Laws: Cases and Codes : U.S. Code : Title 42 : Section 1396u-2


   
U.S. Code as of: 01/19/04
Section 1396u-2. Provisions relating to managed care

    (a) State option to use managed care
      (1) Use of medicaid managed care organizations and primary care
        case managers
        (A) In general
          Subject to the succeeding provisions of this section, and
        notwithstanding paragraph (1), (10)(B), or (23)(A) of section
        1396a(a) of this title, a State - 
            (i) may require an individual who is eligible for medical
          assistance under the State plan under this subchapter to
          enroll with a managed care entity as a condition of receiving
          such assistance (and, with respect to assistance furnished by
          or under arrangements with such entity, to receive such
          assistance through the entity), if - 
              (I) the entity and the contract with the State meet the
            applicable requirements of this section and section
            1396b(m) of this title or section 1396d(t) of this title,
            and
              (II) the requirements described in the succeeding
            paragraphs of this subsection are met; and

            (ii) may restrict the number of provider agreements with
          managed care entities under the State plan if such
          restriction does not substantially impair access to services.
        (B) "Managed care entity" defined
          In this section, the term "managed care entity" means - 
            (i) a medicaid managed care organization, as defined in
          section 1396b(m)(1)(A) of this title, that provides or
          arranges for services for enrollees under a contract pursuant
          to section 1396b(m) of this title; and
            (ii) a primary care case manager, as defined in section
          1396d(t)(2) of this title.
      (2) Special rules
        (A) Exemption of certain children with special needs
          A State may not require under paragraph (1) the enrollment in
        a managed care entity of an individual under 19 years of age
        who - 
            (i) is eligible for supplemental security income under
          subchapter XVI of this chapter;
            (ii) is described in section 701(a)(1)(D) of this title;
            (iii) is described in section 1396a(e)(3) of this title;
            (iv) is receiving foster care or adoption assistance under
          part E of subchapter IV of this chapter; or
            (v) is in foster care or otherwise in an out-of-home
          placement.
        (B) Exemption of medicare beneficiaries
          A State may not require under paragraph (1) the enrollment in
        a managed care entity of an individual who is a qualified
        medicare beneficiary (as defined in section 1396d(p)(1) of this
        title) or an individual otherwise eligible for benefits under
        subchapter XVIII of this chapter.
        (C) Indian enrollment
          A State may not require under paragraph (1) the enrollment in
        a managed care entity of an individual who is an Indian (as
        defined in section 4(c) of the Indian Health Care Improvement
        Act of 1976 (25 U.S.C. 1603(c)) unless the entity is one of the
        following (and only if such entity is participating under the
        plan):
            (i) The Indian Health Service.
            (ii) An Indian health program operated by an Indian tribe
          or tribal organization pursuant to a contract, grant,
          cooperative agreement, or compact with the Indian Health
          Service pursuant to the Indian Self-Determination Act [25
          U.S.C. 450f et seq.].
            (iii) An urban Indian health program operated by an urban
          Indian organization pursuant to a grant or contract with the
          Indian Health Service pursuant to title V of the Indian
          Health Care Improvement Act [25 U.S.C. 1651 et seq.].
      (3) Choice of coverage
        (A) In general
          A State must permit an individual to choose a managed care
        entity from not less than two such entities that meet the
        applicable requirements of this section, and of section
        1396b(m) of this title or section 1396d(t) of this title.
        (B) State option
          At the option of the State, a State shall be considered to
        meet the requirements of subparagraph (A) in the case of an
        individual residing in a rural area, if the State requires the
        individual to enroll with a managed care entity if such entity
        - 
            (i) permits the individual to receive such assistance
          through not less than two physicians or case managers (to the
          extent that at least two physicians or case managers are
          available to provide such assistance in the area), and
            (ii) permits the individual to obtain such assistance from
          any other provider in appropriate circumstances (as
          established by the State under regulations of the Secretary).
        (C) Treatment of certain county-operated health insuring
          organizations
          A State shall be considered to meet the requirement of
        subparagraph (A) if - 
            (i) the managed care entity in which the individual is
          enrolled is a health-insuring organization which - 
              (I) first became operational prior to January 1, 1986, or
              (II) is described in section 9517(c)(3) of the Omnibus
            Budget Reconciliation Act of 1985 (as added by section
            4734(2) of the Omnibus Budget Reconciliation Act of 1990),
            and

