Laws: Cases and Codes : U.S. Code : Title 42 : Section 300g-3


   
U.S. Code as of: 01/19/04
Section 300g-3. Enforcement of drinking water regulations

    (a) Notice to State and public water system; issuance of
      administrative order; civil action
      (1)(A) Whenever the Administrator finds during a period during
    which a State has primary enforcement responsibility for public
    water systems (within the meaning of section 300g-2(a) of this
    title) that any public water system - 
        (i) for which a variance under section 300g-4 or an exemption
      under section 300g-5 of this title is not in effect, does not
      comply with any applicable requirement, or
        (ii) for which a variance under section 300g-4 or an exemption
      under section 300g-5 of this title is in effect, does not comply
      with any schedule or other requirement imposed pursuant thereto,

    he shall so notify the State and such public water system and
    provide such advice and technical assistance to such State and
    public water system as may be appropriate to bring the system into
    compliance with the requirement by the earliest feasible time.
      (B) If, beyond the thirtieth day after the Administrator's
    notification under subparagraph (A), the State has not commenced
    appropriate enforcement action, the Administrator shall issue an
    order under subsection (g) of this section requiring the public
    water system to comply with such applicable requirement or the
    Administrator shall commence a civil action under subsection (b) of
    this section.
      (2) Enforcement in nonprimacy states. - 
        (A) In general. - If, on the basis of information available to
      the Administrator, the Administrator finds, with respect to a
      period in which a State does not have primary enforcement
      responsibility for public water systems, that a public water
      system in the State - 
          (i) for which a variance under section 300g-4 of this title
        or an exemption under section 300g-5 of this title is not in
        effect, does not comply with any applicable requirement; or
          (ii) for which a variance under section 300g-4 of this title
        or an exemption under section 300g-5 of this title is in
        effect, does not comply with any schedule or other requirement
        imposed pursuant to the variance or exemption;

      the Administrator shall issue an order under subsection (g) of
      this section requiring the public water system to comply with the
      requirement, or commence a civil action under subsection (b) of
      this section.
        (B) Notice. - If the Administrator takes any action pursuant to
      this paragraph, the Administrator shall notify an appropriate
      local elected official, if any, with jurisdiction over the public
      water system of the action prior to the time that the action is
      taken.
    (b) Judicial determinations in appropriate Federal district courts;
      civil penalties, separate violations
      The Administrator may bring a civil action in the appropriate
    United States district court to require compliance with any
    applicable requirement with an order issued under subsection (g) of
    this section, or with any schedule or other requirement imposed
    pursuant to a variance or exemption granted under section 300g-4 or
    300g-5 of this title if - 
        (1) authorized under paragraph (1) or (2) of subsection (a) of
      this section, or
        (2) if requested by (A) the chief executive officer of the
      State in which is located the public water system which is not in
      compliance with such regulation or requirement, or (B) the agency
      of such State which has jurisdiction over compliance by public
      water systems in the State with national primary drinking water
      regulations or State drinking water regulations.

    The court may enter, in an action brought under this subsection,
    such judgement as protection of public health may require, taking
    into consideration the time necessary to comply and the
    availability of alternative water supplies; and, if the court
    determines that there has been a violation of the regulation or
    schedule or other requirement with respect to which the action was
    brought, the court may, taking into account the seriousness of the
    violation, the population at risk, and other appropriate factors,
    impose on the violator a civil penalty of not to exceed $25,000 for
    each day in which such violation occurs.
    (c) Notice to persons served
      (1) In general
        Each owner or operator of a public water system shall give
      notice of each of the following to the persons served by the
      system:
          (A) Notice of any failure on the part of the public water
        system to - 
            (i) comply with an applicable maximum contaminant level or
          treatment technique requirement of, or a testing procedure
          prescribed by, a national primary drinking water regulation;
          or
            (ii) perform monitoring required by section 300j-4(a) of
          this title.

          (B) If the public water system is subject to a variance
        granted under subsection (a)(1)(A), (a)(2), or (e) of section
        300g-4 of this title for an inability to meet a maximum
        contaminant level requirement or is subject to an exemption
        granted under section 300g-5 of this title, notice of - 
            (i) the existence of the variance or exemption; and
            (ii) any failure to comply with the requirements of any
          schedule prescribed pursuant to the variance or exemption.

