Laws: Cases and Codes : U.S. Code : Title 42 : Section 300g-4


   
U.S. Code as of: 01/19/04
Section 300g-4. Variances

    (a) Characteristics of raw water sources; specific treatment
      technique; notice to Administrator, reasons for variance;
      compliance, enforcement; approval or revision of schedules and
      revocation of variances; review of variances and schedules;
      publication in Federal Register, notice and results of review;
      notice to State; considerations respecting abuse of discretion in
      granting variances or failing to prescribe schedules; State
      corrective action; authority of Administrator in a State without
      primary enforcement responsibility; alternative treatment
      techniques
      Notwithstanding any other provision of this part, variances from
    national primary drinking water regulations may be granted as
    follows:
        (1)(A) A State which has primary enforcement responsibility for
      public water systems may grant one or more variances from an
      applicable national primary drinking water regulation to one or
      more public water systems within its jurisdiction which, because
      of characteristics of the raw water sources which are reasonably
      available to the systems, cannot meet the requirements respecting
      the maximum contaminant levels of such drinking water regulation.
      A variance may be issued to a system on condition that the system
      install the best technology, treatment techniques, or other
      means, which the Administrator finds are available (taking costs
      into consideration), and based upon an evaluation satisfactory to
      the State that indicates that alternative sources of water are
      not reasonably available to the system. The Administrator shall
      propose and promulgate his finding of the best available
      technology, treatment techniques or other means available for
      each contaminant for purposes of this subsection at the time he
      proposes and promulgates a maximum contaminant level for each
      such contaminant. The Administrator's finding of best available
      technology, treatment techniques or other means for purposes of
      this subsection may vary depending on the number of persons
      served by the system or for other physical conditions related to
      engineering feasibility and costs of compliance with maximum
      contaminant levels as considered appropriate by the
      Administrator. Before a State may grant a variance under this
      subparagraph, the State must find that the variance will not
      result in an unreasonable risk to health. If a State grants a
      public water system a variance under this subparagraph, the State
      shall prescribe at the the (!1) time the variance is granted, a
      schedule for - 

          (i) compliance (including increments of progress) by the
        public water system with each containment level requirement
        with respect to which the variance was granted, and
          (ii) implementation by the public water system of such
        additional control measures as the State may require for each
        contaminant, subject to such contaminant level requirement,
        during the period ending on the date compliance with such
        requirement is required.

