24, 25]
While words such as "articulate," "show," and "prove," may have more or less similar meanings depending upon the context in which they are used, we think that there is a significant distinction between merely "articulat[ing] some legitimate, nondiscriminatory reason" and "prov[ing] absence of discriminatory motive." By reaffirming and emphasizing the McDonnell Douglas analysis in Furnco Construction Co. v. Waters, supra, we made it clear that the former will suffice to meet the employee's prima facie case of discrimination. Because the Court of Appeals appears to have imposed a heavier burden on the employer than Furnco warrants, its judgment is vacated and the case is remanded for reconsideration in the light of Furnco, supra, at 578. 2
[ Footnote 2 ] We quite agree with the dissent that under Furnco and McDonnell Douglas the employer's burden is satisfied if he simply "explains what he has done" or "produc[es] evidence of legitimate nondiscriminatory reasons." Post, at 28, 29. But petitioners clearly did produce evidence to support their legitimate nondiscriminatory explanation for refusing to promote respondent during the years in question. See 569 F.2d, at 172-173, 178; App. to Pet. for Cert. B-2 to B-24. Nonetheless, the Court of Appeals held that petitioners had not met their burden because the proffered legitimate explanation did not "rebut" or "disprove" respondent's prima facie case [439 U.S. 24, 26] or "prove absence of nondiscriminatory motive." 569 F.2d, at 177-179; see App. to Pet. for Cert. B-25. This holding by the Court of Appeals is further support for our belief that the court appears to have imposed a heavier burden on the employer than Furnco, and the dissent here, require.
MR. JUSTICE STEVENS, with whom MR. JUSTICE BRENNAN, MR. JUSTICE STEWART, and MR. JUSTICE MARSHALL join, dissenting.
Whenever this Court grants certiorari and vacates a court of appeals judgment in order to allow that court to reconsider [439 U.S. 24, 26] its decision in the light of an intervening decision of this Court, the Court is acting on the merits. Such action always imposes an additional burden on circuit judges who - more than any other segment of the federal judiciary - are struggling desperately to keep afloat in the flood of federal litigation. For that reason, such action should not be taken unless the intervening decision has shed new light on the law which, if it had been available at the time of the court of appeals' decision, might have led to a different result.
In this case, the Court's action implies that the recent opinion in Furnco Construction Corp. v. Waters, 438 U.S. 567 , made some change in the law as explained in McDonnell Douglas Corp. v. Green, 411 U.S. 792 . When I joined the Furnco opinion, I detected no such change and I am still unable to discern one. In both cases, the Court clearly stated that when the complainant in a Title VII trial establishes a prima facie case of discrimination, "the burden which shifts to the employer is merely that of proving that he based his employment decision on a legitimate consideration, and not an illegitimate one such as race." 1 [439 U.S. 24, 27]
The Court of Appeals' statement of the parties' respective burdens in this case is wholly faithful to this Court's teachings in McDonnell Douglas. The Court of Appeals here stated:
First is a purported difference between "articulating" and "proving" a legitimate motivation. Second is the difference between affirming a nondiscriminatory motive and negating a discriminatory motive.
With respect to the first point, it must be noted that it was this Court in Furnco, not the Court of Appeals in this case, that stated that the employer's burden was to "prov[e] that he based his employment decision on a legitimate consideration." 3 Indeed, in the paragraph of this Court's opinion in Furnco cited earlier, the words "prove" and "articulate" were used interchangeably, 4 and properly so. For they were descriptive of the defendant's burden in a trial context. In litigation the only way a defendant can "articulate" the reason for his action is by adducing evidence that explains what he has done; when an executive takes the witness stand to "articulate" his reason, the litigant for whom he speaks is [439 U.S. 24, 29] thereby proving those reasons. If the Court intends to authorize a method of articulating a factual defense without proof, surely the Court should explain what it is.
The second part of the Court's imaginative distinction is also rejected by Furnco. When an employer shows that a legitimate nondiscriminatory reason accounts for his action, he is simultaneously demonstrating that the action was not motivated by an illegitimate factor such as race. Furnco explicitly recognized this equivalence when it defined the burden on the employer as "that of proving that he based his employment decision on a legitimate consideration, and not an illegitimate one such as race." 5 Whether the issue is phrased in the affirmative or in the negative, the ultimate question involves an identification of the real reason for the employment decision. On that question - as all of these cases make perfectly clear - it is only the burden of producing evidence of legitimate nondiscriminatory reasons which shifts to the employer; the burden of persuasion, as the Court of Appeals properly recognized, remains with the plaintiff.
In short, there is no legitimate basis for concluding that the Court of Appeals erred in this case - either with or without the benefit of Furnco. The Court's action today therefore needlessly imposes additional work on circuit judges who have already considered and correctly applied the rule the Court directs them to reconsider and reapply.
[ Footnote 1 ] This language is quoted from the following paragraph in Furnco:
[ Footnote 2 ] The Court also suggests that "further support" for its decision is derived from the Court of Appeals' "holding" that "petitioners had not met their burden because the proffered legitimate explanation did not `rebut' or `disprove' respondent's prima facie case . . . 569 F.2d, at 177-179." Ante, at 25-26, n. 2. The actual "holding" of the Court of Appeals was that "the trial court's finding that sex discrimination impeded the plaintiff's second promotion was not clearly erroneous." 569 F.2d 169, 179 (CA1 1978). The Court of Appeals reached this conclusion by considering all of the evidence presented by both parties to determine whether the evidence of discrimination offered by the plaintiff was "sufficient . . . to sustain the district court's findings" in light of the counter evidence offered by the employer. Ibid. Such factual determinations by two federal courts are entitled to a strong presumption of validity.
[ Footnote 3 ] 438 U.S., at 577 (quoted in n. 1, supra; emphasis added). It should also be noted that the Court of Appeals did not state that the petitioners' burden here was to "prove" anything; rather, the burden which shifted to them as defendants was to "show" a legitimate reason for their action.
[ Footnote 4 ] See n. 1, supra.
[ Footnote 5 ] 438 U.S., at 577 . [439 U.S. 24, 30]