Laws: Cases and Codes : U.S. Code : Title 42 : Section 1396u-5


   
U.S. Code as of: 01/19/04
Section 1396u-5. Special provisions relating to medicare prescription drug benefit

    (a) Requirements relating to medicare prescription drug low-income
      subsidies and medicare transitional prescription drug assistance
      As a condition of its State plan under this subchapter under
    section 1396a(a)(66) of this title and receipt of any Federal
    financial assistance under section 1396b(a) of this title subject
    to subsection (e) of this section, a State shall do the following:
      (1) Information for transitional prescription drug assistance
        verification
        The State shall provide the Secretary with information to carry
      out section 1395w-141(f)(3)(B)(i) of this title.
      (2) Eligibility determinations for low-income subsidies
        The State shall - 
          (A) make determinations of eligibility for premium and
        cost-sharing subsidies under and in accordance with section
        1395w-114 of this title;
          (B) inform the Secretary of such determinations in cases in
        which such eligibility is established; and
          (C) otherwise provide the Secretary with such information as
        may be required to carry out part D, other than subpart 4, of
        subchapter XVIII of this chapter (including section 1395w-114
        of this title).
      (3) Screening for eligibility, and enrollment of, beneficiaries
        for medicare cost-sharing
        As part of making an eligibility determination required under
      paragraph (2) for an individual, the State shall make a
      determination of the individual's eligibility for medical
      assistance for any medicare cost-sharing described in section
      1396d(p)(3) of this title and, if the individual is eligible for
      any such medicare cost-sharing, offer enrollment to the
      individual under the State plan (or under a waiver of such plan).
    (b) Regular Federal subsidy of administrative costs
      The amounts expended by a State in carrying out subsection (a) of
    this section are expenditures reimbursable under the appropriate
    paragraph of section 1396b(a) of this title.
    (c) Federal assumption of medicaid prescription drug costs for
      dually eligible individuals
      (1) Phased-down State contribution
        (A) In general
          Each of the 50 States and the District of Columbia for each
        month beginning with January 2006 shall provide for payment
        under this subsection to the Secretary of the product of - 
            (i) the amount computed under paragraph (2)(A) for the
          State and month;
            (ii) the total number of full-benefit dual eligible
          individuals (as defined in paragraph (6)) for such State and
          month; and
            (iii) the factor for the month specified in paragraph (5).
        (B) Form and manner of payment
          Payment under subparagraph (A) shall be made in a manner
        specified by the Secretary that is similar to the manner in
        which State payments are made under an agreement entered into
        under section 1395v of this title, except that all such
        payments shall be deposited into the Medicare Prescription Drug
        Account in the Federal Supplementary Medical Insurance Trust
        Fund.
        (C) Compliance
          If a State fails to pay to the Secretary an amount required
        under subparagraph (A), interest shall accrue on such amount at
        the rate provided under section 1396b(d)(5) of this title. The
        amount so owed and applicable interest shall be immediately
        offset against amounts otherwise payable to the State under
        section 1396b(a) of this title subject to subsection (e) of
        this section, in accordance with the Federal Claims Collection
        Act of 1996 )1(! and applicable regulations.

        (D) Data match
          The Secretary shall perform such periodic data matches as may
        be necessary to identify and compute the number of full-benefit
        dual eligible individuals for purposes of computing the amount
        under subparagraph (A).
      (2) Amount
        (A) In general
          The amount computed under this paragraph for a State
        described in paragraph (1) and for a month in a year is equal
        to - 
            (i)  1/12  of the product of - 
              (I) the base year State medicaid per capita expenditures
            for covered part D drugs for full-benefit dual eligible
            individuals (as computed under paragraph (3)); and
              (II) a proportion equal to 100 percent minus the Federal
            medical assistance percentage (as defined in section
            1396d(b) of this title) applicable to the State for the
            fiscal year in which the month occurs; and