            (ii) the individual is given a choice between at least two
          providers within such entity.
      (4) Process for enrollment and termination and change of
        enrollment
        As conditions under paragraph (1)(A) - 
        (A) In general
          The State, enrollment broker (if any), and managed care
        entity shall permit an individual eligible for medical
        assistance under the State plan under this subchapter who is
        enrolled with the entity under this subchapter to terminate (or
        change) such enrollment - 
            (i) for cause at any time (consistent with section
          1396b(m)(2)(A)(vi) of this title), and
            (ii) without cause - 
              (I) during the 90-day period beginning on the date the
            individual receives notice of such enrollment, and
              (II) at least every 12 months thereafter.
        (B) Notice of termination rights
          The State shall provide for notice to each such individual of
        the opportunity to terminate (or change) enrollment under such
        conditions. Such notice shall be provided at least 60 days
        before each annual enrollment opportunity described in
        subparagraph (A)(ii)(II).
        (C) Enrollment priorities
          In carrying out paragraph (1)(A), the State shall establish a
        method for establishing enrollment priorities in the case of a
        managed care entity that does not have sufficient capacity to
        enroll all such individuals seeking enrollment under which
        individuals already enrolled with the entity are given priority
        in continuing enrollment with the entity.
        (D) Default enrollment process
          In carrying out paragraph (1)(A), the State shall establish a
        default enrollment process - 
            (i) under which any such individual who does not enroll
          with a managed care entity during the enrollment period
          specified by the State shall be enrolled by the State with
          such an entity which has not been found to be out of
          substantial compliance with the applicable requirements of
          this section and of section 1396b(m) of this title or section
          1396d(t) of this title; and
            (ii) that takes into consideration - 
              (I) maintaining existing provider-individual
            relationships or relationships with providers that have
            traditionally served beneficiaries under this subchapter;
            and
              (II) if maintaining such provider relationships is not
            possible, the equitable distribution of such individuals
            among qualified managed care entities available to enroll
            such individuals, consistent with the enrollment capacities
            of the entities.
      (5) Provision of information
        (A) Information in easily understood form
          Each State, enrollment broker, or managed care entity shall
        provide all enrollment notices and informational and
        instructional materials relating to such an entity under this
        subchapter in a manner and form which may be easily understood
        by enrollees and potential enrollees of the entity who are
        eligible for medical assistance under the State plan under this
        subchapter.
        (B) Information to enrollees and potential enrollees
          Each managed care entity that is a medicaid managed care
        organization shall, upon request, make available to enrollees
        and potential enrollees in the organization's service area
        information concerning the following:
          (i) Providers
            The identity, locations, qualifications, and availability
          of health care providers that participate with the
          organization.
          (ii) Enrollee rights and responsibilities
            The rights and responsibilities of enrollees.
          (iii) Grievance and appeal procedures
            The procedures available to an enrollee and a health care
          provider to challenge or appeal the failure of the
          organization to cover a service.
          (iv) Information on covered items and services
            All items and services that are available to enrollees
          under the contract between the State and the organization
          that are covered either directly or through a method of
          referral and prior authorization. Each managed care entity
          that is a primary care case manager shall, upon request, make
          available to enrollees and potential enrollees in the
          organization's service area the information described in
          clause (iii).
        (C) Comparative information
          A State that requires individuals to enroll with managed care
        entities under paragraph (1)(A) shall annually (and upon
        request) provide, directly or through the managed care entity,
        to such individuals a list identifying the managed care
        entities that are (or will be) available and information
        (presented in a comparative, chart-like form) relating to the
        following for each such entity offered:
          (i) Benefits and cost-sharing
            The benefits covered and cost-sharing imposed by the
          entity.
          (ii) Service area
            The service area of the entity.
          (iii) Quality and performance
            To the extent available, quality and performance indicators
          for the benefits under the entity.
        (D) Information on benefits not covered under managed care
          arrangement
          A State, directly or through managed care entities, shall, on
        or before an individual enrolls with such an entity under this
        subchapter, inform the enrollee in a written and prominent
        manner of any benefits to which the enrollee may be entitled to
        under this subchapter but which are not made available to the
        enrollee through the entity. Such information shall include
        information on where and how such enrollees may access benefits
        not made available to the enrollee through the entity.
    (b) Beneficiary protections
      (1) Specification of benefits
        Each contract with a managed care entity under section 1396b(m)
      of this title or under section 1396d(t)(3) of this title shall
      specify the benefits the provision (or arrangement) for which the
      entity is responsible.
      (2) Assuring coverage to emergency services
        (A) In general
          Each contract with a medicaid managed care organization under
        section 1396b(m) of this title and each contract with a primary
        care case manager under section 1396d(t)(3) of this title shall
        require the organization or manager - 
            (i) to provide coverage for emergency services (as defined
          in subparagraph (B)) without regard to prior authorization or
          the emergency care provider's contractual relationship with
          the organization or manager, and
            (ii) to comply with guidelines established under section
          1395w-22(d)(2) of this title (respecting coordination of
          post-stabilization care) in the same manner as such
          guidelines apply to Medicare+Choice plans offered under part
          C of subchapter XVIII of this chapter.

