Laws: Cases and Codes : U.S. Code : Title 21 : Section 355a


   
U.S. Code as of: 01/19/04
Section 355a. Pediatric studies of drugs

    (a) Definitions
      As used in this section, the term "pediatric studies" or
    "studies" means at least one clinical investigation (that, at the
    Secretary's discretion, may include pharmacokinetic studies) in
    pediatric age groups (including neonates in appropriate cases) in
    which a drug is anticipated to be used.
    (b) Market exclusivity for new drugs
      If, prior to approval of an application that is submitted under
    section 355(b)(1) of this title, the Secretary determines that
    information relating to the use of a new drug in the pediatric
    population may produce health benefits in that population, the
    Secretary makes a written request for pediatric studies (which
    shall include a timeframe for completing such studies), and such
    studies are completed within any such timeframe and the reports
    thereof submitted in accordance with subsection (d)(2) of this
    section or accepted in accordance with subsection (d)(3) of this
    section - 
        (1)(A)(i) the period referred to in subsection (c)(3)(D)(ii) of
      section 355 of this title, and in subsection (j)(5)(F)(ii) of
      such section, is deemed to be five years and six months rather
      than five years, and the references in subsections (c)(3)(D)(ii)
      and (j)(5)(F)(ii) of such section to four years, to forty-eight
      months, and to seven and one-half years are deemed to be four and
      one-half years, fifty-four months, and eight years, respectively;
      or
        (ii) the period referred to in clauses (iii) and (iv) of
      subsection (c)(3)(D) of such section, and in clauses (iii) and
      (iv) of subsection (j)(5)(F) of such section, is deemed to be
      three years and six months rather than three years; and
        (B) if the drug is designated under section 360bb of this title
      for a rare disease or condition, the period referred to in
      section 360cc(a) of this title is deemed to be seven years and
      six months rather than seven years; and
        (2)(A) if the drug is the subject of - 
          (i) a listed patent for which a certification has been
        submitted under subsection (b)(2)(A)(ii) or (j)(2)(A)(vii)(II)
        of section 355 of this title and for which pediatric studies
        were submitted prior to the expiration of the patent (including
        any patent extensions); or
          (ii) a listed patent for which a certification has been
        submitted under subsections (b)(2)(A)(iii) or
        (j)(2)(A)(vii)(III) of section 355 of this title,

      the period during which an application may not be approved under
      section 355(c)(3) of this title or section 355(j)(5)(B) of this
      title shall be extended by a period of six months after the date
      the patent expires (including any patent extensions); or
        (B) if the drug is the subject of a listed patent for which a
      certification has been submitted under subsection (b)(2)(A)(iv)
      or (j)(2)(A)(vii)(IV) of section 355 of this title, and in the
      patent infringement litigation resulting from the certification
      the court determines that the patent is valid and would be
      infringed, the period during which an application may not be
      approved under section 355(c)(3) of this title or section
      355(j)(5)(B) of this title shall be extended by a period of six
      months after the date the patent expires (including any patent
      extensions).
    (c) Market exclusivity for already-marketed drugs
      If the Secretary determines that information relating to the use
    of an approved drug in the pediatric population may produce health
    benefits in that population and makes a written request to the
    holder of an approved application under section 355(b)(1) of this
    title for pediatric studies (which shall include a timeframe for
    completing such studies), the holder agrees to the request, the
    studies are completed within any such timeframe, and the reports
    thereof are submitted in accordance with subsection (d)(2) of this
    section or accepted in accordance with subsection (d)(3) of this
    section - 
        (1)(A)(i) the period referred to in subsection (c)(3)(D)(ii) of
      section 355 of this title, and in subsection (j)(5)(F)(ii) of
      such section, is deemed to be five years and six months rather
      than five years, and the references in subsections (c)(3)(D)(ii)
      and (j)(5)(F)(ii) of such section to four years, to forty-eight
      months, and to seven and one-half years are deemed to be four and
      one-half years, fifty-four months, and eight years, respectively;
      or
        (ii) the period referred to in clauses (iii) and (iv) of
      subsection (c)(3)(D) of such section, and in clauses (iii) and
      (iv) of subsection (j)(5)(F) of such section, is deemed to be
      three years and six months rather than three years; and
        (B) if the drug is designated under section 360bb of this title
      for a rare disease or condition, the period referred to in
      section 360cc(a) of this title is deemed to be seven years and
      six months rather than seven years; and
        (2)(A) if the drug is the subject of - 
          (i) a listed patent for which a certification has been
        submitted under subsection (b)(2)(A)(ii) or (j)(2)(A)(vii)(II)
        of section 355 of this title and for which pediatric studies
        were submitted prior to the expiration of the patent (including
        any patent extensions); or
          (ii) a listed patent for which a certification has been
        submitted under subsection (b)(2)(A)(iii) or
        (j)(2)(A)(vii)(III) of section 355 of this title,

