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UNITED STATES v. NUGENT.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
THE SECOND CIRCUIT. * No. 540.
Argued May 1, 4, 1953.
Decided June 8, 1953.
Under 6 (j) of the Selective Service Act of 1948, a person whose claim for exemption as a conscientious objector has been rejected by his local draft board may appeal to an appeal board, which is required to refer the claim to the Department of Justice for a recommendation, which the appeal board is required to consider but is not bound to follow. Before making its recommendation, the Department is required to make an "appropriate inquiry" and to hold a "hearing." After investigating the appellant's background and reputation for sincerity, the Department conducts a hearing, at which the appellant is allowed to appear in person, accompanied by an advisor and witnesses to testify in his behalf. Upon request, he is entitled to be instructed "as to the general nature and character" of any "unfavorable" evidence developed by the investigation; but he is not permitted to see the investigator's report, nor is he informed of the names of persons interviewed by the investigator. Held:
[ Footnote * ] Together with No. 573, United States v. Packer, on certiorari to the same court.
Respondents were convicted of violating 12 of the Selective Service Act of 1948, 50 U.S.C. App. (Supp. V) 462, by willfully refusing to submit to induction into the armed forces of the United States. The Court of Appeals reversed. 200 F.2d 46, 540. This Court granted certiorari. 345 U.S. 915 . Reversed, p. 10.
Robert W. Ginnane argued the cause for the United States. With him on the brief were Acting Solicitor General Stern and Beatrice Rosenberg.
Hayden C. Covington argued the cause for respondents. With him on the brief was Herman Adlerstein.
MR. CHIEF JUSTICE VINSON delivered the opinion of the Court.
Section 6 (j) of the Selective Service Act 1 provides exemption from military service - partial or full, depending upon the circumstances - for any person "who, by [346 U.S. 1, 3] reason of religious training and belief, is conscientiously opposed to participation in war in any form." If the conscientious objector's claim for relief under this Section is denied by his local draft board, he is entitled to further review by an "appropriate appeal board." All such appeals are referred to the Department of Justice for an "appropriate inquiry" and a "hearing." The Department of Justice then makes a recommendation to the appeal board, which may or may not follow it in reviewing the local board's classification. [346 U.S. 1, 4]
These two cases are concerned with the procedure, established by regulation and practice, 2 which is followed when a conscientious objector's appeal is referred to the Department of Justice. The Department has regularly used the FBI to investigate each appealing registrant's background and reputation for sincerity. A hearing is then held before a designated "hearing officer." The registrant is allowed to appear in person, and, if he chooses, he may bring with him an advisor and witnesses to testify in his behalf. 3 Upon request, he is entitled to be instructed "as to the general nature and character" of any "unfavorable" evidence developed by the Department's [346 U.S. 1, 5] investigation. 4 But he is not permitted to see the FBI report, nor is he informed of the names of persons interviewed by the investigators.
It is the Department's refusal to disclose the entire FBI reports which precipitates the issues now before us. The Court of Appeals for the Second Circuit has held that this procedure violates a registrant's rights under the Selective Service Act. 5 We granted certiorari, 345 U.S. 915 , because that determination seemed in conflict with the decisions of other Courts of Appeals 6 and because it dealt with an important problem in the administration of the Selective Service Act.
Each of the respondents claims to be a conscientious objector entitled to total exemption from military service. Each has been convicted of wilfully refusing to submit to induction in the armed forces of the United States. 7 At their trials, respondents challenged the validity of their selective service classifications, claiming that they were fixed without basis in fact 8 and without adherence to the procedures prescribed by 6 (j) of the Act; 9 each claimed that the Department of Justice's failure to show him the FBI reports rendered his classification illegal. The Court of Appeals, reversing each respondent's conviction, sustained the claims.
We think that the Court of Appeals erred. We think that the statutory scheme for review, within the selective service system, of exemptions claimed by conscientious [346 U.S. 1, 6] objectors entitles them to no guarantee that the FBI reports must be produced for their inspection. We think the Department of Justice satisfies its duties under 6 (j) when it accords a fair opportunity to the registrant to speak his piece before an impartial hearing officer; when it permits him to produce all relevant evidence in his own behalf and at the same time supplies him with a fair resume of any adverse evidence in the investigator's report. 10
Respondents urge that this is not enough. The argument rides hard upon the word "hearing" in 6 (j). It [346 U.S. 1, 7] is suggested that the "hearing" prescribed by Congress was purposely designed to allow the registrant to refute - item by item, if necessary - the matters discussed in the investigator's report. 11 In sum, respondents assimilate the "hearing" in 6 (j) to a trial and insist that it imports a right to confront every informant who may have rendered adverse comment to the FBI.
