Laws: Cases and Codes : U.S. Code : Title 12 : Section 3407


   
U.S. Code as of: 01/19/04
Section 3407. Judicial subpena

      A Government authority may obtain financial records under section
    3402(4) of this title pursuant to judicial subpena only if - 
        (1) such subpena is authorized by law and there is reason to
      believe that the records sought are relevant to a legitimate law
      enforcement inquiry;
        (2) a copy of the subpena has been served upon the customer or
      mailed to his last known address on or before the date on which
      the subpena was served on the financial institution together with
      the following notice which shall state with reasonable
      specificity the nature of the law enforcement inquiry:

        "Records or information concerning your transactions which are
      held by the financial institution named in the attached subpena
      are being sought by this (agency or department or authority) in
      accordance with the Right to Financial Privacy Act of 1978 [12
      U.S.C. 3401 et seq.] for the following purpose: If you desire
      that such records or information not be made available, you must:
          "1. Fill out the accompanying motion paper and sworn
        statement or write one of your own, stating that you are the
        customer whose records are being requested by the Government
        and either giving the reasons you believe that the records are
        not relevant to the legitimate law enforcement inquiry stated
        in this notice or any other legal basis for objecting to the
        release of the records.
          "2. File the motion and statement by mailing or delivering
        them to the clerk of the        Court.
          "3. Serve the Government authority requesting the records by
        mailing or delivering a copy of your motion and statement to   
                     .
          "4. Be prepared to come to court and present your position in
        further detail.
          "5. You do not need to have a lawyer, although you may wish
        to employ one to represent you and protect your rights.

      If you do not follow the above procedures, upon the expiration of
      ten days from the date of service or fourteen days from the date
      of mailing of this notice, the records or information requested
      therein will be made available. These records may be transferred
      to other government authorities for legitimate law enforcement
      inquiries, in which event you will be notified after the
      transfer;" and
        (3) ten days have expired from the date of service or fourteen
      days from the date of mailing of the notice to the customer and
      within such time period the customer has not filed a sworn
      statement and motion to quash in an appropriate court, or the
      customer challenge provisions of section 3410 of this title have
      been complied with.



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