            (ii) increased for each year (beginning with 2004 up to and
          including the year involved) by the applicable growth factor
          specified in paragraph (4) for that year.
        (B) Notice
          The Secretary shall notify each State described in paragraph
        (1) not later than October 15 before the beginning of each year
        (beginning with 2006) of the amount computed under subparagraph
        (A) for the State for that year.
      (3) Base year state medicaid per capita expenditures for covered
        part D drugs for full-benefit dual eligible individuals
        (A) In general
          For purposes of paragraph (2)(A), the "base year State
        medicaid per capita expenditures for covered part D drugs for
        full-benefit dual eligible individuals" for a State is equal to
        the weighted average (as weighted under subparagraph (C)) of - 
            (i) the gross per capita medicaid expenditures for
          prescription drugs for 2003, determined under subparagraph
          (B); and
            (ii) the estimated actuarial value of prescription drug
          benefits provided under a capitated managed care plan per
          full-benefit dual eligible individual for 2003, as determined
          using such data as the Secretary determines appropriate.
        (B) Gross per capita medicaid expenditures for prescription
          drugs
          (i) In general
            The gross per capita medicaid expenditures for prescription
          drugs for 2003 under this subparagraph is equal to the
          expenditures, including dispensing fees, for the State under
          this subchapter during 2003 for covered outpatient drugs,
          determined per full-benefit-dual-eligible-individual for such
          individuals not receiving medical assistance for such drugs
          through a medicaid managed care plan.
          (ii) Determination
            In determining the amount under clause (i), the Secretary
          shall - 
              (I) use data from the Medicaid Statistical Information
            System (MSIS) and other available data;
              (II) exclude expenditures attributable to covered
            outpatient prescription drugs that are not covered part D
            drugs (as defined in section 1395w-102(e) of this title);
            and
              (III) reduce such expenditures by the product of such
            portion and the adjustment factor (described in clause
            (iii)).
          (iii) Adjustment factor
            The adjustment factor described in this clause for a State
          is equal to the ratio for the State for 2003 of - 
              (I) aggregate payments under agreements under section
            1396r-8 of this title; to
              (II) the gross expenditures under this subchapter for
            covered outpatient drugs referred to in clause (i).

