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CALDWELL v. PARKER , 252 U.S. 376 (1920)

U.S. Supreme Court

CALDWELL v. PARKER , 252 U.S. 376 (1920)

252 U.S. 376

PARKER, Sheriff.
No. 636.

Argued March 4 and 5, 1920.
Decided April 19, 1920.

[252 U.S. 376, 377]   Messrs. Henry E. Davis, of Washington, D. C., and Charles D. Kline, of Anniston, Ala., for appellant.

[252 U.S. 376, 379]   Messrs. Neil P. Sterne, of Anniston, Ala., and J. Q. Smith, of Birmingham, Ala., for appellee. [252 U.S. 376, 380]  

Mr. Chief Justice WHITE delivered the opinion of the Court.

Pending the existence of a state of war with Germany the appellant, a soldier in the army of the United States serving in a camp in Alabama, was tried and convicted for the murder of a civilian at a place within the jurisi ction of the state and not within the confines of any camp or place subject to the control of the civil or military authorities of the United States. The conviction was reviewed and affirmed by the Supreme Court of Alabama and was re-examined and reaffirmed on rehearing.

The case is here to reverse the action of the court below in refusing on writ of habeas corpus a discharge which was prayed on the ground that, under the circumstances stated, the sentence was void because the state court had no jurisdiction whatever over the subject of the commission of the crime, since under the Constitution and laws of the United States that power was exclusively vested in a court-martial.

As there was no demand by the military authorities for the surrender of the accused, what would have been the effect of such a demand, if made, is not before us. The contention of a total absence of jurisdiction in the state court is supported in argument, not only by the appellant, but also by the United States in a brief which it has filed as amicus curiae. These arguments, while differing in forms of expression, rest upon the broad assumption that Congress in re-enacting the Articles of War in 1916 (Comp. St. 2308a), by an exercise of constitutional authority, vested in the military courts during a state of war exclusive jurisdiction to try and punish persons in the military service for offenses [252 U.S. 376, 381]   committed by them which were violative of the law of the several states. In other words, the proposition is that under the act of 1916, by mere operation of a declaration of war, the states were completely stripped of authority to try and punish for virtually all offenses against their laws committed by persons in the military service. As in both arguments differences between the provisions of the act of 1916 and the previous Articles are relied upon to sustain the accomplishment of the result contended for, we must briefly consider the prior Articles before we come to test the correctness of the conclusion sought to be drawn from the Articles of 1916

The first Articles of War were adopted in 1775. By them the generic power of courts-martial was established as follows:

It cannot be disputed that the effect of this grant was to confer upon courts-martial as to offenses inherently military an exclusive authority to try and punish. In so far, however, as acts which were criminal under the state law but which became subject to military authority because they could also appropriately be treated as prejudicial to good order and military discipline, a concurrent power necessarily arose, although no provision was made in the Articles regulating its exercise. But this omission was provided for in article 1 of section X of the revised Articles adopted in 1776, as follows:

In view of the terms of this article and the fact that it was drawn from the British Articles, where the supremacy of the civil law had long prevailed, it results that its provisions gave the civil courts, if not supremacy of jurisdiction, at least a primary power to proceed against military offenders violating the civil law, although the same acts were concurrently within the jurisdiction of the military courts because of their tendency to be prejudicial to good order and military discipline.

And in harmony with this view, the articles in question were applied up to 1806, in which year they were re-enacted without change as articles 99 and 33 of that revision, and were in force in 1863, in the Enrollment Act of which year it was provided (Act of March 3, 1863, 30, 12 Stat. 736):

It is to be observed that by this section there was given to courts- martial, under the conditions mentioned, power to punish for capital crimes, from which their authority had been from 1775 expressly excluded; and power was also given to deal, under the conditions stated and in the manner specifled, with other enumerated offenses over which they had not prior to the passage of the act had jurisdiction, presumably because such acts had not in practice been treated as within the grant of authority to deal with them as prejudical to good order and military discipline.

In 1874, when the Articles of War were revised and re-enacted (Rev. Stat. U. S. 1342), the generic grant of power to punish acts prejudicial to good order and military discipline was re-expressed in artice 62, substantially as it existed from 1775. The provisions of section 30 of the act of 1863, supra, were in so many words made to constitute article 58, and the duty put upon military officials to surrender to state officers on demand persons in the military service charged with offenses against the state, was re-enacted in article 59, qualified, however, with the words, 'except in time of war.' Thus the Articles stood until they were re- enacted in the revision of 1916, as follows:

The general grant of authority as to acts prejudicial to good order and military discipline was re-enacted in article 96, substantially as it had obtained from the beginning. The capital offenses of murder and rape, as enumerated in section 30 of the act of 1863, were placed in a distinct article [252 U.S. 376, 384]   and power was given to military courts to prosecute and punish them, as follows:

The remaining offenses enumerated in the act of 1863 were placed in a separate article, as follows:

And, finally, the duty to respond to the demand of the state authorities for the surrender of military offenders against the state criminal laws was re-enacted as it had prevailed from the beginning, subject, however, to express regulations to govern in case of conflict between state and federal authority, and again subject to the qualification, 'except in time of war,' as first expressed in the revision of 1874; the article being as follows:

Comprehensively considering these provisions, it is apparent that they contain no direct and clear expression of a purpose on the part of Congress, conceding for the sake of the argument that authority existed under the Constitution to do so, to bring about, as the mere result of a declaration of war, the complete destruction of state authority and the extraordinary extension of military power upon which the argument rests. This alone might be sufficient to dispose of the subject for, as said in Coleman v. Tennessee, 97 U.S. 509 , 514 (24 L. Ed. 1118):

Certainly, it cannot be assumed that the mere existence of a state of war begot of necessity the military power asserted, since the Articles of War, originally adopted in 1775 were, as we have seen, in the very midst of the War for Independence, modified in 1776 to make certain the preservation of the civil power.