The statute does entitle the registrant to a "hearing," and of course no sham substitute will meet this requirement; but we do not think that the word "hearing" - when put in the context of the whole scheme for review set forth in 6 (j) - comprehends the formal and litigious procedures which respondents' interpretation would attribute to it. Instead, the word takes its meaning in this instance from an analysis of the precise function [346 U.S. 1, 8] which Congress has imposed upon the Department of Justice in 6 (j). 12
The duty to classify - to grant or deny exemptions to conscientious objectors - rests upon the draft boards, local and appellate, and not upon the Department of Justice. The registrant must first look to his local board for the relief he claims; he must convince this body - composed of representatives of his own community - of the depth and sincerity of his convictions. He must fill out forms, calculated to put him to the test; 13 he must supply any additional detailed information which may be necessary for a searching investigation of his claim; and, if he or his local board demands it, he may appear in person to explain his position to the persons charged with determining its validity. 14
If the local board denies the claim, the responsibility for review, if sought, falls upon the appeal board. The Department of Justice takes no action which is decisive. Its duty is to advise, to render an auxiliary service to the appeal board in this difficult class of cases. Congress was under no compulsion to supply this auxiliary service - to provide for a more exhaustive processing of the conscientious objector's appeal. Registrants who claim exemption for some reason other than conscientious objection, and whose claims are denied, are entitled to no "hearing" before the Department. Yet in this special class of cases, involving as it does difficult analyses of facts and individualized [346 U.S. 1, 9] judgments, Congress directed that the assistance of the Department be made available whenever a registrant insists that his conscientious objection claim has been misjudged by his local board. Observers sympathetic to the problems of the conscientious objector have recognized that this provision in the statute improves the system of review by helping the appeal boards to reach a more informed judgment on the appealing registrant's claims. 15 But it has long been recognized that neither the Department's "appropriate investigation" nor its "hearing" is the determinative investigation and the determinative hearing in each case. It has regularly been assumed that it is not the function of this auxiliary procedure to provide a full-scale trial for each appealing registrant.
Accordingly, the standards of procedure to which the Department must adhere are simply standards which will enable it to discharge its duty to forward sound advice, as expeditiously as possible, to the appeal board. Certainly, this is an important and delicate responsibility, but we do not think the statute requires the Department to entertain an all-out collateral attack at the hearing on the testimony obtained in its prehearing investigation.
Respondents urge that they have a right to such a procedure under the Fifth Amendment. We cannot agree.
The Selective Service Act is a comprehensive statute designed to provide an orderly, efficient and fair procedure to marshal the available manpower of the country, to impose a common obligation of military service on all physically fit young men. It is a valid exercise of the war power. It is calculated to function - it functions today - in times of peril. Even so, Congress took care to provide special treatment for those who could not [346 U.S. 1, 10] reconcile participation in the defense effort with their religious beliefs - if those beliefs were a matter of sincere conviction. Profiting from the experiences of the First World War, Congress adopted a new and special procedure to secure the rights of conscience, which had been given express statutory recognition.
It is always difficult to devise procedures which will be adequate to do justice in cases where the sincerity of another's religious convictions is the ultimate factual issue. It is especially difficult when these procedures must be geared to meet the imperative needs of mobilization and national vigilance - when there is no time for "litigious interruption." Falbo v. United States, 320 U.S. 549, 554 (1944). Under the circumstances presented, we cannot hold that the statute, as we construe it, violates the Constitution. 16
The judgments are
The full text of 6 (j) of the Selective Service Act of 1948 reads:
[ Footnote 2 ] See 32 CFR 1626.25 (1949 ed.); see also 17 Fed. Reg. 5449, June 18, 1952.
[ Footnote 3 ] See, Instructions to Registrants Whose Claims for Exemption as Conscientious Objectors Have Been Appealed (a letter sent to the appealing registrant from the office of the Attorney General) reproduced in part in the record in the Nugent case, at p. 54.
[ Footnote 4 ] Ibid.
[ Footnote 5 ] United States v. Nugent, 200 F.2d 46, and United States v. Packer, 200 F.2d 540.
[ Footnote 6 ] See e. g., Imboden v. United States, 194 F.2d 508 (C. A. 6th Cir. 1952); Elder v. United States, 202 F.2d 465 (C. A. 9th Cir. 1953).
[ Footnote 7 ] 50 U.S.C. App. (Supp. V) 462.
[ Footnote 8 ] Cox v. United States, 332 U.S. 442 (1947).
[ Footnote 9 ] Estep v. United States, 327 U.S. 114 (1946).
[ Footnote 10 ] As to what constitutes a "fair resume" see Imboden v. United States, supra. Compare United States v. Oller, 107 F. Supp. 54 (D. Conn. 1952), and United States v. Bouziden, 108 F. Supp. 395 (W. D. Okla. 1952).
We need not reach that question in these cases because in our view respondents cannot complain of any failure on the part of the Department of Justice to supply them with a summary of the evidence.
Respondent Nugent first indicated to his local board that he would only serve as a noncombatant. Thereafter, when required to submit additional information, he stated that he was opposed to any military service whatsoever. The local board, after a hearing, classified him as 1-A-O which rendered him eligible only for noncombatant military service. He appealed, claiming total exemption. Pursuant to 6 (j) his case was referred to the Department of Justice.