          (C) Notice of the concentration level of any unregulated
        contaminant for which the Administrator has required public
        notice pursuant to paragraph (2)(E).
      (2) Form, manner, and frequency of notice
        (A) In general
          The Administrator shall, by regulation, and after
        consultation with the States, prescribe the manner, frequency,
        form, and content for giving notice under this subsection. The
        regulations shall - 
            (i) provide for different frequencies of notice based on
          the differences between violations that are intermittent or
          infrequent and violations that are continuous or frequent;
          and
            (ii) take into account the seriousness of any potential
          adverse health effects that may be involved.
        (B) State requirements
          (i) In general
            A State may, by rule, establish alternative notification
          requirements - 
              (I) with respect to the form and content of notice given
            under and in a manner in accordance with subparagraph (C);
            and
              (II) with respect to the form and content of notice given
            under subparagraph (D).
          (ii) Contents
            The alternative requirements shall provide the same type
          and amount of information as required pursuant to this
          subsection and regulations issued under subparagraph (A).
          (iii) Relationship to section 300g-2
            Nothing in this subparagraph shall be construed or applied
          to modify the requirements of section 300g-2 of this title.
        (C) Violations with potential to have serious adverse effects
          on human health
          Regulations issued under subparagraph (A) shall specify
        notification procedures for each violation by a public water
        system that has the potential to have serious adverse effects
        on human health as a result of short-term exposure. Each notice
        of violation provided under this subparagraph shall - 
            (i) be distributed as soon as practicable after the
          occurrence of the violation, but not later than 24 hours
          after the occurrence of the violation;
            (ii) provide a clear and readily understandable explanation
          of - 
              (I) the violation;
              (II) the potential adverse effects on human health;
              (III) the steps that the public water system is taking to
            correct the violation; and
              (IV) the necessity of seeking alternative water supplies
            until the violation is corrected;

            (iii) be provided to the Administrator or the head of the
          State agency that has primary enforcement responsibility
          under section 300g-2 of this title as soon as practicable,
          but not later than 24 hours after the occurrence of the
          violation; and
            (iv) as required by the State agency in general regulations
          of the State agency, or on a case-by-case basis after the
          consultation referred to in clause (iii), considering the
          health risks involved - 
              (I) be provided to appropriate broadcast media;
              (II) be prominently published in a newspaper of general
            circulation serving the area not later than 1 day after
            distribution of a notice pursuant to clause (i) or the date
            of publication of the next issue of the newspaper; or
              (III) be provided by posting or door-to-door notification
            in lieu of notification by means of broadcast media or
            newspaper.
        (D) Written notice
          (i) In general
            Regulations issued under subparagraph (A) shall specify
          notification procedures for violations other than the
          violations covered by subparagraph (C). The procedures shall
          specify that a public water system shall provide written
          notice to each person served by the system by notice (I) in
          the first bill (if any) prepared after the date of occurrence
          of the violation, (II) in an annual report issued not later
          than 1 year after the date of occurrence of the violation, or
          (III) by mail or direct delivery as soon as practicable, but
          not later than 1 year after the date of occurrence of the
          violation.
          (ii) Form and manner of notice
            The Administrator shall prescribe the form and manner of
          the notice to provide a clear and readily understandable
          explanation of the violation, any potential adverse health
          effects, and the steps that the system is taking to seek
          alternative water supplies, if any, until the violation is
          corrected.
        (E) Unregulated contaminants
          The Administrator may require the owner or operator of a
        public water system to give notice to the persons served by the
        system of the concentration levels of an unregulated
        contaminant required to be monitored under section 300j-4(a) of
        this title.
      (3) Reports
        (A) Annual report by State
          (i) In general
            Not later than January 1, 1998, and annually thereafter,
          each State that has primary enforcement responsibility under
          section 300g-2 of this title shall prepare, make readily
          available to the public, and submit to the Administrator an
          annual report on violations of national primary drinking
          water regulations by public water systems in the State,
          including violations with respect to (I) maximum contaminant
          levels, (II) treatment requirements, (III) variances and
          exemptions, and (IV) monitoring requirements determined to be
          significant by the Administrator after consultation with the
          States.
          (ii) Distribution
            The State shall publish and distribute summaries of the
          report and indicate where the full report is available for
          review.
        (B) Annual report by Administrator
          Not later than July 1, 1998, and annually thereafter, the
        Administrator shall prepare and make available to the public an
        annual report summarizing and evaluating reports submitted by
        States pursuant to subparagraph (A) and notices submitted by
        public water systems serving Indian Tribes provided to the
        Administrator pursuant to subparagraph (C) or (D) of paragraph
        (2) and making recommendations concerning the resources needed
        to improve compliance with this subchapter. The report shall
        include information about public water system compliance on
        Indian reservations and about enforcement activities undertaken
        and financial assistance provided by the Administrator on
        Indian reservations, and shall make specific recommendations
        concerning the resources needed to improve compliance with this
        subchapter on Indian reservations.
      (4) Consumer confidence reports by community water systems
        (A) Annual reports to consumers
          The Administrator, in consultation with public water systems,
        environmental groups, public interest groups, risk
        communication experts, and the States, and other interested
        parties, shall issue regulations within 24 months after August
        6, 1996, to require each community water system to mail to each
        customer of the system at least once annually a report on the
        level of contaminants in the drinking water purveyed by that
        system (referred to in this paragraph as a "consumer confidence
        report"). Such regulations shall provide a brief and plainly
        worded definition of the terms "maximum contaminant level
        goal", "maximum contaminant level", "variances", and
        "exemptions" and brief statements in plain language regarding
        the health concerns that resulted in regulation of each
        regulated contaminant. The regulations shall also include a
        brief and plainly worded explanation regarding contaminants
        that may reasonably be expected to be present in drinking
        water, including bottled water. The regulations shall also
        provide for an Environmental Protection Agency toll-free
        hotline that consumers can call for more information and
        explanation.
        (B) Contents of report
          The consumer confidence reports under this paragraph shall
        include, but not be limited to, each of the following:
            (i) Information on the source of the water purveyed.
            (ii) A brief and plainly worded definition of the terms
          "maximum contaminant level goal", "maximum contaminant
          level", "variances", and "exemptions" as provided in the
          regulations of the Administrator.
            (iii) If any regulated contaminant is detected in the water
          purveyed by the public water system, a statement setting
          forth (I) the maximum contaminant level goal, (II) the
          maximum contaminant level, (III) the level of such
          contaminant in such water system, and (IV) for any regulated
          contaminant for which there has been a violation of the
          maximum contaminant level during the year concerned, the
          brief statement in plain language regarding the health
          concerns that resulted in regulation of such contaminant, as
          provided by the Administrator in regulations under
          subparagraph (A).
            (iv) Information on compliance with national primary
          drinking water regulations, as required by the Administrator,
          and notice if the system is operating under a variance or
          exemption and the basis on which the variance or exemption
          was granted.
            (v) Information on the levels of unregulated contaminants
          for which monitoring is required under section 300j-4(a)(2)
          of this title (including levels of cryptosporidium and radon
          where States determine they may be found).
            (vi) A statement that the presence of contaminants in
          drinking water does not necessarily indicate that the
          drinking water poses a health risk and that more information
          about contaminants and potential health effects can be
          obtained by calling the Environmental Protection Agency
          hotline.