        The requirement under clause (ii) shall first apply 30 days
        after the date of promulgation of the guidelines referred to in
        such clause.
        (B) "Emergency services" defined
          In subparagraph (A)(i), the term "emergency services" means,
        with respect to an individual enrolled with an organization,
        covered inpatient and outpatient services that - 
            (i) are furnished by a provider that is qualified to
          furnish such services under this subchapter, and
            (ii) are needed to evaluate or stabilize an emergency
          medical condition (as defined in subparagraph (C)).
        (C) "Emergency medical condition" defined
          In subparagraph (B)(ii), the term "emergency medical
        condition" means a medical condition manifesting itself by
        acute symptoms of sufficient severity (including severe pain)
        such that a prudent layperson, who possesses an average
        knowledge of health and medicine, could reasonably expect the
        absence of immediate medical attention to result in - 
            (i) placing the health of the individual (or, with respect
          to a pregnant woman, the health of the woman or her unborn
          child) in serious jeopardy,
            (ii) serious impairment to bodily functions, or
            (iii) serious dysfunction of any bodily organ or part.
      (3) Protection of enrollee-provider communications
        (A) In general
          Subject to subparagraphs (B) and (C), under a contract under
        section 1396b(m) of this title a medicaid managed care
        organization (in relation to an individual enrolled under the
        contract) shall not prohibit or otherwise restrict a covered
        health care professional (as defined in subparagraph (D)) from
        advising such an individual who is a patient of the
        professional about the health status of the individual or
        medical care or treatment for the individual's condition or
        disease, regardless of whether benefits for such care or
        treatment are provided under the contract, if the professional
        is acting within the lawful scope of practice.
        (B) Construction
          Subparagraph (A) shall not be construed as requiring a
        medicaid managed care organization to provide, reimburse for,
        or provide coverage of, a counseling or referral service if the
        organization - 
            (i) objects to the provision of such service on moral or
          religious grounds; and
            (ii) in the manner and through the written
          instrumentalities such organization deems appropriate, makes
          available information on its policies regarding such service
          to prospective enrollees before or during enrollment and to
          enrollees within 90 days after the date that the organization
          adopts a change in policy regarding such a counseling or
          referral service.