      Before a schedule prescribed by a State pursuant to this
      subparagraph may take effect, the State shall provide notice and
      opportunity for a public hearing on the schedule. A notice given
      pursuant to the preceding sentence may cover the prescribing of
      more than one such schedule and a hearing held pursuant to such
      notice shall include each of the schedules covered by the notice.
      A schedule prescribed pursuant to this subparagraph for a public
      water system granted a variance shall require compliance by the
      system with each contaminant level requirement with respect to
      which the variance was granted as expeditiously as practicable
      (as the State may reasonably determine).
        (B) A State which has primary enforcement responsibility for
      public water systems may grant to one or more public water
      systems within its jurisdiction one or more variances from any
      provision of the national primary drinking water regulation which
      requires the use of a specified treatment technique with respect
      to a contaminant if the public water system applying for the
      variance demonstrates to the satisfaction of the State that such
      treatment technique is not necessary to protect the health of
      persons because of the nature of the raw water source of such
      system. A variance granted under this subparagraph shall be
      conditioned on such monitoring and other requirements as the
      Administrator may prescribe.
        (C) Before a variance proposed to be granted by a State under
      subparagraph (A) or (B) may take effect, such State shall provide
      notice and opportunity for public hearing on the proposed
      variance. A notice given pursuant to the preceding sentence may
      cover the granting of more than one variance and a hearing held
      pursuant to such notice shall include each of the variances
      covered by the notice. The State shall promptly notify the
      Administrator of all variances granted by it. Such notification
      shall contain the reason for the variance (and in the case of a
      variance under subparagraph (A), the basis for the finding
      required by that subparagraph before the granting of the
      variance) and documentation of the need for the variance.
        (D) Each public water system's variance granted by a State
      under subparagraph (A) shall be conditioned by the State upon
      compliance by the public water system with the schedule
      prescribed by the State pursuant to that subparagraph. The
      requirements of each schedule prescribed by a State pursuant to
      that subparagraph shall be enforceable by the State under its
      laws. Any requirement of a schedule on which a variance granted
      under that subparagraph is conditioned may be enforced under
      section 300g-3 of this title as if such requirement was part of a
      national primary drinking water regulation.
        (E) Each schedule prescribed by a State pursuant to
      subparagraph (A) shall be deemed approved by the Administrator
      unless the variance for which it was prescribed is revoked by the
      Administrator under subparagraph (G) or the schedule is revised
      by the Administrator under such subparagraph.
        (F) Not later than 18 months after the effective date of the
      interim national primary drinking water regulations the
      Administrator shall complete a comprehensive review of the
      variances granted under subparagraph (A) (and schedules
      prescribed pursuant thereto) and under subparagraph (B) by the
      States during the one-year period beginning on such effective
      date. The Administrator shall conduct such subsequent reviews of
      variances and schedules as he deems necessary to carry out the
      purposes of this subchapter, but each subsequent review shall be
      completed within each 3-year period following the completion of
      the first review under this subparagraph. Before conducting any
      review under this subparagraph, the Administrator shall publish
      notice of the proposed review in the Federal Register. Such
      notice shall (i) provide information respecting the location of
      data and other information respecting the variances to be
      reviewed (including data and other information concerning new
      scientific matters bearing on such variances), and (ii) advise of
      the opportunity to submit comments on the variances reviewed and
      on the need for continuing them. Upon completion of any such
      review, the Administrator shall publish in the Federal Register
      the results of his review together with findings responsive to
      comments submitted in connection with such review.
        (G)(i) If the Administrator finds that a State has, in a
      substantial number of instances, abused its discretion in
      granting variances under subparagraph (A) or (B) or that in a
      substantial number of cases the State has failed to prescribe
      schedules in accordance with subparagraph (A), the Administrator
      shall notify the State of his findings. In determining if a State
      has abused its discretion in granting variances in a substantial
      number of instances, the Administrator shall consider the number
      of persons who are affected by the variances and if the
      requirements applicable to the granting of the variances were
      complied with. A notice under this clause shall - 
          (I) identify each public water system with respect to which
        the finding was made,
          (II) specify the reasons for the finding, and
          (III) as appropriate, propose revocations of specific
        variances or propose revised schedules or other requirements
        for specific public water systems granted variances, or both.