        Such factor shall be determined based on information reported
        by the State in the medicaid financial management reports (form
        CMS-64) for the 4 quarters of calendar year 2003 and such other
        data as the Secretary may require.
        (C) Weighted average
          The weighted average under subparagraph (A) shall be
        determined taking into account - 
            (i) with respect to subparagraph (A)(i), the average number
          of full-benefit dual eligible individuals in 2003 who are not
          described in clause (ii); and
            (ii) with respect to subparagraph (A)(ii), the average
          number of full-benefit dual eligible individuals in such year
          who received in 2003 medical assistance for covered
          outpatient drugs through a medicaid managed care plan.
      (4) Applicable growth factor
        The applicable growth factor under this paragraph for - 
          (A) each of 2004, 2005, and 2006, is the average annual
        percent change (to that year from the previous year) of the per
        capita amount of prescription drug expenditures (as determined
        based on the most recent National Health Expenditure
        projections for the years involved); and
          (B) a succeeding year, is the annual percentage increase
        specified in section 1395w-102(b)(6) of this title for the
        year.
      (5) Factor
        The factor under this paragraph for a month - 
          (A) in 2006 is 90 percent;
          (B) in 2007 is 88 1/3  percent;
          (C) in 2008 is 86 2/3  percent;
          (D) in 2009 is 85 percent;
          (E) in 2010 is 83 1/3  percent;
          (F) in 2011 is 81 2/3  percent;
          (G) in 2012 is 80 percent;
          (H) in 2013 is 78 1/3  percent;
          (I) in 2014 is 76 2/3  percent; or
          (J) after December 2014, is 75 percent.
      (6) Full-benefit dual eligible individual defined
        (A) In general
          For purposes of this section, the term "full-benefit dual
        eligible individual" means for a State for a month an
        individual who - 
            (i) has coverage for the month for covered part D drugs
          under a prescription drug plan under part D of subchapter
          XVIII of this chapter, or under an MA-PD plan under part C of
          such subchapter; and
            (ii) is determined eligible by the State for medical
          assistance for full benefits under this subchapter for such
          month under section 1396a(a)(10)(A) or 1396a(a)(10)(C) of
          this title, by reason of section 1396a(f) of this title, or
          under any other category of eligibility for medical
          assistance for full benefits under this subchapter, as
          determined by the Secretary.
        (B) Treatment of medically needy and other individuals required
          to spend down
          In applying subparagraph (A) in the case of an individual
        determined to be eligible by the State for medical assistance
        under section 1396a(a)(10)(C) of this title or by reason of
        section 1396a(f) of this title, the individual shall be treated
        as meeting the requirement of subparagraph (A)(ii) for any
        month if such medical assistance is provided for in any part of
        the month.
    (d) Coordination of prescription drug benefits
      (1) Medicare as primary payor
        In the case of a part D eligible individual (as defined in
      section 1395w-101(a)(3)(A) of this title) who is described in
      subsection (c)(6)(A)(ii) of this section, notwithstanding any
      other provision of this subchapter, medical assistance is not
      available under this subchapter for such drugs (or for any
      cost-sharing respecting such drugs), and the rules under this
      subchapter relating to the provision of medical assistance for
      such drugs shall not apply. The provision of benefits with
      respect to such drugs shall not be considered as the provision of
      care or services under the plan under this subchapter. No payment
      may be made under section 1396b(a) of this title for prescribed
      drugs for which medical assistance is not available pursuant to
      this paragraph.
      (2) Coverage of certain excludable drugs
        In the case of medical assistance under this subchapter with
      respect to a covered outpatient drug (other than a covered part D
      drug) furnished to an individual who is enrolled in a
      prescription drug plan under part D of subchapter XVIII of this
      chapter or an MA-PD plan under part C of such subchapter, the
      State may elect to provide such medical assistance in the manner
      otherwise provided in the case of individuals who are not
      full-benefit dual eligible individuals or through an arrangement
      with such plan.
    (e) Treatment of territories
      (1) In general
        In the case of a State, other than the 50 States and the
      District of Columbia - 
          (A) the previous provisions of this section shall not apply
        to residents of such State; and
          (B) if the State establishes and submits to the Secretary a
        plan described in paragraph (2) (for providing medical
        assistance with respect to the provision of prescription drugs
        to part D eligible individuals), the amount otherwise
        determined under section 1308(f) of this title (as increased
        under section 1308(g) of this title) for the State shall be
        increased by the amount for the fiscal period specified in
        paragraph (3).
      (2) Plan
        The Secretary shall determine that a plan is described in this
      paragraph if the plan - 
          (A) provides medical assistance with respect to the provision
        of covered part D drugs (as defined in section 1395w-102(e) of
        this title) to low-income part D eligible individuals;
          (B) provides assurances that additional amounts received by
        the State that are attributable to the operation of this
        subsection shall be used only for such assistance and related
        administrative expenses and that no more than 10 percent of the
        amount specified in paragraph (3)(A) for the State for any
        fiscal period shall be used for such administrative expenses;
        and
          (C) meets such other criteria as the Secretary may establish.
      (3) Increased amount
        (A) In general
          The amount specified in this paragraph for a State for a year
        is equal to the product of - 
            (i) the aggregate amount specified in subparagraph (B); and
            (ii) the ratio (as estimated by the Secretary) of - 
              (I) the number of individuals who are entitled to
            benefits under part A )1(! or enrolled under part B )1(!
            and who reside in the State (as determined by the Secretary
            based on the most recent available data before the
            beginning of the year); to
              (II) the sum of such numbers for all States that submit a
            plan described in paragraph (2).
        (B) Aggregate amount
          The aggregate amount specified in this subparagraph for - 
            (i) the last 3 quarters of fiscal year 2006, is equal to
          $28,125,000;
            (ii) fiscal year 2007, is equal to $37,500,000; or
            (iii) a subsequent year, is equal to the aggregate amount
          specified in this subparagraph for the previous year
          increased by annual percentage increase specified in section
          1395w-102(b)(6) of this title for the year involved.
      (4) Report
        The Secretary shall submit to Congress a report on the
      application of this subsection and may include in the report such
      recommendations as the Secretary deems appropriate.



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