Instructions mailed to respondent Nugent informed him of his right to "request" the Hearing Officer to "advise" him of the "general nature and character of any evidence" which was "unfavorable" to his claim. Respondent never requested the Hearing Officer for any summary of the FBI investigation. He claims he was misled by the Hearing Officer's secretary who told him that the "files" were "favorable." But respondent made no effort to verify this statement; at no time did he say anything or make any request to the Hearing Officer concerning the FBI report.
Moreover, the Hearing Officer, in his own report on the case, said nothing which would indicate that the secretary's comment was erroneous. He did not purport to base his recommendation on material submitted by the FBI; rather his recommendation seems based upon Nugent's own conduct and testimony at the hearing coupled [346 U.S. 1, 7] with the fact that respondent, in his original classification questionnaire, had indicated a willingness to serve as a noncombatant - the classification to which he had been assigned.
An additional statement by a Special Assistant to the Attorney General, forwarding the Hearing Officer's report to the appeal board, also made no mention that there was adverse matter in the FBI report.
No part of the FBI report was transmitted to the appeal board. Thus the record before the appeal board contained no evidence secured by the FBI. In view of this, and in view of his failure to make any request to the Hearing Officer, we think that Nugent was not denied any right.
Nor was respondent Packer denied his right to be advised of the general nature of any evidence in the FBI report which might defeat his claim. In response to his question, the Hearing Officer told him that there was nothing unfavorable in it. The Hearing Officer's report, which was transmitted to the appeal board, corroborates this view. Nothing in the FBI report was transmitted to the appeal board, and thus it was given no indication that the FBI report was unfavorable.
[ Footnote 11 ] See United States v. Geyer, 108 F. Supp. 70 (D. Conn. 1952), an opinion heavily relied upon by the Court of Appeals in its opinion in the Nugent case.
[ Footnote 12 ] Norwegian Nitrogen Products Co. v. United States, 288 U.S. 294 (1933).
[ Footnote 13 ] The Selective Service System requires conscientious objectors to fill out a special form. This form supplies the registrant with the opportunity to demonstrate - by pointing to past examples, referring to character witnesses and recounting the background of his training and beliefs - the sincerity of his claim.
[ Footnote 14 ] 32 CFR (1949 ed.) Part 1624.
[ Footnote 15 ] See Sibley and Jacob, Conscription of Conscience (1952), 71-76.
[ Footnote 16 ] Cf. Norwegian Nitrogen Products Co. v. United States, supra; Williams v. New York, 337 U.S. 241 (1949).
MR. JUSTICE FRANKFURTER, whom MR. JUSTICE BLACK and MR. JUSTICE DOUGLAS join, dissenting.
That so strong a court and one so strong in literary endowment - Swan, C. J., Learned Hand and Frank, JJ. - should rely, as did the Court of Appeals in this case, 200 F.2d 46, 49-50, on the opinion of a District Judge, impressively attests the persuasiveness of that opinion. Chief Judge Hincks has stated also for me the compelling reasons why the refusal to make available the FBI report on a registrant claiming exemption as a conscientious [346 U.S. 1, 11] objector invalidates, on any fair construction of the requirements of the Selective Service Act, his classification as 1-A.
The suggestion that the registrants in these cases have waived their rights by not asking for "a fair resume" of any adverse evidence in the investigator's report seems to me an instance of keeping the word of promise to the ear and breaking it to the hope. The very purpose of a hearing is to give registrants an opportunity to meet adverse evidence. It makes a mockery of that purpose to suggest that such adverse evidence can be effectively met if its provenance is unknown. Nor is it possible to be confident that a "resume is fair" when one cannot know what it is a resume of. This does not suggest purposeful unfairness, still less, want of zeal. Language is treacherous and the meaning of what is written to no small degree derives from him who reads it. In a country with our moral and material strength the maintenance of fair procedures cannot handicap our security. Every adherence to our moral professions reinforces our strength and therefore our security.
MR. JUSTICE DOUGLAS, with whom MR. JUSTICE BLACK concurs, dissenting.
I concur in MR. JUSTICE FRANKFURTER'S opinion and only add a word. The use of statements by informers who need not confront the person under investigation or accusation has such an infamous history that it should be rooted out from our procedure. A hearing at which these faceless people are allowed to present their whispered rumors and yet escape the test and torture of cross-examination is not a hearing in the Anglo-American sense. We should be done with the practice - whether [346 U.S. 1, 14] the life of a man is at stake, or his reputation, or any matter touching upon his status or his rights. If FBI reports are disclosed in administrative or judicial proceedings, it may be that valuable underground sources will dry up. But that is not the choice. If the aim is to protect the underground of informers, the FBI report need not be used. If it is used, then fairness requires that the names of the accusers be disclosed. Without the identity of the informer the person investigated or accused stands helpless. The prejudices, the credibility, the passions, the perjury of the informer are never known. If they were exposed, the whole charge might wither under the cross-examination. [346 U.S. 1, 15]