But the contention relied upon is directly based upon the words, 'except in time of war,' as qualifying the duty of the military officers to respond to the demand by state authority for the surrender of military offenders against the state criminal laws, imposed by article 74, and the grant in article 92, expressed in the form of a negative pregnant, of authority to courts-martial to try capital [252 U.S. 376, 386]   crimes when committed by an officer or soldier within the geographical limits of the United States and the District Columbia in time of war. Both these provisions took their origin in the act of 1863 and were drawn from the terms of that act as re-expressed in the revision of 1874. By its very terms, however, the act of 1863 was wholly foreign to the destruction of state and the enlargement of military power here relied upon. It is true, indeed, that by the act authority was for the first time given, as pointed out in the Coleman Case, 97 U.S. 508 , 514, to courts- martial or military commissions to deal with capital and other serious crimes punishable under the state law. But the act did not purport to increase the general powers of courts-martial by defining new crimes, or by bringing enumerated offenses within the categr y of military crimes as defined from the beginning, as we have already pointed out, but, simply contemplated endowing the military authorities with power, not to supplant, but to enforce, the state law. As observed by Winthrop, in his work on Military Law (2d Ed.) p. 1033, it was intended to provide, through the military authorities, means of enforcing and punishing crimes against the state law committed by persons in the military service where as the result of the existence of martial law or of military operations, the courts of the state were not open and military power was therefore needed to enforce the state law. And it was doubtless this purpose indicated by the text, to which we have already called attention, which caused the court in the Coleman Case to say that that statute had no application to territory where 'the civil courts were open and in the undisturbed exercise of their jurisdiction.' 97 U.S. 515 .

As in 1866 it was settled in Ex parte Milligan, 4 Wall. 2, 18, L. Ed. 281, that a state of war, in the absence of some occasion for the declaration of martial law or conditions consequent on military operations, gave no power to the military authorities where the civil courts were open and capable of performing [252 U.S. 376, 387]   their duties, to disregard their authority or frustrate the exercise by them of their normal and legitimate jurisdiction, it is indeed open to grave doubt whether it was the purpose of Congress, by the words 'except in time of war,' or the cognate words which were used with reference to the jurisdiction conferred in capital cases, to do more than to recognize the right of the military authorities, in time of war, within the areas affected by military operations or where martial law was controlling, or where civil authority was either totally suspended or obstructed, to deal with the crimes specified-a doubt which, if solved against the assumption of general military power, would demonstrate, not only the jurisdiction of the state courts in this case, but the entire absence of jurisdiction in the military tribunals. And this doubt becomes additionally serious when the revision of 1874 is considered, since in that revision the act of 1863 was in terms reenacted and the words 'except in time of war,' appearing for the first time in article 59 of that revision, could have been alone intended to qualify the time of war with which the act dealt; that is, a condition resulting from a state of war which prevented or interfered with the discharge of their duties by the civil courts.

Into the investigation of the subject of whether it was intended by the provision 'except in time of war,' contained in the Articles of 1916, to do more than meet the conditions exacted by the actual exigencies of war like those contemplated by the act of 1863, and which were within the purview of military authority, as pointed out in Re Milligan, we do not feel called upon to enter. We say this because even though it be conceded that the purpose of Congress by the Articles of 1916, departing from everything which had gone before, was to give to military courts, as the mere result of a state of war, the power to punish as military offenses the crimes specified when committed by those in the military service, such admission is [252 U.S. 376, 388]   here negligible because, in that view, the regulations relied upon would do no more than extend the military authority, because of the state of war, to the punishment, as military crimes, of acts criminal under the state law, without the slightest indication of purpose to exclude the jurisdiction of state courts to deal with such acts as offenses against the state law.

And this conclusion harmonizes with the principles of interpretation applied to the Articles of War previous to 1916 (Drury v. Lewis, 200 U.S. 1 , 26 Sup. Ct. 229; Grafton v. United States, 206 U.S. 333 , 27 Sup. Ct. 749, 11 Ann. Cas. 640; Franklin v. United States, 216 U.S. 559 , 30 Sup. Ct. 434; Steiner' Case, 6 Op. Atty. Gen. 413, and is, moreover, in accord with the decided cases which have considered the contention of exclusive power in the military courts as resulting from the Articles of 1916 which we have here considered. People v. Denman (Cal.) 177 Pac. 461; Funk v. State, 208 S. W. 509; United States v. Hirsch (D. C.) 254 Fed. 109.

It follows, therefore, that the contention as to the enlargement of military power, as the mere result of a state of war, and the consequent complete destruction of state authority, are without merit and that the court was right in so deciding and hence its judgment must be and it is


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