        (ii) The Administrator shall provide reasonable notice and
      public hearing on the provisions of each notice given pursuant to
      clause (i) of this subparagraph. After a hearing on a notice
      pursuant to such clause, the Administrator shall (I) rescind the
      finding for which the notice was given and promptly notify the
      State of such rescission, or (II) promulgate (with such
      modifications as he deems appropriate) such variance revocations
      and revised schedules or other requirements proposed in such
      notice as he deems appropriate. Not later than 180 days after the
      date a notice is given pursuant to clause (i) of this
      subparagraph, the Administrator shall complete the hearing on the
      notice and take the action required by the preceding sentence.
        (iii) If a State is notified under clause (i) of this
      subparagraph of a finding of the Administrator made with respect
      to a variance granted a public water system within that State or
      to a schedule or other requirement for a variance and if, before
      a revocation of such variance or a revision of such schedule or
      other requirement promulgated by the Administrator takes effect,
      the State takes corrective action with respect to such variance
      or schedule or other requirement which the Administrator
      determines makes his finding inapplicable to such variance or
      schedule or other requirement, the Administrator shall rescind
      the application of his finding to that variance on schedule or
      other requirement. No variance revocation or revised schedule or
      other requirement may take effect before the expiration of 90
      days following the date of the notice in which the revocation or
      revised schedule or other requirement was proposed.
        (2) If a State does not have primary enforcement responsibility
      for public water systems, the Administrator shall have the same
      authority to grant variances in such State as the State would
      have under paragraph (1) if it had primary enforcement
      responsibility.
        (3) The Administrator may grant a variance from any treatment
      technique requirement of a national primary drinking water
      regulation upon a showing by any person that an alternative
      treatment technique not included in such requirement is at least
      as efficient in lowering the level of the contaminant with
      respect to which such requirement was prescribed. A variance
      under this paragraph shall be conditioned on the use of the
      alternative treatment technique which is the basis of the
      variance.
    (b) Enforcement of schedule or other requirement
      Any schedule or other requirement on which a variance granted
    under paragraph (1)(B) or (2) of subsection (a) of this section is
    conditioned may be enforced under section 300g-3 of this title as
    if such schedule or other requirement was part of a national
    primary drinking water regulation.
    (c) Applications for variances; regulations: reasonable time for
      acting
      If an application for a variance under subsection (a) of this
    section is made, the State receiving the application or the
    Administrator, as the case may be, shall act upon such application
    within a reasonable period (as determined under regulations
    prescribed by the Administrator) after the date of its submission.
    (d) "Treatment technique requirement" defined
      For purposes of this section, the term "treatment technique
    requirement" means a requirement in a national primary drinking
    water regulation which specifies for a contaminant (in accordance
    with section 300f(1)(C)(ii) of this title) each treatment technique
    known to the Administrator which leads to a reduction in the level
    of such contaminant sufficient to satisfy the requirements of
    section 300g-1(b) of this title.
    (e) Small system variances
      (1) In general
        A State exercising primary enforcement responsibility for
      public water systems under section 300g-2 of this title (or the
      Administrator in nonprimacy States) may grant a variance under
      this subsection for compliance with a requirement specifying a
      maximum contaminant level or treatment technique contained in a
      national primary drinking water regulation to - 
          (A) public water systems serving 3,300 or fewer persons; and
          (B) with the approval of the Administrator pursuant to
        paragraph (9), public water systems serving more than 3,300
        persons but fewer than 10,000 persons,

      if the variance meets each requirement of this subsection.
      (2) Availability of variances
        A public water system may receive a variance pursuant to
      paragraph (1), if - 
          (A) the Administrator has identified a variance technology
        under section 300g-1(b)(15) of this title that is applicable to
        the size and source water quality conditions of the public
        water system;
          (B) the public water system installs, operates, and
        maintains, in accordance with guidance or regulations issued by
        the Administrator, such treatment technology, treatment
        technique, or other means; and
          (C) the State in which the system is located determines that
        the conditions of paragraph (3) are met.
      (3) Conditions for granting variances
        A variance under this subsection shall be available only to a
      system - 
          (A) that cannot afford to comply, in accordance with
        affordability criteria established by the Administrator (or the
        State in the case of a State that has primary enforcement
        responsibility under section 300g-2 of this title), with a
        national primary drinking water regulation, including
        compliance through - 
            (i) treatment;
            (ii) alternative source of water supply; or
            (iii) restructuring or consolidation (unless the
          Administrator (or the State in the case of a State that has
          primary enforcement responsibility under section 300g-2 of
          this title) makes a written determination that restructuring
          or consolidation is not practicable); and

