Laws: Cases and Codes : U.S. Code : Title 42 : Section 1396u


   
U.S. Code as of: 01/19/04
Section 1396u. Community supported living arrangements services

    (a) Community supported living arrangements services
      In this subchapter, the term "community supported living
    arrangements services" means one or more of the following services
    meeting the requirements of subsection (h) of this section provided
    in a State eligible to provide services under this section (as
    defined in subsection (d) of this section) to assist a
    developmentally disabled individual (as defined in subsection (b)
    of this section) in activities of daily living necessary to permit
    such individual to live in the individual's own home, apartment,
    family home, or rental unit furnished in a community supported
    living arrangement setting:
        (1) Personal assistance.
        (2) Training and habilitation services (necessary to assist the
      individual in achieving increased integration, independence and
      productivity).
        (3) 24-hour emergency assistance (as defined by the Secretary).
        (4) Assistive technology.
        (5) Adaptive equipment.
        (6) Other services (as approved by the Secretary, except those
      services described in subsection (g) of this section).
        (7) Support services necessary to aid an individual to
      participate in community activities.
    (b) "Developmentally disabled individual" defined
      In this subchapter the term,)1(! "developmentally disabled
    individual" means an individual who as defined by the Secretary is
    described within the term "mental retardation and related
    conditions" as defined in regulations as in effect on July 1, 1990,
    and who is residing with the individual's family or legal guardian
    in such individual's own home in which no more than 3 other
    recipients of services under this section are residing and without
    regard to whether or not such individual is at risk of
    institutionalization (as defined by the Secretary).

    (c) Criteria for selection of participating States
      The Secretary shall develop criteria to review the applications
    of States submitted under this section to provide community
    supported living arrangement services. The Secretary shall provide
    in such criteria that during the first 5 years of the provision of
    services under this section that no less than 2 and no more than 8
    States shall be allowed to receive Federal financial participation
    for providing the services described in this section.
    (d) Quality assurance
      A State selected by the Secretary to provide services under this
    section shall in order to continue to receive Federal financial
    participation for providing services under this section be required
    to establish and maintain a quality assurance program, that
    provides that - 
        (1) the State will certify and survey providers of services
      under this section (such surveys to be unannounced and average at
      least 1 a year);
        (2) the State will adopt standards for survey and certification
      that include - 
          (A) minimum qualifications and training requirements for
        provider staff;
          (B) financial operating standards; and
          (C) a consumer grievance process;

        (3) the State will provide a system that allows for monitoring
      boards consisting of providers, family members, consumers, and
      neighbors;
        (4) the State will establish reporting procedures to make
      available information to the public;
        (5) the State will provide ongoing monitoring of the health and
      well-being of each recipient;
        (6) the State will provide the services defined in subsection
      (a) of this section in accordance with an individual support plan
      (as defined by the Secretary in regulations); and
        (7) the State plan amendment under this section shall be
      reviewed by the State Council on Developmental Disabilities
      established under section 125 of the Developmental Disabilities
      Assistance and Bill of Rights Act of 2000 [42 U.S.C. Sec. 15025]
      and the protection and advocacy system established under subtitle
      C of that Act [42 U.S.C. 15041 et seq.].

    The Secretary shall not approve a quality assurance plan under this
    subsection and allow a State to continue to receive Federal
    financial participation under this section unless the State
    provides for public hearings on the plan prior to adoption and
    implementation of its plan under this subsection.
    (e) Maintenance of effort
      States selected by the Secretary to receive Federal financial
    participation to provide services under this section shall maintain
    current levels of spending for such services in order to be
    eligible to continue to receive Federal financial participation for
    the provision of such services under this section.
    (f) Excluded services
      No Federal financial participation shall be allowed for the
    provision of the following services under this section:
        (1) Room and board.
        (2) Cost of prevocational, vocational and supported employment.
    (g) Waiver of requirements
      The Secretary may waive such provisions of this subchapter as
    necessary to carry out the provisions of this section including the
    following requirements of this subchapter - 
        (1) comparability of amount, duration, and scope of services;
      and
        (2) statewideness.
    (h) Minimum protections
      (1) Publication of interim and final requirements
        (A) In general
          The Secretary shall publish, by July 1, 1991, a regulation
        (that shall be effective on an interim basis pending the
        promulgation of final regulations), and by October 1, 1992, a
        final regulation, that sets forth interim and final
        requirements, respectively, consistent with subparagraph (B),
        to protect the health, safety, and welfare of individuals
        receiving community supported living arrangements services.
        (B) Minimum protections
          Interim and final requirements under subparagraph (A) shall
        assure, through methods other than reliance on State licensure
        processes or the State quality assurance programs under
        subsection (d) of this section, that - 
            (i) individuals receiving community supported living
          arrangements services are protected from neglect, physical
          and sexual abuse, and financial exploitation;
            (ii) a provider of community supported living arrangements
          services may not use individuals who have been convicted of
          child or client abuse, neglect, or mistreatment or of a
          felony involving physical harm to an individual and shall
          take all reasonable steps to determine whether applicants for
          employment by the provider have histories indicating
          involvement in child or client abuse, neglect, or
          mistreatment or a criminal record involving physical harm to
          an individual;
            (iii) individuals or entities delivering such services are
          not unjustly enriched as a result of abusive financial
          arrangements (such as owner lease-backs); and
            (iv) individuals or entities delivering such services to
          clients, or relatives of such individuals, are prohibited
          from being named beneficiaries of life insurance policies
          purchased by (or on behalf of) such clients.
      (2) Specified remedies
        If the Secretary finds that a provider has not met an
      applicable requirement under subsection (h) of this section, the
      Secretary shall impose a civil money penalty in an amount not to
      exceed $10,000 for each day of noncompliance. The provisions of
      section 1320a-7a of this title (other than subsections (a) and
      (b)) shall apply to a civil money penalty under the previous
      sentence in the same manner as such provisions apply to a penalty
      or proceeding under section 1320a-7a(a) of this title.
    (i) Treatment of funds
      Any funds expended under this section for medical assistance
    shall be in addition to funds expended for any existing services
    covered under the State plan, including any waiver services for
    which an individual receiving services under this program is
    already eligible.
    (j) Limitation on amounts of expenditures as medical assistance
      The amount of funds that may be expended as medical assistance to
    carry out the purposes of this section shall be for fiscal year
    1991, $5,000,000, for fiscal year 1992, $10,000,000, for fiscal
    year 1993, $20,000,000, for fiscal year 1994, $30,000,000, for
    fiscal year 1995, $35,000,000, and for fiscal years thereafter such
    sums as provided by Congress.



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