Laws: Cases and Codes : U.S. Code : Title 20 : Section 1232h


   
U.S. Code as of: 01/19/04
Section 1232h. Protection of pupil rights

    (a) Inspection of instructional materials by parents or guardians
      All instructional materials, including teacher's manuals, films,
    tapes, or other supplementary material which will be used in
    connection with any survey, analysis, or evaluation as part of any
    applicable program shall be available for inspection by the parents
    or guardians of the children.
    (b) Limits on survey, analysis, or evaluations
      No student shall be required, as part of any applicable program,
    to submit to a survey, analysis, or evaluation that reveals
    information concerning - 
        (1) political affiliations or beliefs of the student or the
      student's parent;
        (2) mental or psychological problems of the student or the
      student's family;
        (3) sex behavior or attitudes;
        (4) illegal, anti-social, self-incriminating, or demeaning
      behavior;
        (5) critical appraisals of other individuals with whom
      respondents have close family relationships;
        (6) legally recognized privileged or analogous relationships,
      such as those of lawyers, physicians, and ministers;
        (7) religious practices, affiliations, or beliefs of the
      student or student's parent; or
        (8) income (other than that required by law to determine
      eligibility for participation in a program or for receiving
      financial assistance under such program),

    without the prior consent of the student (if the student is an
    adult or emancipated minor), or in the case of an unemancipated
    minor, without the prior written consent of the parent.
    (c) Development of local policies concerning student privacy,
      parental access to information, and administration of certain
      physical examinations to minors
      (1) Development and adoption of local policies
        Except as provided in subsections (a) and (b) of this section,
      a local educational agency that receives funds under any
      applicable program shall develop and adopt policies, in
      consultation with parents, regarding the following:
          (A)(i) The right of a parent of a student to inspect, upon
        the request of the parent, a survey created by a third party
        before the survey is administered or distributed by a school to
        a student; and
          (ii) any applicable procedures for granting a request by a
        parent for reasonable access to such survey within a reasonable
        period of time after the request is received.
          (B) Arrangements to protect student privacy that are provided
        by the agency in the event of the administration or
        distribution of a survey to a student containing one or more of
        the following items (including the right of a parent of a
        student to inspect, upon the request of the parent, any survey
        containing one or more of such items):
            (i) Political affiliations or beliefs of the student or the
          student's parent.
            (ii) Mental or psychological problems of the student or the
          student's family.
            (iii) Sex behavior or attitudes.
            (iv) Illegal, anti-social, self-incriminating, or demeaning
          behavior.
            (v) Critical appraisals of other individuals with whom
          respondents have close family relationships.
            (vi) Legally recognized privileged or analogous
          relationships, such as those of lawyers, physicians, and
          ministers.
            (vii) Religious practices, affiliations, or beliefs of the
          student or the student's parent.
            (viii) Income (other than that required by law to determine
          eligibility for participation in a program or for receiving
          financial assistance under such program).