        A public water system may include such additional information
        as it deems appropriate for public education. The Administrator
        may, for not more than 3 regulated contaminants other than
        those referred to in subclause (IV) of clause (iii), require a
        consumer confidence report under this paragraph to include the
        brief statement in plain language regarding the health concerns
        that resulted in regulation of the contaminant or contaminants
        concerned, as provided by the Administrator in regulations
        under subparagraph (A).
        (C) Coverage
          The Governor of a State may determine not to apply the
        mailing requirement of subparagraph (A) to a community water
        system serving fewer than 10,000 persons. Any such system shall
        - 
            (i) inform, in the newspaper notice required by clause
          (iii) or by other means, its customers that the system will
          not be mailing the report as required by subparagraph (A);
            (ii) make the consumer confidence report available upon
          request to the public; and
            (iii) publish the report referred to in subparagraph (A)
          annually in one or more local newspapers serving the area in
          which customers of the system are located.
        (D) Alternative to publication
          For any community water system which, pursuant to
        subparagraph (C), is not required to meet the mailing
        requirement of subparagraph (A) and which serves 500 persons or
        fewer, the community water system may elect not to comply with
        clause (i) or (iii) of subparagraph (C). If the community water
        system so elects, the system shall, at a minimum - 
            (i) prepare an annual consumer confidence report pursuant
          to subparagraph (B); and
            (ii) provide notice at least once per year to each of its
          customers by mail, by door-to-door delivery, by posting or by
          other means authorized by the regulations of the
          Administrator that the consumer confidence report is
          available upon request.
        (E) Alternative form and content
          A State exercising primary enforcement responsibility may
        establish, by rule, after notice and public comment,
        alternative requirements with respect to the form and content
        of consumer confidence reports under this paragraph.
    (d) Notice of noncompliance with secondary drinking water
      regulations
      Whenever, on the basis of information available to him, the
    Administrator finds that within a reasonable time after national
    secondary drinking water regulations have been promulgated, one or
    more public water systems in a State do not comply with such
    secondary regulations, and that such noncompliance appears to
    result from a failure of such State to take reasonable action to
    assure that public water systems throughout such State meet such
    secondary regulations, he shall so notify the State.
    (e) State authority to adopt or enforce laws or regulations
      respecting drinking water regulations or public water systems
      unaffected
      Nothing in this subchapter shall diminish any authority of a
    State or political subdivision to adopt or enforce any law or
    regulation respecting drinking water regulations or public water
    systems, but no such law or regulation shall relieve any person of
    any requirement otherwise applicable under this subchapter.
    (f) Notice and public hearing; availability of recommendations
      transmitted to State and public water system
      If the Administrator makes a finding of noncompliance (described
    in subparagraph (A) or (B) of subsection (a)(1) of this section)
    with respect to a public water system in a State which has primary
    enforcement responsibility, the Administrator may, for the purpose
    of assisting that State in carrying out such responsibility and
    upon the petition of such State or public water system or persons
    served by such system, hold, after appropriate notice, public
    hearings for the purpose of gathering information from technical or
    other experts, Federal, State, or other public officials,
    representatives of such public water system, persons served by such
    system, and other interested persons on - 
        (1) the ways in which such system can within the earliest
      feasible time be brought into compliance with the regulation or
      requirement with respect to which such finding was made, and
        (2) the means for the maximum feasible protection of the public
      health during any period in which such system is not in
      compliance with a national primary drinking water regulation or
      requirement applicable to a variance or exemption.

