Laws: Cases and Codes : U.S. Code : Title 42 : Section 1103


   
U.S. Code as of: 01/19/04
Section 1103. Amounts transferred to State accounts

    (a) Determination and certification by Secretary of Labor
      (1) If as of the close of any fiscal year after the fiscal year
    ending June 30, 1972, the amount in the extended unemployment
    compensation account has reached the limit provided in section
    1105(b)(2) of this title and the amount in the Federal unemployment
    account has reached the limit provided in section 1102(a) of this
    title and all advances and interest pursuant to section 1105(d) of
    this title and section 1323 of this title have been repaid, and
    there remains in the employment security administration account any
    amount over the amount provided in section 1101(f)(3)(A) of this
    title, such excess amount, except as provided in subsection (b) of
    this section, shall be transferred (as of the beginning of the
    succeeding fiscal year) to the accounts of the States in the
    Unemployment Trust Fund.
      (2) Each State's share of the funds to be transferred under this
    subsection as of any October 1 - 
        (A) shall be determined by the Secretary of Labor and certified
      by such Secretary to the Secretary of the Treasury before such
      date, and
        (B) shall bear the same ratio to the total amount to be so
      transferred as - 
          (i) the amount of wages subject to tax under section 3301 of
        the Internal Revenue Code of 1986 during the preceding calendar
        year which are determined by the Secretary of Labor to be
        attributable to the State, bears to
          (ii) the total amount of wages subject to such tax during
        such year.
    (b) Transfer of funds where State is ineligible
      (1) If the Secretary of Labor finds that on October 1 of any
    fiscal year - 
        (A) a State is not eligible for certification under section 503
      of this title, or
        (B) the law of a State is not approvable under section 3304 of
      the Federal Unemployment Tax Act [26 U.S.C. 3304],

    then the amount available for transfer to such State's account
    shall, in lieu of being so transferred, be transferred to the
    Federal unemployment account as of the beginning of such October 1.
    If, during the fiscal year beginning on such October 1, the
    Secretary of Labor finds and certifies to the Secretary of the
    Treasury that such State is eligible for certification under
    section 503 of this title, that the law of such State is approvable
    under such section 3304, or both, the Secretary of the Treasury
    shall transfer such amount from the Federal unemployment account to
    the account of such State. If the Secretary of Labor does not so
    find and certify to the Secretary of the Treasury before the close
    of such fiscal year then the amount which was available for
    transfer to such State's account as of October 1 of such fiscal
    year shall (as of the close of such fiscal year) become
    unrestricted as to use as part of the Federal unemployment account.
      (2) The amount which, but for this paragraph, would be
    transferred to the account of a State under subsection (a) of this
    section or paragraph (1) of this subsection shall be reduced (but
    not below zero) by the balance of advances made to the State under
    section 1321 of this title. The sum by which such amount is reduced
    shall - 
        (A) be transferred to or retained in (as the case may be) the
      Federal unemployment account, and
        (B) be credited against, and operate to reduce - 
          (i) first, any balance of advances made before September 13,
        1960, to the State under section 1321 of this title, and
          (ii) second, any balance of advances made on or after
        September 13, 1960, to the State under section 1321 of this
        title.
    (c) Use of funds
      (1) Except as provided in paragraph (2), amounts transferred to
    the account of a State pursuant to subsections (a) and (b) of this
    section shall be used only in the payment of cash benefits to
    individuals with respect to their unemployment, exclusive of
    expenses of administration.
      (2) A State may, pursuant to a specific appropriation made by the
    legislative body of the State, use money withdrawn from its account
    in the payment of expenses incurred by it for the administration of
    its unemployment compensation law and public employment offices if
    and only if - 
        (A) the purposes and amounts were specified in the law making
      the appropriation,
        (B) the appropriation law did not authorize the obligation of
      such money after the close of the two-year period which began on
      the date of enactment of the appropriation law,
        (C) the money is withdrawn and the expenses are incurred after
      such date of enactment,
        (D)(i) the appropriation law limits the total amount which may
      be obligated under such appropriation at any time to an amount
      which does not exceed, at any such time, the amount by which - 
          (I) the aggregate of the amounts transferred to the account
        of such State pursuant to subsections (a) and (b) of this
        section, exceeds
          (II) the aggregate of the amounts used by the State pursuant
        to this subsection and charged against the amounts transferred
        to the account of such State, and

        (ii) for purposes of clause (i), amounts used by a State for
      administration shall be chargeable against transferred amounts at
      the exact time the obligation is entered into, and
        (E) the use of the money is accounted for in accordance with
      standards established by the Secretary of Labor.