          (C)(i) The right of a parent of a student to inspect, upon
        the request of the parent, any instructional material used as
        part of the educational curriculum for the student; and
          (ii) any applicable procedures for granting a request by a
        parent for reasonable access to instructional material within a
        reasonable period of time after the request is received.
          (D) The administration of physical examinations or screenings
        that the school or agency may administer to a student.
          (E) The collection, disclosure, or use of personal
        information collected from students for the purpose of
        marketing or for selling that information (or otherwise
        providing that information to others for that purpose),
        including arrangements to protect student privacy that are
        provided by the agency in the event of such collection,
        disclosure, or use.
          (F)(i) The right of a parent of a student to inspect, upon
        the request of the parent, any instrument used in the
        collection of personal information under subparagraph (E)
        before the instrument is administered or distributed to a
        student; and
          (ii) any applicable procedures for granting a request by a
        parent for reasonable access to such instrument within a
        reasonable period of time after the request is received.
      (2) Parental notification
        (A) Notification of policies
          The policies developed by a local educational agency under
        paragraph (1) shall provide for reasonable notice of the
        adoption or continued use of such policies directly to the
        parents of students enrolled in schools served by that agency.
        At a minimum, the agency shall - 
            (i) provide such notice at least annually, at the beginning
          of the school year, and within a reasonable period of time
          after any substantive change in such policies; and
            (ii) offer an opportunity for the parent (and for purposes
          of an activity described in subparagraph (C)(i), in the case
          of a student of an appropriate age, the student) to opt the
          student out of participation in an activity described in
          subparagraph (C).
        (B) Notification of specific events
          The local educational agency shall directly notify the parent
        of a student, at least annually at the beginning of the school
        year, of the specific or approximate dates during the school
        year when activities described in subparagraph (C) are
        scheduled, or expected to be scheduled.
        (C) Activities requiring notification
          The following activities require notification under this
        paragraph:
            (i) Activities involving the collection, disclosure, or use
          of personal information collected from students for the
          purpose of marketing or for selling that information (or
          otherwise providing that information to others for that
          purpose).
            (ii) The administration of any survey containing one or
          more items described in clauses (i) through (viii) of
          paragraph (1)(B).
            (iii) Any nonemergency, invasive physical examination or
          screening that is - 
              (I) required as a condition of attendance;
              (II) administered by the school and scheduled by the
            school in advance; and
              (III) not necessary to protect the immediate health and
            safety of the student, or of other students.
      (3) Existing policies
        A local educational agency need not develop and adopt new
      policies if the State educational agency or local educational
      agency has in place, on January 8, 2002, policies covering the
      requirements of paragraph (1). The agency shall provide
      reasonable notice of such existing policies to parents and
      guardians of students, in accordance with paragraph (2).
      (4) Exceptions
        (A) Educational products or services
          Paragraph (1)(E) does not apply to the collection,
        disclosure, or use of personal information collected from
        students for the exclusive purpose of developing, evaluating,
        or providing educational products or services for, or to,
        students or educational institutions, such as the following:
            (i) College or other postsecondary education recruitment,
          or military recruitment.
            (ii) Book clubs, magazines, and programs providing access
          to low-cost literary products.
            (iii) Curriculum and instructional materials used by
          elementary schools and secondary schools.
            (iv) Tests and assessments used by elementary schools and
          secondary schools to provide cognitive, evaluative,
          diagnostic, clinical, aptitude, or achievement information
          about students (or to generate other statistically useful
          data for the purpose of securing such tests and assessments)
          and the subsequent analysis and public release of the
          aggregate data from such tests and assessments.
            (v) The sale by students of products or services to raise
          funds for school-related or education-related activities.
            (vi) Student recognition programs.
        (B) State law exception
          The provisions of this subsection - 
            (i) shall not be construed to preempt applicable provisions
          of State law that require parental notification; and
            (ii) do not apply to any physical examination or screening
          that is permitted or required by an applicable State law,
          including physical examinations or screenings that are
          permitted without parental notification.
      (5) General provisions
        (A) Rules of construction
          (i) This section does not supersede section 1232g of this
        title.
          (ii) Paragraph (1)(D) does not apply to a survey administered
        to a student in accordance with the Individuals with
        Disabilities Education Act (20 U.S.C. 1400 et seq.).
        (B) Student rights
          The rights provided to parents under this section transfer to
        the student when the student turns 18 years old, or is an
        emancipated minor (under an applicable State law) at any age.
        (C) Information activities
          The Secretary shall annually inform each State educational
        agency and each local educational agency of the educational
        agency's obligations under this section and section 1232g of
        this title.
        (D) Funding
          A State educational agency or local educational agency may
        use funds provided under part A of title V of the Elementary
        and Secondary Education Act of 1965 [20 U.S.C. 7201 et seq.] to
        enhance parental involvement in areas affecting the in-school
        privacy of students.
      (6) Definitions
        As used in this subsection:
        (A) Instructional material
          The term "instructional material" means instructional content
        that is provided to a student, regardless of its format,
        including printed or representational materials, audio-visual
        materials, and materials in electronic or digital formats (such
        as materials accessible through the Internet). The term does
        not include academic tests or academic assessments.
        (B) Invasive physical examination
          The term "invasive physical examination" means any medical
        examination that involves the exposure of private body parts,
        or any act during such examination that includes incision,
        insertion, or injection into the body, but does not include a
        hearing, vision, or scoliosis screening.
        (C) Local educational agency
          The term "local educational agency" means an elementary
        school, secondary school, school district, or local board of
        education that is the recipient of funds under an applicable
        program, but does not include a postsecondary institution.
        (D) Parent
          The term "parent" includes a legal guardian or other person
        standing in loco parentis (such as a grandparent or stepparent
        with whom the child lives, or a person who is legally
        responsible for the welfare of the child).
        (E) Personal information
          The term "personal information" means individually
        identifiable information including - 
            (i) a student or parent's first and last name;
            (ii) a home or other physical address (including street
          name and the name of the city or town);
            (iii) a telephone number; or
            (iv) a Social Security identification number.
        (F) Student
          The term "student" means any elementary school or secondary
        school student.
        (G) Survey
          The term "survey" includes an evaluation.
    (d) Notice
      Educational agencies and institutions shall give parents and
    students effective notice of their rights under this section.
    (e) Enforcement
      The Secretary shall take such action as the Secretary determines
    appropriate to enforce this section, except that action to
    terminate assistance provided under an applicable program shall be
    taken only if the Secretary determines that - 
        (1) there has been a failure to comply with such section; and
        (2) compliance with such section cannot be secured by voluntary
      means.
    (f) Office and review board
      The Secretary shall establish or designate an office and review
    board within the Department of Education to investigate, process,
    review, and adjudicate violations of the rights established under
    this section.



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