    On the basis of such hearings the Administrator shall issue
    recommendations which shall be sent to such State and public water
    system and shall be made available to the public and communications
    media.
    (g) Administrative order requiring compliance; notice and hearing;
      civil penalty; civil actions
      (1) In any case in which the Administrator is authorized to bring
    a civil action under this section or under section 300j-4 of this
    title with respect to any applicable requirement, the Administrator
    also may issue an order to require compliance with such applicable
    requirement.
      (2) An order issued under this subsection shall not take effect,
    in the case of a State having primary enforcement responsibility
    for public water systems in that State, until after the
    Administrator has provided the State with an opportunity to confer
    with the Administrator regarding the order. A copy of any order
    issued under this subsection shall be sent to the appropriate State
    agency of the State involved if the State has primary enforcement
    responsibility for public water systems in that State. Any order
    issued under this subsection shall state with reasonable
    specificity the nature of the violation. In any case in which an
    order under this subsection is issued to a corporation, a copy of
    such order shall be issued to appropriate corporate officers.
      (3)(A) Any person who violates, or fails or refuses to comply
    with, an order under this subsection shall be liable to the United
    States for a civil penalty of not more than $25,000 per day of
    violation.
      (B) In a case in which a civil penalty sought by the
    Administrator under this paragraph does not exceed $5,000, the
    penalty shall be assessed by the Administrator after notice and
    opportunity for a public hearing (unless the person against whom
    the penalty is assessed requests a hearing on the record in
    accordance with section 554 of title 5). In a case in which a civil
    penalty sought by the Administrator under this paragraph exceeds
    $5,000, but does not exceed $25,000, the penalty shall be assessed
    by the Administrator after notice and opportunity for a hearing on
    the record in accordance with section 554 of title 5.
      (C) Whenever any civil penalty sought by the Administrator under
    this subsection for a violation of an applicable requirement
    exceeds $25,000, the penalty shall be assessed by a civil action
    brought by the Administrator in the appropriate United States
    district court (as determined under the provisions of title 28).
      (D) If any person fails to pay an assessment of a civil penalty
    after it has become a final and unappealable order, or after the
    appropriate court of appeals has entered final judgment in favor of
    the Administrator, the Attorney General shall recover the amount
    for which such person is liable in any appropriate district court
    of the United States. In any such action, the validity and
    appropriateness of the final order imposing the civil penalty shall
    not be subject to review.
    (h) Consolidation incentive
      (1) In general
        An owner or operator of a public water system may submit to the
      State in which the system is located (if the State has primary
      enforcement responsibility under section 300g-2 of this title) or
      to the Administrator (if the State does not have primary
      enforcement responsibility) a plan (including specific measures
      and schedules) for - 
          (A) the physical consolidation of the system with 1 or more
        other systems;
          (B) the consolidation of significant management and
        administrative functions of the system with 1 or more other
        systems; or
          (C) the transfer of ownership of the system that may
        reasonably be expected to improve drinking water quality.
      (2) Consequences of approval
        If the State or the Administrator approves a plan pursuant to
      paragraph (1), no enforcement action shall be taken pursuant to
      this part with respect to a specific violation identified in the
      approved plan prior to the date that is the earlier of the date
      on which consolidation is completed according to the plan or the
      date that is 2 years after the plan is approved.
    (i) "Applicable requirement" defined
      In this section, the term "applicable requirement" means - 
        (1) a requirement of section 300g-1, 300g-3, 300g-4, 300g-5,
      300g-6 (!1) 300i-2, 300j, or 300j-4 of this title;

        (2) a regulation promulgated pursuant to a section referred to
      in paragraph (1);
        (3) a schedule or requirement imposed pursuant to a section
      referred to in paragraph (1); and
        (4) a requirement of, or permit issued under, an applicable
      State program for which the Administrator has made a
      determination that the requirements of section 300g-2 of this
      title have been satisfied, or an applicable State program
      approved pursuant to this part.



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