          (B) for which the Administrator (or the State in the case of
        a State that has primary enforcement responsibility under
        section 300g-2 of this title) determines that the terms of the
        variance ensure adequate protection of human health,
        considering the quality of the source water for the system and
        the removal efficiencies and expected useful life of the
        treatment technology required by the variance.
      (4) Compliance schedules
        A variance granted under this subsection shall require
      compliance with the conditions of the variance not later than 3
      years after the date on which the variance is granted, except
      that the Administrator (or the State in the case of a State that
      has primary enforcement responsibility under section 300g-2 of
      this title) may allow up to 2 additional years to comply with a
      variance technology, secure an alternative source of water,
      restructure or consolidate if the Administrator (or the State)
      determines that additional time is necessary for capital
      improvements, or to allow for financial assistance provided
      pursuant to section 300j-12 of this title or any other Federal or
      State program.
      (5) Duration of variances
        The Administrator (or the State in the case of a State that has
      primary enforcement responsibility under section 300g-2 of this
      title) shall review each variance granted under this subsection
      not less often than every 5 years after the compliance date
      established in the variance to determine whether the system
      remains eligible for the variance and is conforming to each
      condition of the variance.
      (6) Ineligibility for variances
        A variance shall not be available under this subsection for - 
          (A) any maximum contaminant level or treatment technique for
        a contaminant with respect to which a national primary drinking
        water regulation was promulgated prior to January 1, 1986; or
          (B) a national primary drinking water regulation for a
        microbial contaminant (including a bacterium, virus, or other
        organism) or an indicator or treatment technique for a
        microbial contaminant.
      (7) Regulations and guidance
        (A) In general
          Not later than 2 years after August 6, 1996, and in
        consultation with the States, the Administrator shall
        promulgate regulations for variances to be granted under this
        subsection. The regulations shall, at a minimum, specify - 
            (i) procedures to be used by the Administrator or a State
          to grant or deny variances, including requirements for
          notifying the Administrator and consumers of the public water
          system that a variance is proposed to be granted (including
          information regarding the contaminant and variance) and
          requirements for a public hearing on the variance before the
          variance is granted;
            (ii) requirements for the installation and proper operation
          of variance technology that is identified (pursuant to
          section 300g-1(b)(15) of this title) for small systems and
          the financial and technical capability to operate the
          treatment system, including operator training and
          certification;
            (iii) eligibility criteria for a variance for each national
          primary drinking water regulation, including requirements for
          the quality of the source water (pursuant to section
          300g-1(b)(15)(A) of this title); and
            (iv) information requirements for variance applications.
        (B) Affordability criteria
          Not later than 18 months after August 6, 1996, the
        Administrator, in consultation with the States and the Rural
        Utilities Service of the Department of Agriculture, shall
        publish information to assist the States in developing
        affordability criteria. The affordability criteria shall be
        reviewed by the States not less often than every 5 years to
        determine if changes are needed to the criteria.
      (8) Review by the Administrator
        (A) In general
          The Administrator shall periodically review the program of
        each State that has primary enforcement responsibility for
        public water systems under section 300g-2 of this title with
        respect to variances to determine whether the variances granted
        by the State comply with the requirements of this subsection.
        With respect to affordability, the determination of the
        Administrator shall be limited to whether the variances granted
        by the State comply with the affordability criteria developed
        by the State.
        (B) Notice and publication
          If the Administrator determines that variances granted by a
        State are not in compliance with affordability criteria
        developed by the State and the requirements of this subsection,
        the Administrator shall notify the State in writing of the
        deficiencies and make public the determination.
      (9) Approval of variances
        A State proposing to grant a variance under this subsection to
      a public water system serving more than 3,300 and fewer than
      10,000 persons shall submit the variance to the Administrator for
      review and approval prior to the issuance of the variance. The
      Administrator shall approve the variance if it meets each of the
      requirements of this subsection. The Administrator shall approve
      or disapprove the variance within 90 days. If the Administrator
      disapproves a variance under this paragraph, the Administrator
      shall notify the State in writing of the reasons for disapproval
      and the variance may be resubmitted with modifications to address
      the objections stated by the Administrator.
      (10) Objections to variances
        (A) By the Administrator
          The Administrator may review and object to any variance
        proposed to be granted by a State, if the objection is
        communicated to the State not later than 90 days after the
        State proposes to grant the variance. If the Administrator
        objects to the granting of a variance, the Administrator shall
        notify the State in writing of each basis for the objection and
        propose a modification to the variance to resolve the concerns
        of the Administrator. The State shall make the recommended
        modification or respond in writing to each objection. If the
        State issues the variance without resolving the concerns of the
        Administrator, the Administrator may overturn the State
        decision to grant the variance if the Administrator determines
        that the State decision does not comply with this subsection.
        (B) Petition by consumers
          Not later than 30 days after a State exercising primary
        enforcement responsibility for public water systems under
        section 300g-2 of this title proposes to grant a variance for a
        public water system, any person served by the system may
        petition the Administrator to object to the granting of a
        variance. The Administrator shall respond to the petition and
        determine whether to object to the variance under subparagraph
        (A) not later than 60 days after the receipt of the petition.
        (C) Timing
          No variance shall be granted by a State until the later of
        the following:
            (i) 90 days after the State proposes to grant a variance.
            (ii) If the Administrator objects to the variance, the date
          on which the State makes the recommended modifications or
          responds in writing to each objection.



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