      the period during which an application may not be approved under
      section 355(c)(3) of this title or section 355(j)(5)(B) of this
      title shall be extended by a period of six months after the date
      the patent expires (including any patent extensions); or
        (B) if the drug is the subject of a listed patent for which a
      certification has been submitted under subsection (b)(2)(A)(iv)
      or (j)(2)(A)(vii)(IV) of section 355 of this title, and in the
      patent infringement litigation resulting from the certification
      the court determines that the patent is valid and would be
      infringed, the period during which an application may not be
      approved under section 355(c)(3) of this title or section
      355(j)(5)(B) of this title shall be extended by a period of six
      months after the date the patent expires (including any patent
      extensions).
    (d) Conduct of pediatric studies
      (1) Agreement for studies
        The Secretary may, pursuant to a written request from the
      Secretary under subsection (b) or (c) of this section, after
      consultation with - 
          (A) the sponsor of an application for an investigational new
        drug under section 355(i) of this title;
          (B) the sponsor of an application for a new drug under
        section 355(b)(1) of this title; or
          (C) the holder of an approved application for a drug under
        section 355(b)(1) of this title,

      agree with the sponsor or holder for the conduct of pediatric
      studies for such drug. Such agreement shall be in writing and
      shall include a timeframe for such studies.
      (2) Written protocols to meet the studies requirement
        If the sponsor or holder and the Secretary agree upon written
      protocols for the studies, the studies requirement of subsection
      (b) or (c) of this section is satisfied upon the completion of
      the studies and submission of the reports thereof in accordance
      with the original written request and the written agreement
      referred to in paragraph (1). In reaching an agreement regarding
      written protocols, the Secretary shall take into account adequate
      representation of children of ethnic and racial minorities. Not
      later than 60 days after the submission of the report of the
      studies, the Secretary shall determine if such studies were or
      were not conducted in accordance with the original written
      request and the written agreement and reported in accordance with
      the requirements of the Secretary for filing and so notify the
      sponsor or holder.
      (3) Other methods to meet the studies requirement
        If the sponsor or holder and the Secretary have not agreed in
      writing on the protocols for the studies, the studies requirement
      of subsection (b) or (c) of this section is satisfied when such
      studies have been completed and the reports accepted by the
      Secretary. Not later than 90 days after the submission of the
      reports of the studies, the Secretary shall accept or reject such
      reports and so notify the sponsor or holder. The Secretary's only
      responsibility in accepting or rejecting the reports shall be to
      determine, within the 90 days, whether the studies fairly respond
      to the written request, have been conducted in accordance with
      commonly accepted scientific principles and protocols, and have
      been reported in accordance with the requirements of the
      Secretary for filing.
      (4) Written request to holders of approved applications for drugs
        that have market exclusivity
        (A) Request and response
          If the Secretary makes a written request for pediatric
        studies (including neonates, as appropriate) under subsection
        (c) of this section to the holder of an application approved
        under section 355(b)(1) of this title, the holder, not later
        than 180 days after receiving the written request, shall
        respond to the Secretary as to the intention of the holder to
        act on the request by - 
            (i) indicating when the pediatric studies will be
          initiated, if the holder agrees to the request; or
            (ii) indicating that the holder does not agree to the
          request.
        (B) No agreement to request
          (i) Referral
            If the holder does not agree to a written request within
          the time period specified in subparagraph (A), and if the
          Secretary determines that there is a continuing need for
          information relating to the use of the drug in the pediatric
          population (including neonates, as appropriate), the
          Secretary shall refer the drug to the Foundation for the
          National Institutes of Health established under section 290b
          of title 42 (referred to in this paragraph as the
          "Foundation") for the conduct of the pediatric studies
          described in the written request.
          (ii) Public notice
            The Secretary shall give public notice of the name of the
          drug, the name of the manufacturer, and the indications to be
          studied made in a referral under clause (i).
        (C) Lack of funds
          On referral of a drug under subparagraph (B)(i), the
        Foundation shall issue a proposal to award a grant to conduct
        the requested studies unless the Foundation certifies to the
        Secretary, within a timeframe that the Secretary determines is
        appropriate through guidance, that the Foundation does not have
        funds available under section 290b(j)(9)(B)(i) (!1) of title 42
        to conduct the requested studies. If the Foundation so
        certifies, the Secretary shall refer the drug for inclusion on
        the list established under section 284m of title 42 for the
        conduct of the studies.