        Nothing in this subparagraph shall be construed to affect
        disclosure requirements under State law or under the Employee
        Retirement Income Security Act of 1974 [29 U.S.C. 1001 et
        seq.].
        (C) "Health care professional" defined
          For purposes of this paragraph, the term "health care
        professional" means a physician (as defined in section 1395x(r)
        of this title) or other health care professional if coverage
        for the professional's services is provided under the contract
        referred to in subparagraph (A) for the services of the
        professional. Such term includes a podiatrist, optometrist,
        chiropractor, psychologist, dentist, physician assistant,
        physical or occupational therapist and therapy assistant,
        speech-language pathologist, audiologist, registered or
        licensed practical nurse (including nurse practitioner,
        clinical nurse specialist, certified registered nurse
        anesthetist, and certified nurse-midwife), licensed certified
        social worker, registered respiratory therapist, and certified
        respiratory therapy technician.
      (4) Grievance procedures
        Each medicaid managed care organization shall establish an
      internal grievance procedure under which an enrollee who is
      eligible for medical assistance under the State plan under this
      subchapter, or a provider on behalf of such an enrollee, may
      challenge the denial of coverage of or payment for such
      assistance.
      (5) Demonstration of adequate capacity and services
        Each medicaid managed care organization shall provide the State
      and the Secretary with adequate assurances (in a time and manner
      determined by the Secretary) that the organization, with respect
      to a service area, has the capacity to serve the expected
      enrollment in such service area, including assurances that the
      organization - 
          (A) offers an appropriate range of services and access to
        preventive and primary care services for the population
        expected to be enrolled in such service area, and
          (B) maintains a sufficient number, mix, and geographic
        distribution of providers of services.
      (6) Protecting enrollees against liability for payment
        Each medicaid managed care organization shall provide that an
      individual eligible for medical assistance under the State plan
      under this subchapter who is enrolled with the organization may
      not be held liable - 
          (A) for the debts of the organization, in the event of the
        organization's insolvency,
          (B) for services provided to the individual - 
            (i) in the event of the organization failing to receive
          payment from the State for such services; or
            (ii) in the event of a health care provider with a
          contractual, referral, or other arrangement with the
          organization failing to receive payment from the State or the
          organization for such services, or