      (3)(A) If - 
        (i) amounts transferred to the account of a State pursuant to
      subsections (a) and (b) of this section were used in payment of
      unemployment benefits to individuals; and
        (ii) the Governor of such State submits a request to the
      Secretary of Labor that such amounts be restored under this
      paragraph,

    then the amounts described in clause (i) shall be restored to the
    status of funds transferred under subsections (a) and (b) of this
    section which have not been used by eliminating any charge against
    amounts so transferred for the use of such amounts in the payment
    of unemployment benefits.
      (B) Subparagraph (A) shall apply only to the extent that the
    amounts described in clause (i) of such subparagraph do not exceed
    the amount then in the State's account.
      (C) Subparagraph (A) shall not apply if the State has a balance
    of advances made to its account under subchapter XII of this
    chapter.
      (D) If the Secretary of Labor determines that the requirements of
    this paragraph are met with respect to any request, the Secretary
    shall notify the Governor of the State that such requirements are
    met with respect to such request and the amount restored under this
    paragraph. Such restoration shall be as of the first day of the
    first month following the month in which the notification is made.
    (d) Special transfer in fiscal year 2002
      (1) The Secretary of the Treasury shall transfer (as of the date
    determined under paragraph (5)) from the Federal unemployment
    account to the account of each State in the Unemployment Trust Fund
    the amount determined with respect to such State under paragraph
    (2).
      (2)(A) The amount to be transferred under this subsection to a
    State account shall (as determined by the Secretary of Labor and
    certified by such Secretary to the Secretary of the Treasury) be
    equal to - 
        (i) the amount which would have been required to have been
      transferred under this section to such account at the beginning
      of fiscal year 2002 if - 
          (I) section 209(a)(1) of the Temporary Extended Unemployment
        Compensation Act of 2002 had been enacted before the close of
        fiscal year 2001, and
          (II) section 5402 of Public Law 105-33 (relating to increase
        in Federal unemployment account ceiling) had not been enacted,

      minus
        (ii) the amount which was in fact transferred under this
      section to such account at the beginning of fiscal year 2002.

      (B) Notwithstanding the provisions of subparagraph (A) - 
        (i) the aggregate amount transferred to the States under this
      subsection may not exceed a total of $8,000,000,000; and
        (ii) all amounts determined under subparagraph (A) shall be
      reduced ratably, if and to the extent necessary in order to
      comply with the limitation under clause (i).

      (3)(A) Except as provided in paragraph (4), amounts transferred
    to a State account pursuant to this subsection may be used only in
    the payment of cash benefits - 
        (i) to individuals with respect to their unemployment, and
        (ii) which are allowable under subparagraph (B) or (C).

      (B)(i) At the option of the State, cash benefits under this
    paragraph may include amounts which shall be payable as - 
        (I) regular compensation, or
        (II) additional compensation, upon the exhaustion of any
      temporary extended unemployment compensation (if such State has
      entered into an agreement under the Temporary Extended
      Unemployment Compensation Act of 2002), for individuals eligible
      for regular compensation under the unemployment compensation law
      of such State.

      (ii) Any additional compensation under clause (i) may not be
    taken into account for purposes of any determination relating to
    the amount of any extended compensation for which an individual
    might be eligible.
      (C)(i) At the option of the State, cash benefits under this
    paragraph may include amounts which shall be payable to 1 or more
    categories of individuals not otherwise eligible for regular
    compensation under the unemployment compensation law of such State,
    including those described in clause (iii).
      (ii) The benefits paid under this subparagraph to any individual
    may not, for any period of unemployment, exceed the maximum amount
    of regular compensation authorized under the unemployment
    compensation law of such State for that same period, plus any
    additional compensation (described in subparagraph (B)(i)) which
    could have been paid with respect to that amount.
      (iii) The categories of individuals described in this clause
    include the following:
        (I) Individuals who are seeking, or available for, only
      part-time (and not full-time) work.
        (II) Individuals who would be eligible for regular compensation
      under the unemployment compensation law of such State under an
      alternative base period.

      (D) Amounts transferred to a State account under this subsection
    may be used in the payment of cash benefits to individuals only for
    weeks of unemployment beginning after March 9, 2002.
      (4) Amounts transferred to a State account under this subsection
    may be used for the administration of its unemployment compensation
    law and public employment offices (including in connection with
    benefits described in paragraph (3) and any recipients thereof),
    subject to the same conditions as set forth in subsection (c)(2) of
    this section (excluding subparagraph (B) thereof, and deeming the
    reference to "subsections (a) and (b)" in subparagraph (D) thereof
    to include this subsection).
      (5) Transfers under this subsection shall be made within 10 days
    after March 9, 2002.



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