- United States Code
- TITLE 15 - COMMERCE AND TRADE
- CHAPTER 2B - SECURITIES EXCHANGES
- Section 78a. Short Title
- Section 78b. Necessity For Regulation
- Section 78c. Definitions And Application
- Section 78c-1. Swap Agreements
- Section 78d. Securities And Exchange Commission
- Section 78d-1. Delegation Of Functions By Commission
- Section 78d-2. Transfer Of Functions With Respect To Assignment Of Personnel To Chairman
- Section 78d-3. Appearance And Practice Before The Commission
- Section 78e. Transactions On Unregistered Exchanges
- Section 78f. National Securities Exchanges
- Section 78g. Margin Requirements
- Section 78h. Restrictions On Borrowing And Lending By Members, Brokers, And Dealers
- Section 78i. Manipulation Of Security Prices
- Section 78j. Manipulative And Deceptive Devices
- Section 78j-1. Audit Requirements
- Section 78k. Trading By Members Of Exchanges, Brokers, And Dealers
- Section 78k-1. National Market System For Securities; Securities Information Processors
- Section 78l. Registration Requirements For Securities
- Section 78l-1. Applications For Unlisted Trading Privileges Deemed Filed Under Section 78l Of This Title
- Section 78m. Periodical And Other Reports
- Section 78n. Proxies
- Section 78o. Registration And Regulation Of Brokers And Dealers
- Section 78o-1. Brokers Deemed To Be Registered
- Section 78o-2. Liabilities Arising Prior To Amendment Unaffected
- Section 78o-3. Registered Securities Associations
- Section 78o-4. Municipal Securities
- Section 78o-5. Government Securities Brokers And Dealers
- Section 78o-6. Securities Analysts And Research Reports
- Section 78p. Directors, Officers, And Principal Stockholders
- Section 78q. Records And Reports
- Section 78q-1. National System For Clearance And Settlement Of Securities Transactions
- Section 78q-2. Automated Quotation Systems For Penny Stocks
- Section 78r. Liability For Misleading Statements
- Section 78s. Registration, Responsibilities, And Oversight Of Self-Regulatory Organizations
- Section 78t. Liability Of Controlling Persons And Persons Who Aid And Abet Violations
- Section 78t-1. Liability To Contemporaneous Traders For Insider Trading
- Section 78u. Investigations And Actions
- Section 78u-1. Civil Penalties For Insider Trading
- Section 78u-2. Civil Remedies In Administrative Proceedings
- Section 78u-3. Cease-And-Desist Proceedings
- Section 78u-4. Private Securities Litigation
- Section 78u-5. Application Of Safe Harbor For Forward-Looking Statements
- Section 78v. Hearings By Commission
- Section 78w. Rules, Regulations, And Orders; Annual Reports
- Section 78x. Public Availability Of Information
- Section 78y. Court Review Of Orders And Rules
- Section 78z. Unlawful Representations
- Section 78aa. Jurisdiction Of Offenses And Suits
- Section 78aa-1. Special Provision Relating To Statute Of Limitations On Private Causes Of Action
- Section 78bb. Effect On Existing Law
- Section 78cc. Validity Of Contracts
- Section 78dd. Foreign Securities Exchanges
- Section 78dd-1. Prohibited Foreign Trade Practices By Issuers
- Section 78dd-2. Prohibited Foreign Trade Practices By Domestic Concerns
- Section 78dd-3. Prohibited Foreign Trade Practices By Persons Other Than Issuers Or Domestic Concerns
- Section 78ee. Transaction Fees
- Section 78ff. Penalties
- Section 78gg. Separability
- Section 78hh. Effective Date
- Section 78hh-1. Effective Date Of Certain Sections
- Section 78ii. Omitted
- Section 78jj. Repealed. Pub. L. 100-181, Title Iii, Sec. 330, Dec. 4, 1987, 101 Stat. 1259
- Section 78kk. Authorization Of Appropriations
- Section 78ll. Requirements For The Edgar System
- Section 78mm. General Exemptive Authority
- Chapter Notes
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