          (C) for payments to a provider that furnishes covered
        services under a contractual, referral, or other arrangement
        with the organization in excess of the amount that would be
        owed by the individual if the organization had directly
        provided the services.
      (7) Antidiscrimination
        A medicaid managed care organization shall not discriminate
      with respect to participation, reimbursement, or indemnification
      as to any provider who is acting within the scope of the
      provider's license or certification under applicable State law,
      solely on the basis of such license or certification. This
      paragraph shall not be construed to prohibit an organization from
      including providers only to the extent necessary to meet the
      needs of the organization's enrollees or from establishing any
      measure designed to maintain quality and control costs consistent
      with the responsibilities of the organization.
      (8) Compliance with certain maternity and mental health
        requirements
        Each medicaid managed care organization shall comply with the
      requirements of subpart 2 of part A of title XXVII of the Public
      Health Service Act [42 U.S.C. 300gg-4 et seq.] insofar as such
      requirements apply and are effective with respect to a health
      insurance issuer that offers group health insurance coverage.
    (c) Quality assurance standards
      (1) Quality assessment and improvement strategy
        (A) In general
          If a State provides for contracts with medicaid managed care
        organizations under section 1396b(m) of this title, the State
        shall develop and implement a quality assessment and
        improvement strategy consistent with this paragraph. Such
        strategy shall include the following:
          (i) Access standards
            Standards for access to care so that covered services are
          available within reasonable timeframes and in a manner that
          ensures continuity of care and adequate primary care and
          specialized services capacity.
          (ii) Other measures
            Examination of other aspects of care and service directly
          related to the improvement of quality of care (including
          grievance procedures and marketing and information
          standards).
          (iii) Monitoring procedures
            Procedures for monitoring and evaluating the quality and
          appropriateness of care and services to enrollees that
          reflect the full spectrum of populations enrolled under the
          contract and that includes requirements for provision of
          quality assurance data to the State using the data and
          information set that the Secretary has specified for use
          under part C of subchapter XVIII of this chapter or such
          alternative data as the Secretary approves, in consultation
          with the State.
          (iv) Periodic review
            Regular, periodic examinations of the scope and content of
          the strategy.
        (B) Standards
          The strategy developed under subparagraph (A) shall be
        consistent with standards that the Secretary first establishes
        within 1 year after August 5, 1997. Such standards shall not
        preempt any State standards that are more stringent than such
        standards. Guidelines relating to quality assurance that are
        applied under section 1396n(b)(1) of this title shall apply
        under this subsection until the effective date of standards for
        quality assurance established under this subparagraph.
        (C) Monitoring
          The Secretary shall monitor the development and
        implementation of strategies under subparagraph (A).
        (D) Consultation
          The Secretary shall conduct activities under subparagraphs
        (B) and (C) in consultation with the States.
      (2) External independent review of managed care activities
        (A) Review of contracts
          (i) In general
            Each contract under section 1396b(m) of this title with a
          medicaid managed care organization shall provide for an
          annual (as appropriate) external independent review conducted
          by a qualified independent entity of the quality outcomes and
          timeliness of, and access to, the items and services for
          which the organization is responsible under the contract. The
          requirement for such a review shall not apply until after the
          date that the Secretary establishes the identification method
          described in clause (ii).
          (ii) Qualifications of reviewer
            The Secretary, in consultation with the States, shall
          establish a method for the identification of entities that
          are qualified to conduct reviews under clause (i).
          (iii) Use of protocols
            The Secretary, in coordination with the National Governors'
          Association, shall contract with an independent quality
          review organization (such as the National Committee for
          Quality Assurance) to develop the protocols to be used in
          external independent reviews conducted under this paragraph
          on and after January 1, 1999.
          (iv) Availability of results
            The results of each external independent review conducted
          under this subparagraph shall be available to participating
          health care providers, enrollees, and potential enrollees of
          the organization, except that the results may not be made
          available in a manner that discloses the identity of any
          individual patient.
        (B) Nonduplication of accreditation
          A State may provide that, in the case of a medicaid managed
        care organization that is accredited by a private independent
        entity (such as those described in section 1395w-22(e)(4) of
        this title) or that has an external review conducted under
        section 1395w-22(e)(3) of this title, the external review
        activities conducted under subparagraph (A) with respect to the
        organization shall not be duplicative of review activities
        conducted as part of the accreditation process or the external
        review conducted under such section.
        (C) Deemed compliance for medicare managed care organizations
          At the option of a State, the requirements of subparagraph
        (A) shall not apply with respect to a medicaid managed care
        organization if the organization is an eligible organization
        with a contract in effect under section 1395mm of this title or
        a Medicare+ÐChoice organization with a contract in effect under
        part C of subchapter XVIII of this chapter and the organization
        has had a contract in effect under section 1396b(m) of this
        title at least during the previous 2-year period.
    (d) Protections against fraud and abuse
      (1) Prohibiting affiliations with individuals debarred by Federal
        agencies
        (A) In general
          A managed care entity may not knowingly - 
            (i) have a person described in subparagraph (C) as a
          director, officer, partner, or person with beneficial
          ownership of more than 5 percent of the entity's equity, or
            (ii) have an employment, consulting, or other agreement
          with a person described in such subparagraph for the
          provision of items and services that are significant and
          material to the entity's obligations under its contract with
          the State.
        (B) Effect of noncompliance
          If a State finds that a managed care entity is not in
        compliance with clause (i) or (ii) of subparagraph (A), the
        State - 
            (i) shall notify the Secretary of such noncompliance;
            (ii) may continue an existing agreement with the entity
          unless the Secretary (in consultation with the Inspector
          General of the Department of Health and Human Services)
          directs otherwise; and
            (iii) may not renew or otherwise extend the duration of an
          existing agreement with the entity unless the Secretary (in
          consultation with the Inspector General of the Department of
          Health and Human Services) provides to the State and to
          Congress a written statement describing compelling reasons
          that exist for renewing or extending the agreement.
        (C) Persons described
          A person is described in this subparagraph if such person - 
            (i) is debarred, suspended, or otherwise excluded from
          participating in procurement activities under the Federal
          Acquisition Regulation or from participating in
          nonprocurement activities under regulations issued pursuant
          to Executive Order No. 12549 or under guidelines implementing
          such order; or
            (ii) is an affiliate (as defined in such Regulation) of a
          person described in clause (i).
      (2) Restrictions on marketing
        (A) Distribution of materials
          (i) In general
            A managed care entity, with respect to activities under
          this subchapter, may not distribute directly or through any
          agent or independent contractor marketing materials within
          any State - 
              (I) without the prior approval of the State, and
              (II) that contain false or materially misleading
            information.