        (D) Effect of subsection
          Nothing in this subsection (including with respect to
        referrals from the Secretary to the Foundation) alters or
        amends section 331(j) of this title or section 552 of title 5
        or section 1905 of title 18.
        (E) No requirement to refer
          Nothing in this subsection shall be construed to require that
        every declined written request shall be referred to the
        Foundation.
        (F) Written requests under subsection (b)
          For drugs under subsection (b) of this section for which
        written requests have not been accepted, if the Secretary
        determines that there is a continuing need for information
        relating to the use of the drug in the pediatric population
        (including neonates, as appropriate), the Secretary shall issue
        a written request under subsection (c) of this section after
        the date of approval of the drug.
    (e) Delay of effective date for certain application
      If the Secretary determines that the acceptance or approval of an
    application under section 355(b)(2) or 355(j) of this title for a
    new drug may occur after submission of reports of pediatric studies
    under this section, which were submitted prior to the expiration of
    the patent (including any patent extension) or the applicable
    period under clauses (ii) through (iv) of section 355(c)(3)(D) of
    this title or clauses (ii) through (iv) of section 355(j)(5)(F) of
    this title, but before the Secretary has determined whether the
    requirements of subsection (d) of this section have been satisfied,
    the Secretary shall delay the acceptance or approval under section
    355(b)(2) or 355(j) of this title until the determination under
    subsection (d) of this section is made, but any such delay shall
    not exceed 90 days. In the event that requirements of this section
    are satisfied, the applicable six-month period under subsection (b)
    or (c) of this section shall be deemed to have been running during
    the period of delay.
    (f) Notice of determinations on studies requirement
      The Secretary shall publish a notice of any determination that
    the requirements of subsection (d) of this section have been met
    and that submissions and approvals under subsection (b)(2) or (j)
    of section 355 of this title for a drug will be subject to the
    provisions of this section.
    (g) Limitations
      A drug to which the six-month period under subsection (b) or (c)
    of this section has already been applied - 
        (1) may receive an additional six-month period under subsection
      (c)(1)(A)(ii) of this section for a supplemental application if
      all other requirements under this section are satisfied, except
      that such a drug may not receive any additional such period under
      subsection (c)(2) of this section; and
        (2) may not receive any additional such period under subsection
      (c)(1)(B) of this section.
    (h) Relationship to pediatric research requirements
      Notwithstanding any other provision of law, if any pediatric
    study is required by a provision of law (including a regulation)
    other than this section and such study meets the completeness,
    timeliness, and other requirements of this section, such study
    shall be deemed to satisfy the requirement for market exclusivity
    pursuant to this section.
    (i) Labeling supplements
      (1) Priority status for pediatric supplements
        Any supplement to an application under section 355 of this
      title proposing a labeling change pursuant to a report on a
      pediatric study under this section - 
          (A) shall be considered to be a priority supplement; and
          (B) shall be subject to the performance goals established by
        the Commissioner for priority drugs.
      (2) Dispute resolution
        (A) Request for labeling change and failure to agree
          If the Commissioner determines that an application with
        respect to which a pediatric study is conducted under this
        section is approvable and that the only open issue for final
        action on the application is the reaching of an agreement
        between the sponsor of the application and the Commissioner on
        appropriate changes to the labeling for the drug that is the
        subject of the application, not later than 180 days after the
        date of submission of the application - 
            (i) the Commissioner shall request that the sponsor of the
          application make any labeling change that the Commissioner
          determines to be appropriate; and
            (ii) if the sponsor of the application does not agree to
          make a labeling change requested by the Commissioner, the
          Commissioner shall refer the matter to the Pediatric Advisory
          Committee.
        (B) Action by the Pediatric Advisory Committee
          Not later than 90 days after receiving a referral under
        subparagraph (A)(ii), the Pediatric Advisory Committee shall - 
            (i) review the pediatric study reports; and
            (ii) make a recommendation to the Commissioner concerning
          appropriate labeling changes, if any.
        (C) Consideration of recommendations
          The Commissioner shall consider the recommendations of the
        Pediatric Advisory Committee and, if appropriate, not later
        than 30 days after receiving the recommendation, make a request
        to the sponsor of the application to make any labeling change
        that the Commissioner determines to be appropriate.
        (D) Misbranding
          If the sponsor of the application, within 30 days after
        receiving a request under subparagraph (C), does not agree to
        make a labeling change requested by the Commissioner, the
        Commissioner may deem the drug that is the subject of the
        application to be misbranded.
        (E) No effect on authority
          Nothing in this subsection limits the authority of the United
        States to bring an enforcement action under this chapter when a
        drug lacks appropriate pediatric labeling. Neither course of
        action (the Pediatric Advisory Committee process or an
        enforcement action referred to in the preceding sentence) shall
        preclude, delay, or serve as the basis to stay the other course
        of action.
    (j) Dissemination of pediatric information
      (1) In general
        Not later than 180 days after the date of submission of a
      report on a pediatric study under this section, the Commissioner
      shall make available to the public a summary of the medical and
      clinical pharmacology reviews of pediatric studies conducted for
      the supplement, including by publication in the Federal Register.
      (2) Effect of subsection
        Nothing in this subsection alters or amends section 331(j) of
      this title or section 552 of title 5 or section 1905 of title 18.
    (k) Clarification of interaction of market exclusivity under this
      section and market exclusivity awarded to an applicant for
      approval of a drug under section 355(j) of this title
      If a 180-day period under section 355(j)(5)(B)(iv) of this title
    overlaps with a 6-month exclusivity period under this section, so
    that the applicant for approval of a drug under section 355(j) of
    this title entitled to the 180-day period under that section loses
    a portion of the 180-day period to which the applicant is entitled
    for the drug, the 180-day period shall be extended from - 
        (1) the date on which the 180-day period would have expired by
      the number of days of the overlap, if the 180-day period would,
      but for the application of this subsection, expire after the
      6-month exclusivity period; or
        (2) the date on which the 6-month exclusivity period expires,
      by the number of days of the overlap if the 180-day period would,
      but for the application of this subsection, expire during the
      six-month exclusivity period.
    (l) Prompt approval of drugs under section 355(j) of this title
      when pediatric information is added to labeling
      (1) General rule
        A drug for which an application has been submitted or approved
      under section 355(j) of this title shall not be considered
      ineligible for approval under that section or misbranded under
      section 352 of this title on the basis that the labeling of the
      drug omits a pediatric indication or any other aspect of labeling
      pertaining to pediatric use when the omitted indication or other
      aspect is protected by patent or by exclusivity under clause
      (iii) or (iv) of section 355(j)(5)(F) of this title.
      (2) Labeling
        Notwithstanding clauses (iii) and (iv) of section 355(j)(5)(F)
      of this title, the Secretary may require that the labeling of a
      drug approved under section 355(j) of this title that omits a
      pediatric indication or other aspect of labeling as described in
      paragraph (1) include - 
          (A) a statement that, because of marketing exclusivity for a
        manufacturer - 
            (i) the drug is not labeled for pediatric use; or
            (ii) in the case of a drug for which there is an additional
          pediatric use not referred to in paragraph (1), the drug is
          not labeled for the pediatric use under paragraph (1); and

