Laws: Cases and Codes : U.S. Code : Title 15 : Section 1639


   
U.S. Code as of: 01/19/04
Section 1639. Requirements for certain mortgages

    (a) Disclosures
      (1) Specific disclosures
        In addition to other disclosures required under this
      subchapter, for each mortgage referred to in section 1602(aa) of
      this title, the creditor shall provide the following disclosures
      in conspicuous type size:
          (A) "You are not required to complete this agreement merely
        because you have received these disclosures or have signed a
        loan application.".
          (B) "If you obtain this loan, the lender will have a mortgage
        on your home. You could lose your home, and any money you have
        put into it, if you do not meet your obligations under the
        loan.".
      (2) Annual percentage rate
        In addition to the disclosures required under paragraph (1),
      the creditor shall disclose - 
          (A) in the case of a credit transaction with a fixed rate of
        interest, the annual percentage rate and the amount of the
        regular monthly payment; or
          (B) in the case of any other credit transaction, the annual
        percentage rate of the loan, the amount of the regular monthly
        payment, a statement that the interest rate and monthly payment
        may increase, and the amount of the maximum monthly payment,
        based on the maximum interest rate allowed pursuant to section
        3806 of title 12.
    (b) Time of disclosures
      (1) In general
        The disclosures required by this section shall be given not
      less than 3 business days prior to consummation of the
      transaction.
      (2) New disclosures required
        (A) In general
          After providing the disclosures required by this section, a
        creditor may not change the terms of the extension of credit if
        such changes make the disclosures inaccurate, unless new
        disclosures are provided that meet the requirements of this
        section.
        (B) Telephone disclosure
          A creditor may provide new disclosures pursuant to
        subparagraph (A) by telephone, if - 
            (i) the change is initiated by the consumer; and
            (ii) at the consummation of the transaction under which the
          credit is extended - 
              (I) the creditor provides to the consumer the new
            disclosures, in writing; and
              (II) the creditor and consumer certify in writing that
            the new disclosures were provided by telephone, by not
            later than 3 days prior to the date of consummation of the
            transaction.
      (3) Modifications
        The Board may, if it finds that such action is necessary to
      permit homeowners to meet bona fide personal financial
      emergencies, prescribe regulations authorizing the modification
      or waiver of rights created under this subsection, to the extent
      and under the circumstances set forth in those regulations.
    (c) No Prepayment penalty
      (1) In general
        (A) Limitation on terms
          A mortgage referred to in section 1602(aa) of this title may
        not contain terms under which a consumer must pay a prepayment
        penalty for paying all or part of the principal before the date
        on which the principal is due.
        (B) Construction
          For purposes of this subsection, any method of computing a
        refund of unearned scheduled interest is a prepayment penalty
        if it is less favorable to the consumer than the actuarial
        method (as that term is defined in section 1615(d) of this
        title).
      (2) Exception
        Notwithstanding paragraph (1), a mortgage referred to in
      section 1602(aa) of this title may contain a prepayment penalty
      (including terms calculating a refund by a method that is not
      prohibited under section 1615(b) of this title for the
      transaction in question) if - 
          (A) at the time the mortgage is consummated - 
            (i) the consumer is not liable for an amount of monthly
          indebtedness payments (including the amount of credit
          extended or to be extended under the transaction) that is
          greater than 50 percent of the monthly gross income of the
          consumer; and
            (ii) the income and expenses of the consumer are verified
          by a financial statement signed by the consumer, by a credit
          report, and in the case of employment income, by payment
          records or by verification from the employer of the consumer
          (which verification may be in the form of a copy of a pay
          stub or other payment record supplied by the consumer);

          (B) the penalty applies only to a prepayment made with
        amounts obtained by the consumer by means other than a
        refinancing by the creditor under the mortgage, or an affiliate
        of that creditor;
          (C) the penalty does not apply after the end of the 5-year
        period beginning on the date on which the mortgage is
        consummated; and
          (D) the penalty is not prohibited under other applicable law.
    (d) Limitations after default
      A mortgage referred to in section 1602(aa) of this title may not
    provide for an interest rate applicable after default that is
    higher than the interest rate that applies before default. If the
    date of maturity of a mortgage referred to in subsection (!1)
    1602(aa) of this title is accelerated due to default and the
    consumer is entitled to a rebate of interest, that rebate shall be
    computed by any method that is not less favorable than the
    actuarial method (as that term is defined in section 1615(d) of
    this title).

    (e) No balloon payments
      A mortgage referred to in section 1602(aa) of this title having a
    term of less than 5 years may not include terms under which the
    aggregate amount of the regular periodic payments would not fully
    amortize the outstanding principal balance.
    (f) No negative amortization
      A mortgage referred to in section 1602(aa) of this title may not
    include terms under which the outstanding principal balance will
    increase at any time over the course of the loan because the
    regular periodic payments do not cover the full amount of interest
    due.
    (g) No prepaid payments
      A mortgage referred to in section 1602(aa) of this title may not
    include terms under which more than 2 periodic payments required
    under the loan are consolidated and paid in advance from the loan
    proceeds provided to the consumer.
    (h) Prohibition on extending credit without regard to payment
      ability of consumer
      A creditor shall not engage in a pattern or practice of extending
    credit to consumers under mortgages referred to in section 1602(aa)
    of this title based on the consumers' collateral without regard to
    the consumers' repayment ability, including the consumers' current
    and expected income, current obligations, and employment.
    (i) Requirements for payments under home improvement contracts
      A creditor shall not make a payment to a contractor under a home
    improvement contract from amounts extended as credit under a
    mortgage referred to in section 1602(aa) of this title, other than
    - 
        (1) in the form of an instrument that is payable to the
      consumer or jointly to the consumer and the contractor; or
        (2) at the election of the consumer, by a third party escrow
      agent in accordance with terms established in a written agreement
      signed by the consumer, the creditor, and the contractor before
      the date of payment.
    (j) Consequence of failure to comply
      Any mortgage that contains a provision prohibited by this section
    shall be deemed a failure to deliver the material disclosures
    required under this subchapter, for the purpose of section 1635 of
    this title.
    (k) "Affiliate" defined
      For purposes of this section, the term "affiliate" has the same
    meaning as in section 1841(k) of title 12.
    (l) Discretionary regulatory authority of Board
      (1) Exemptions
        The Board may, by regulation or order, exempt specific mortgage
      products or categories of mortgages from any or all of the
      prohibitions specified in subsections (c) through (i) of this
      section, if the Board finds that the exemption - 
          (A) is in the interest of the borrowing public; and
          (B) will apply only to products that maintain and strengthen
        home ownership and equity protection.
      (2) Prohibitions
        The Board, by regulation or order, shall prohibit acts or
      practices in connection with - 
          (A) mortgage loans that the Board finds to be unfair,
        deceptive, or designed to evade the provisions of this section;
        and
          (B) refinancing of mortgage loans that the Board finds to be
        associated with abusive lending practices, or that are
        otherwise not in the interest of the borrower.



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