          The requirement of subclause (I) shall not apply with respect
          to a State until such date as the Secretary specifies in
          consultation with such State.
          (ii) Consultation in review of market materials
            In the process of reviewing and approving such materials,
          the State shall provide for consultation with a medical care
          advisory committee.
        (B) Service market
          A managed care entity shall distribute marketing materials to
        the entire service area of such entity covered under the
        contract under section 1396b(m) of this title or section
        1396d(t)(3) of this title.
        (C) Prohibition of tie-ins
          A managed care entity, or any agency of such entity, may not
        seek to influence an individual's enrollment with the entity in
        conjunction with the sale of any other insurance.
        (D) Prohibiting marketing fraud
          Each managed care entity shall comply with such procedures
        and conditions as the Secretary prescribes in order to ensure
        that, before an individual is enrolled with the entity, the
        individual is provided accurate oral and written information
        sufficient to make an informed decision whether or not to
        enroll.
        (E) Prohibition of "cold-call" marketing
          Each managed care entity shall not, directly or indirectly,
        conduct door-to-door, telephonic, or other "cold-call"
        marketing of enrollment under this subchapter.
      (3) State conflict-of-interest safeguards in medicaid risk
        contracting
        A medicaid managed care organization may not enter into a
      contract with any State under section 1396b(m) of this title
      unless the State has in effect conflict-of-interest safeguards
      with respect to officers and employees of the State with
      responsibilities relating to contracts with such organizations or
      to the default enrollment process described in subsection
      (a)(4)(C)(ii) of this section that are at least as effective as
      the Federal safeguards provided under section 423 of title 41,
      against conflicts of interest that apply with respect to Federal
      procurement officials with comparable responsibilities with
      respect to such contracts.
      (4) Use of unique physician identifier for participating
        physicians
        Each medicaid managed care organization shall require each
      physician providing services to enrollees eligible for medical
      assistance under the State plan under this subchapter to have a
      unique identifier in accordance with the system established under
      section 1320d-2(b) of this title.
    (e) Sanctions for noncompliance
      (1) Use of intermediate sanctions by the State to enforce
        requirements
        (A) In general
          A State may not enter into or renew a contract under section
        1396b(m) of this title unless the State has established
        intermediate sanctions, which may include any of the types
        described in paragraph (2), other than the termination of a
        contract with a medicaid managed care organization, which the
        State may impose against a medicaid managed care organization
        with such a contract, if the organization - 
            (i) fails substantially to provide medically necessary
          items and services that are required (under law or under such
          organization's contract with the State) to be provided to an
          enrollee covered under the contract;
            (ii) imposes premiums or charges on enrollees in excess of
          the premiums or charges permitted under this subchapter;
            (iii) acts to discriminate among enrollees on the basis of
          their health status or requirements for health care services,
          including expulsion or refusal to reenroll an individual,
          except as permitted by this subchapter, or engaging in any
          practice that would reasonably be expected to have the effect
          of denying or discouraging enrollment with the organization
          by eligible individuals whose medical condition or history
          indicates a need for substantial future medical services;
            (iv) misrepresents or falsifies information that is
          furnished - 
              (I) to the Secretary or the State under this subchapter;
            or
              (II) to an enrollee, potential enrollee, or a health care
            provider under such subchapter; or

            (v) fails to comply with the applicable requirements of
          section 1396b(m)(2)(A)(x) of this title.

        The State may also impose such intermediate sanction against a
        managed care entity if the State determines that the entity
        distributed directly or through any agent or independent
        contractor marketing materials in violation of subsection
        (d)(2)(A)(i)(II) of this section.
        (B) Rule of construction
          Clause (i) of subparagraph (A) shall not apply to the
        provision of abortion services, except that a State may impose
        a sanction on any medicaid managed care organization that has a
        contract to provide abortion services if the organization does
        not provide such services as provided for under the contract.
      (2) Intermediate sanctions
        The sanctions described in this paragraph are as follows:
          (A) Civil money penalties as follows:
            (i) Except as provided in clause (ii), (iii), or (iv), not
          more than $25,000 for each determination under paragraph
          (1)(A).
            (ii) With respect to a determination under clause (iii) or
          (iv)(I) of paragraph (1)(A), not more than $100,000 for each
          such determination.
            (iii) With respect to a determination under paragraph
          (1)(A)(ii), double the excess amount charged in violation of
          such subsection (and the excess amount charged shall be
          deducted from the penalty and returned to the individual
          concerned).
            (iv) Subject to clause (ii), with respect to a
          determination under paragraph (1)(A)(iii), $15,000 for each
          individual not enrolled as a result of a practice described
          in such subsection.