          (B) a statement of any appropriate pediatric
        contraindications, warnings, or precautions that the Secretary
        considers necessary.
      (3) Preservation of pediatric exclusivity and other provisions
        This subsection does not affect - 
          (A) the availability or scope of exclusivity under this
        section;
          (B) the availability or scope of exclusivity under section
        355 of this title for pediatric formulations;
          (C) the question of the eligibility for approval of any
        application under section 355(j) of this title that omits any
        other conditions of approval entitled to exclusivity under
        clause (iii) or (iv) of section 355(j)(5)(F) of this title; or
          (D) except as expressly provided in paragraphs (1) and (2),
        the operation of section 355 of this title.
    (m) Report
      The Secretary shall conduct a study and report to Congress not
    later than January 1, 2001, based on the experience under the
    program established under this section. The study and report shall
    examine all relevant issues, including - 
        (1) the effectiveness of the program in improving information
      about important pediatric uses for approved drugs;
        (2) the adequacy of the incentive provided under this section;
        (3) the economic impact of the program on taxpayers and
      consumers, including the impact of the lack of lower cost generic
      drugs on patients, including on lower income patients; and
        (4) any suggestions for modification that the Secretary
      determines to be appropriate.
    (n) Sunset
      A drug may not receive any 6-month period under subsection (b) or
    (c) of this section unless - 
        (1) on or before October 1, 2007, the Secretary makes a written
      request for pediatric studies of the drug;
        (2) on or before October 1, 2007, an application for the drug
      is accepted for filing under section 355(b) of this title; and
        (3) all requirements of this section are met.



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