          (B) The appointment of temporary management - 
            (i) to oversee the operation of the medicaid managed care
          organization upon a finding by the State that there is
          continued egregious behavior by the organization or there is
          a substantial risk to the health of enrollees; or
            (ii) to assure the health of the organization's enrollees,
          if there is a need for temporary management while - 
              (I) there is an orderly termination or reorganization of
            the organization; or
              (II) improvements are made to remedy the violations found
            under paragraph (1),

          except that temporary management under this subparagraph may
          not be terminated until the State has determined that the
          medicaid managed care organization has the capability to
          ensure that the violations shall not recur.

          (C) Permitting individuals enrolled with the managed care
        entity to terminate enrollment without cause, and notifying
        such individuals of such right to terminate enrollment.
          (D) Suspension or default of all enrollment of individuals
        under this subchapter after the date the Secretary or the State
        notifies the entity of a determination of a violation of any
        requirement of section 1396b(m) of this title or this section.
          (E) Suspension of payment to the entity under this subchapter
        for individuals enrolled after the date the Secretary or State
        notifies the entity of such a determination and until the
        Secretary or State is satisfied that the basis for such
        determination has been corrected and is not likely to recur.
      (3) Treatment of chronic substandard entities
        In the case of a medicaid managed care organization which has
      repeatedly failed to meet the requirements of section 1396b(m) of
      this title and this section, the State shall (regardless of what
      other sanctions are provided) impose the sanctions described in
      subparagraphs (B) and (C) of paragraph (2).
      (4) Authority to terminate contract
        (A) In general
          In the case of a managed care entity which has failed to meet
        the requirements of this part or a contract under section
        1396b(m) or 1396d(t)(3) of this title, the State shall have the
        authority to terminate such contract with the entity and to
        enroll such entity's enrollees with other managed care entities
        (or to permit such enrollees to receive medical assistance
        under the State plan under this subchapter other than through a
        managed care entity).
        (B) Availability of hearing prior to termination of contract
          A State may not terminate a contract with a managed care
        entity under subparagraph (A) unless the entity is provided
        with a hearing prior to the termination.
        (C) Notice and right to disenroll in cases of termination
          hearing
          A State may - 
            (i) notify individuals enrolled with a managed care entity
          which is the subject of a hearing to terminate the entity's
          contract with the State of the hearing, and
            (ii) in the case of such an entity, permit such enrollees
          to disenroll immediately with the entity without cause.
      (5) Other protections for managed care entities against sanctions
        imposed by State
        Before imposing any sanction against a managed care entity
      other than termination of the entity's contract, the State shall
      provide the entity with notice and such other due process
      protections as the State may provide, except that a State may not
      provide a managed care entity with a pre-termination hearing
      before imposing the sanction described in paragraph (2)(B).
    (f) Timeliness of payment
      A contract under section 1396b(m) of this title with a medicaid
    managed care organization shall provide that the organization shall
    make payment to health care providers for items and services which
    are subject to the contract and that are furnished to individuals
    eligible for medical assistance under the State plan under this
    subchapter who are enrolled with the organization on a timely basis
    consistent with the claims payment procedures described in section
    1396a(a)(37)(A) of this title, unless the health care provider and
    the organization agree to an alternate payment schedule.
    (g) Identification of patients for purposes of making DSH payments
      Each contract with a managed care entity under section 1396b(m)
    of this title or under section 1396d(t)(3) of this title shall
    require the entity either - 
        (1) to report to the State information necessary to determine
      the hospital services provided under the contract (and the
      identity of hospitals providing such services) for purposes of
      applying sections 1395ww(d)(5)(F) and 1396r-4 of this title; or
        (2) to include a sponsorship code in the identification card
      issued to individuals covered under this subchapter in order that
      a hospital may identify a patient as being entitled to benefits
      under this subchapter.



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